published unpublished thesis

The Difference Between a Published & Unpublished Dissertation

How to Locate PhD Dissertations

A dissertation is the main element in completion of a Ph.D. The central element of a doctoral dissertation, and the quality that differentiates it from a master's thesis or an undergraduate thesis, is that it must make an original contribution to its field, usually using primary research. The structure and content of a completed doctoral dissertation is often very different from the structure required for articles or books that are based on it.

Unpublished Dissertations

When a Ph.D. candidate completes her dissertation, this usually results in three or four copies: one each for the candidate, the dissertation supervisor, the university library and sometimes an archive. Unless a dissertation is subsequently published, these are the only copies that are ever created. What this means in practical terms is that unpublished dissertations are almost never widely read. The vast majority of dissertations serve their purpose of gaining a Ph.D. for their author and then fade into obscurity. If you write a dissertation that you want to have an impact, you will need to revise it and publish it in some form.

One of the easiest options for getting your research into published form is to revise a single chapter into an article for a peer-reviewed journal in your field. The difference between this article and an unpublished dissertation is clear: The article is present in a journal that is printed in thousands of copies and distributed to influential academics around the world. In most cases, the editors of the journal will want the form of the dissertation chapter reworked to some extent to make it more accessible to readers who are probably not experts in that particular subject matter.

Motivated dissertation authors often seek to have their dissertations published in book form. As with journal articles, books that are based on dissertations need to be reworked. This usually takes the form of downplaying the methodology and literature-review sections, cutting down on the density of footnotes and references and generally making the text more readable to non-specialists. A published book can get your name out in your academic field and to the world in general. Having a book and some published articles in your field will be helpful to you in advancing your academic career. Within academia, an unpublished dissertation is really nothing more than a prerequisite.

Online Publishing

The Internet has opened up tremendous new opportunities for academic publishing. While having your work accessible online doesn't carry the same weight with hiring committees as an article in a peer-reviewed journal, or better yet a book, it is an effective way to make yourself and your work known, as long as you get it published in the right places. Making contacts through online publishing can be an effective stepping stone toward breaking into journals and book publishing. It's also a useful way to get feedback from other academics about your work.

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Theses & Dissertations

Citing a published thesis, citing an unpublished thesis, citing a thesis in online database or repository.

• CMS 14.224: Theses and dissertations

Titles of unpublished works appear in "quotation marks"—not in italics . This treatment extends to theses and dissertations, which are otherwise cited like books.

The kind of thesis, the academic institution, and the date follow the title. Like the publication data of a book, these are enclosed in parentheses in a note but not in a bibliography.

If the document was consulted online, include a URL or, for documents retrieved from a commercial database, give the name of the database and, in parentheses, any identification number supplied or recommended by the database.

For dissertations issued on microfilm, see 14.120 . For published abstracts of dissertations, see 14.197 .

Note-Bibliography

First-name Last-name, "Title of Thesis: Subtitle," (Publisher, Year).

      Mihwa Choi, “Contesting Imaginaires in Death Rituals during the Northern Song Dynasty,” PhD diss., (University of Chicago, 2008).

Short Note:

Last-name, "Title of Thesis."

Choi. “Contesting Imaginaires ."

Bibliography Entry:

Last-name, First-name. "Title of Thesis: Subtitle." Year.

Choi, Mihwa. “Contesting Imaginaires in Death Rituals during the Northern Song Dynasty.” PhD diss. University      of Chicago, 2008.

Author-Date

Text Citation:

(Last-name Year)

(Mihwa 2008)

Reference Entry:

Last-name, First-name. Year. "Title of Thesis: Subtitle."

Choi, Mihwa. 2008. “Contesting  Imaginaires  in Death Rituals during the Northern Song Dynasty.”  PhD diss.       University of Chicago.

Note -Bibliography

Note #. First-name Last-name, "Title of Thesis: Subtitle," Unpublished thesis type, University. Year.

Barry C. Hosking, "The Control of Gastro-intestinal Nematodes in Sheep with the Amino-acetonitrile Derivative, Monepantel with a Particular Focus on Australia and New Zealand," PhD diss., (Ghent University, 2010).

Note #. Last-name,"Title of Thesis."

Barry C. Hosking, "The Control of Gastro-intestinal Nematodes."

Bibliography:

Last-name, First-name. "Title of Thesis: Subtitle." Unpublished thesis type. University. Year.

Hosking, Barry C. "The Control of Gastro-intestinal Nematodes in Sheep with the Amino-acetonitrile Derivative, Monepantel with a Particular Focus on Australia and New Zealand." PhD diss., Ghent University, 2010.

(Hosking 2010)

Last-name, First-name.  Year.  "Title of Thesis: Subtitle." Unpublished thesis type. University.

Hosking, Barry C.    2010.  "The Control of Gastro-intestinal Nematodes in Sheep with the Amino-acetonitrile Derivative, Monepantel with a Particular Focus on Australia and New Zealand." PhD diss., Ghent University.

Note #. First-name Last-name, "Title of Thesis: Subtitle," Database Name (Identifier if given), Year, Internet address.

      12. Meredith Stewart, "An Investigation into Aspects of the Replication of Jembrana Disease Virus, " Australasian Digital Theses Program (WMU2005.1222), 2005, http://wwwlib.murdoch.edu.au/adt/browse/view/adt-MU20051222.104106.

Note #. Last-name, "Title of Thesis."

21. Stewart, "An Investigation into Aspects."

Last-name, First-name. "Title of Thesis: Subtitle." Database Name (Identifier if given), Year. Internet address.

Stewart, Meredith. "An Investigation into Aspects of the Replication of Jembrana Disease Virus ." Australasian Digital Theses Program (WMU2005.1222),  2005. http://wwwlib.murdoch.edu.au/adt/browse/view/adt-MU20051222.104106.

(Stewart 2005)

Last-name, First-name. Year. "Title of Thesis: Subtitle."  Database Name  (Identifier if given), Internet address.

Stewart, Meredith. 2005. "An Investigation into Aspects of the Replication of Jembrana Disease Virus ." Australasian Digital Theses Program  (WMU2005.1222),    http://wwwlib.murdoch.edu.au/adt/browse/view/adt-MU20051222.104106.

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OATD.org aims to be the best possible resource for finding open access graduate theses and dissertations published around the world. Metadata (information about the theses) comes from over 1100 colleges, universities, and research institutions . OATD currently indexes 7,230,116 theses and dissertations.

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We’re happy to present several data visualizations to give an overall sense of the OATD.org collection by county of publication, language, and field of study.

You may also want to consult these sites to search for other theses:

• Google Scholar
• NDLTD , the Networked Digital Library of Theses and Dissertations. NDLTD provides information and a search engine for electronic theses and dissertations (ETDs), whether they are open access or not.
• Proquest Theses and Dissertations (PQDT), a database of dissertations and theses, whether they were published electronically or in print, and mostly available for purchase. Access to PQDT may be limited; consult your local library for access information.

Home / Guides / Citation Guides / APA Format / How to Cite a Thesis or Dissertation in APA

How to Cite a Thesis or Dissertation in APA

In this citation guide, you will learn how to reference and cite an undergraduate thesis, master’s thesis, or doctoral dissertation. This guide will also review the differences between a thesis or dissertation that is published and one that has remained unpublished. The guidelines below come from the 7th edition of the Publication Manual of the American Psychological Association (2020a), pages 333 and 334. Please note that the association is not affiliated with this guide.

Alternatively, you can visit EasyBib.com for helpful citation tools to cite your thesis or dissertation .

Guide Overview

Citing an unpublished thesis or dissertation, citing a published dissertation or thesis from a database, citing a thesis or dissertation published online but not from a database, citing a thesis or dissertation: reference overview, what you need.

Since unpublished theses can usually only be sourced in print form from a university library, the correct citation structure includes the university name where the publisher element usually goes.

Author’s last name, F. M. (Year published). Title in sentence case [Unpublished degree type thesis or dissertation]. Name of institution.

Ames, J. H., & Doughty, L. H. (1911). The proposed plans for the Iowa State College athletic field including the design of a reinforced concrete grandstand and wall [Unpublished bachelor’s thesis]. Iowa State University.

In-text citation example:

• Parenthetical :  (Ames & Doughty, 1911)
• Narrative :  Ames & Doughty (1911)

If a thesis or dissertation has been published and is found on a database, then follow the structure below. It’s similar to the format for an unpublished dissertation/thesis, but with a few differences:

• The institution is presented in brackets after the title
• The archive or database name is included

Author’s last name, F. M. (Year published). Title in sentence case (Publication or Document No.) [Degree type thesis or dissertation, Name of institution]. Database name.

Examples 1:

Knight, K. A. (2011). Media epidemics: Viral structures in literature and new media (Accession No. 2013420395) [Doctoral dissertation, University of California, Santa Barbara]. ProQuest Dissertations Publishing.

Trotman, J.B. (2018). New insights into the biochemistry and cell biology of RNA recapping (Document No. osu1523896565730483) [Doctoral dissertation, Ohio State University]. OhioLINK Electronic Theses & Dissertations Center.

In the example given above, the dissertation is presented with a Document Number (Document No.). Sometimes called a database number or publication number, this is the identifier that is used by the database’s indexing system. If the database you are using provides you with such a number, then include it directly after the work’s title in parentheses.

If you are interested in learning more about how to handle works that were accessed via academic research databases, see Section 9.3 of the Publication Manual.

In-text citation examples :

• Parenthetical citation : (Trotman, 2018)
• Narrative citation : Trotman (2018)

Author’s last name, F. M. (Year Published). Title in sentence case [Degree type thesis or dissertation, Name of institution]. Name of archive or collection. URL

Kim, O. (2019). Soviet tableau: cinema and history under late socialism [Doctoral dissertation, University of Pittsburgh]. Institutional Repository at the University of Pittsburgh. https://d-scholarship.pitt.edu/37669/7/Olga%20Kim%20Final%20ETD.pdf

Stiles, T. W. (2001). Doing science: Teachers’ authentic experiences at the Lone Star Dinosaur Field Institute [Master’s thesis, Texas A&M University]. OAKTrust. https://hdl.handle.net/1969.1/ETD-TAMU-2001-THESIS-S745

It is important to note that not every thesis or dissertation published online will be associated with a specific archive or collection. If the work is published on a private website, provide only the URL as the source element.

In-text citation examples:

• Parenthetical citation : (Kim, 2019)
• Narrative citation : Kim (2019)
• Parenthetical citation : (Stiles, 2001)
• Narrative citation : Stiles (2001)

We hope that the information provided here will serve as an effective guide for your research. If you’re looking for even more citation info, visit EasyBib.com for a comprehensive collection of educational materials covering multiple source types.

If you’re citing a variety of different sources, consider taking the EasyBib citation generator for a spin. It can help you cite easily and offers citation forms for several different kinds of sources.

To start things off, let’s take a look at the different types of literature that are classified under Chapter 10.6 of the Publication Manual :

• Undergraduate thesis
• Master’s thesis
• Doctoral dissertation

You will need to know which type you are citing. You’ll also need to know if it is published or unpublished .

When you decide to cite a dissertation or thesis, you’ll need to look for the following information to use in your citation:

• Author’s last name, and first and middle initials
• Year published
• Title of thesis or dissertation
• If it is unpublished
• Publication or document number (if applicable; for published work)
• Degree type (bachelor’s, master’s, doctoral)
• Thesis or dissertation
• Name of institution awarding degree
• DOI (https://doi.org/xxxxx) or URL (if applicable)

Since theses and dissertations are directly linked to educational degrees, it is necessary to list the name of the associated institution; i.e., the college, university, or school that is awarding the associated degree.

To get an idea of the proper form, take a look at the examples below. There are three outlined scenarios:

• Unpublished thesis or dissertation
• Published thesis or dissertation from a database
• Thesis or dissertation published online but not from a database

American Psychological Association. (2020a). Publication manual of the American Psychological Association (7th ed.). https://doi.org/10.1037/0000165-000

American Psychological Association. (2020b). Style-Grammar-Guidelines. https://apastyle.apa.org/style-grammar-guidelines/citations/basic-principles/parenthetical-versus-narrative

Published August 10, 2012. Updated March 24, 2020.

Written and edited by Michele Kirschenbaum and Elise Barbeau. Michele Kirschenbaum is a school library media specialist and the in-house librarian at EasyBib.com. Elise Barbeau is the Citation Specialist at Chegg. She has worked in digital marketing, libraries, and publishing.

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To cite a published thesis in APA style, it is important that you know some basic information such as the author, publication year, title of the thesis, institute name, archive name, and URL (uniform resource locator). The templates for an in-text citation and reference list entry of a thesis, along with examples, are given below:

In-text citation template and example:

Use the author surname and the publication year in the in-text citation.

Author Surname (Publication Year)

Cartmel (2007)

Parenthetical:

(Author Surname, Publication Year)

(Cartmel, 2007)

Reference list entry template and example:

The title of the thesis is set in sentence case and italicized. Enclose the thesis and the institute awarding the degree inside brackets following the publication year. Then add the name of the database followed by the URL.

Author Surname, F. M. (Publication Year). Title of the thesis [Master’s thesis, Institute Name]. Name of the Database. URL

Cartmel, J. (2007). Outside school hours care and schools [Master’s thesis, Queensland University of Technology]. EPrints. http://eprints.qut.edu.au/17810/1/Jennifer_Cartmel_Thesis.pdf

To cite an unpublished dissertation in APA style, it is important that you know some basic information such as the author, year, title of the dissertation, and institute name. The templates for in-text citation and reference list entry of an online thesis, along with examples, are given below:

Author Surname (Year)

Averill (2009)

(Author Surname, Year)

(Averill, 2009)

The title of the dissertation is set in sentence case and italicized. Enclose “Unpublished doctoral dissertation” inside brackets following the year. Then add the name of the institution awarding the degree.

Author Surname, F. M. (Publication Year). Title of the dissertation [Unpublished doctoral dissertation]. Name of the Institute.

Averill, R. (2009). Teacher–student relationships in diverse New Zealand year 10 mathematics classrooms: Teacher care [Unpublished doctoral dissertation]. Victoria University of Wellington.

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Reference Page Examples - Dissertations or Theses

• Published Dissertation or Thesis
• Unpublished Dissertation or Thesis

 A dissertation or thesis is considered published when it is available from a database such as ProQuest Dissertations and Theses Global.

If the database or archive requires users to log in before they can view the dissertation or thesis, meaning the url will not work for readers, end the reference with the database name., author, a. a. (year).  title of dissertation  (publication no. xxxxxxxxx). [doctoral dissertation or masters thesis, name of, institution that awarded the degree]. name of source i.e. proquest dissertations and theses global. url for, the dissertation or thesis., d'arcangelis, g. s. (2009).  the bio scare: anthrax, smallpox, sars, flu and post-9/11 u.s. empire  (order no.,            3388146). [doctoral dissertation, university of california los angeles]. proquest dissertations and theses,            global. , * ** remember: each source listed on the reference page must correspond to at least one in-text citation in the body of the paper; each in-text citation must correspond to a source listed on the reference page., when a dissertation or thesis is unpublished, include the description “[unpublished doctoral dissertation]” or “[unpublished master’s thesis]” in square brackets after the dissertation or thesis title., in the source element of the reference, provide the name of the institution that awarded the degree., author, a. a. (year).  title of dissertation  [unpublished doctoral dissertation or unpublished, masters thesis], name of institution that awarded the degree. , johnson, b. (2005). balanced scorecard applications  [unpublished master's thesis]. worthington university..

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OATD.org provides open access graduate theses and dissertations published around the world. Metadata (information about the theses) comes from over 1100 colleges, universities, and research institutions. OATD currently indexes 6,654,285 theses and dissertations.

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• How to cite a dissertation in APA Style

How to Cite a Dissertation in APA Style | Format & Examples

Published on December 16, 2020 by Jack Caulfield . Revised on December 27, 2023.

The format for citing someone else’s dissertation or thesis in APA Style depends on whether the thesis is available from a database, published somewhere else (e.g. on a university archive or personal website), or unpublished (only available in print form directly from the author or university).

To cite a dissertation or thesis from a database, use the following format. In the square brackets, specify the type of dissertation or thesis and the university. As with other database sources, no URL or DOI is included.

Table of contents

Citing a dissertation published elsewhere, citing an unpublished dissertation in apa style.

To cite a dissertation or thesis published in a university archive (often in PDF form ) or on a personal website, the format differs in that no publication number is included, and you do list a URL.

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To cite an unpublished dissertation (one you got directly from the author or university in print form), add “Unpublished” to the bracketed description, and list the university at the end of the reference, outside the square brackets.

Cite this Scribbr article

If you want to cite this source, you can copy and paste the citation or click the “Cite this Scribbr article” button to automatically add the citation to our free Citation Generator.

Caulfield, J. (2023, December 27). How to Cite a Dissertation in APA Style | Format & Examples. Scribbr. Retrieved September 9, 2024, from https://www.scribbr.com/apa-examples/dissertation/

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Stored in a database

Author, A. A. (Year). Title of thesis (Database Publication number, if assigned) [Type of thesis, Name of institution awarding degree]. Database Name.

Taffe, S. (2017).  The Federal Council for the Advancement of Aborigines and Torres Strait Islanders: The politics of inter-racial coalition in Australia, 1958–1973  [Doctoral thesis, Monash University]. Bridges.  https://doi.org/10.4225/03/59d4482289ea4

Bozeman, A. Jr. (2007).  Age of onset as predictor of cognitive performance in children with seizure disorders  (Publication No. 3259752) [Doctoral dissertation, The Chicago School of Professional Psychology]. ProQuest Dissertations and Theses Global.

Unpublished thesis

Author, A. A. (Year).  Title of thesis or dissertation  [Unpublished Doctoral dissertation or Master's thesis]. Name of Institution.

Imber, A. (2003).  Applicant reactions to graduate recruitment and selection  [Unpublished Doctoral dissertation]. Monash University. 

For further guidance, see the APA Style website- Published Dissertation or Thesis , Unpublished Dissertation or Theses .

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A thesis or dissertation will either be unpublished - available only in print at the awarding institution; or published - either on a website, or in a theses database such as ProQuest Dissertations and Theses Global. The principles when referencing a thesis are similar to those used when referencing a book.

• Unpublished (print)
• Online from a database
• Online from a website/archive

Thesis/Dissertation printed and paper bound

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Thesis/Dissertation from online website/archive

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Dissertations & Theses

Reference for doctoral dissertations and master's and undergraduate theses are divided by whether they are unpublished or published. This guide will focus on published dissertations and theses.

Published works may be available from a database, a university archive, or a personal website.

If you wish to cite an unpublished dissertation or theses, please check with your instructor to make sure this source would be appropriate for your assignment.

To learn how to cite unpublished dissertations or theses, see pp. 333-334 of the manual.

Dissertations & Theses Templates

Dissertation or Thesis From a Database

Villalobos, R. (2023). (Im)mobile girls: Latina rural girlhoods in the United States  [Doctoral dissertation, University of California, Santa Cruz]. ProQuest Dissertations and Theses Global.

Parenthetical citation:  (Villalobos, 2023)

Narrative citation:  Villalobos (2023)

Dissertation or Thesis Published Online (Not in a Database)

Shacklette, D. W. (2021).  Linking processing speed and white matter: A bridge between education and neuroscience research  [Master's thesis, Stanford University]. Stanford Digital Repository. https://searchworks.stanford.edu/view/yq219dn0952

Parenthetical citation:  (Shacklette, 2021)

Narrative citation:  Shacklette (2021)

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APA 7th Edition Style Guide: Unpublished Manuscripts/Informal Publications (i.e. course packets and dissertations)

• About In-text Citations
• In-Text Examples
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• Personal Communication
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Unpublished Manuscripts/Informal Publications (i.e. course packets and dissertations)

• Formatting Your Paper
• Formatting Your References
• Annotated Bibliography
• Headings in APA
• APA Quick Guide
• Submit your Paper for APA Review

Formatting your References

Once you type your references on the reference page, you will need to put in a hanging indent and double-space the entire reference list. In Microsoft Word, highlight the references from A to Z, then find the paragraph function in the Word ribbon. Select Hanging under Indentation and Double under spacing. See the Formatting your References tab for instructions on doing this on a Mac or in Google Docs.

Abbas, D. D. F. (2020). Manipulating of audio-visual aids in the educational processes in Al-Hilla University College. International Journal of Psychosocial Rehabilitation, 24 (3), 1248-1263. https://doi.org.db12.linccweb.org/10.37200/ijpr/v24i3/pr200875

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APA 7th edition - Citations: Theses & Dissertations

• In-Text Citations
• Reference List
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• Government Resources
• Indigenous Knowledge
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Theses & Dissertations

• Tables, Figures and Images
• Other Source Types
• RefWorks This link opens in a new window
• Formatting Your Paper This link opens in a new window

Published vs. unpublished

Citations for dissertations and theses reorganize elements depending on whether they are published or unpublished.

• A dissertation or thesis is considered published when it is available through a database, institutional repository, or archive
• e.g. [Master's thesis, University of British Columbia] or [Doctoral dissertation, Simon Fraser University]
• Include the URL if the URL will work for readers, or else end the citation with the name of the database, repository, or archive 

General format - published

Reference List 

AuthorLastName, A. A. (Date). Title of dissertation or thesis (Publication No. ## - if available) [Document type, institution name]. Publisher. http://www.website.com/webpage

(AuthorLastName, Year)

• Unpublished
• An unpublished dissertation or thesis includes the name of the university as the source.
• A URL is generally not included as an unpublished document is assumed to be in print or a digital document unavailable publicly.
• If available in a database or repository/archive, treat as published.

General format - unpublished

AuthorLastName, A. A. (Date). Title of dissertation or thesis (Publication No. ## - if available) [Unpublished document type]. Institution Name. http://www.website.com/webpage

1. Published

Hossain, M. A. (2018). What do police recruits identify as strategies to deal with their triggers/biases to deliver fair and impartial policing? [Capstone Project, Justice Institute of British Columbia]. The Vault. https://jibc.arcabc.ca/islandora/object/jibc%3A2380?solr_nav%5Bid%5D=16b067104b80bcb271bb&solr_nav%5Bpage%5D=0&solr_nav%5Boffset%5D=0

(Hossain, 2018)

Ferguson, J. (2010). Queer Japanese cinema: A rich and diverse cultural history's challenge to hegemonic ideologies of gender and sexuality (Publication No. MR82331) [Master's thesis, University of British Columbia]. ProQuest Dissertations and Theses Global.

(Ferguson, 2010)

2. Unpublished

Smith, I. (2020). Effects of library instruction on college students' citation practices [Unpublished undergraduate thesis]. Okanagan College.

(Smith, 2020)

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APA 7th Edition - University of Lincoln

• APA style and referencing
• Main changes from the 6th edition to the 7th edition of APA
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• Book with a single author
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• Theses, dissertations
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• Sport & Exercise Science subject guide This link opens in a new window

Theses/dissertations

Dissertations or theses can be either published or unpublished. Those that are unpublished are usually obtained from the respective university in print format. Those that are published, are usually available from a research database or a university archive/repository. 

The examples below show how to reference both types of dissertation/thesis.

See also the guidance on the APA's Style website at: https://apastyle.apa.org/style-grammar-guidelines/references/examples/unpublished-dissertation-references (unpublished dissertations) And https://apastyle.apa.org/style-grammar-guidelines/references/examples/published-dissertation-references (published dissertations)

Unpublished theses, dissertations

Parenthetical citation  

 (Aggrey, 2012) 

Narrative citation

Aggrey (2012)

Reference List   

Aggrey, K. K. (2012).  The collaboration between the NHS Trusts (Lincolnshire Foundation Partnership Trusts)

      and the voluntary sector on performance of mental health care delivery in Lincolnshire [Unpublished doctoral

      dissertation]. University of Lincoln.   

1. Author(s)’ surname, comma, initial(s) with a full stop after each initial  2. Year of submission in round brackets followed by a full stop   3. Title of thesis/dissertation in italics  4. Description in square brackets [Unpublished doctoral dissertation] or [Unpublished master’s dissertation] followed by a full stop  5. Name of institution followed by a full stop 

Published dissertation/thesis from a database

Parenthetical citation

(El-Chab, 2016)

Narrative citation 

El-Chab (2016)  

Reference list 

El-Chab, A. (2016).  The effect of dietary standardisation on exercise performance and physiological

     responses in male athletes  (Publication No. 10588261) [Doctoral dissertation, Oxford Brookes University].

     Proquest Dissertations and Theses Global.  

1. Author(s)’ surname, comma, initial(s) with a full stop after each initial (and comma if more than one author)  2. Year of publication in round brackets followed by a full stop   3. Title of thesis/dissertation in italics  4. Publication number in round brackets   5. Doctoral dissertation or Master’s thesis in square brackets, name of institution followed by a full stop  6. Database name followed by a full stop  

Dissertation/thesis published online (not in a database)

Parenthetical citation 

(Lund, 2017) 

Lund (2017)

Lund, T. W. (2017). Perceptions of academic dishonesty in a cross-cultural context: Students views on cheaters, cheating,

       and severity of offences  [Master’s thesis, Marietta College]. OhioLINK: Electronic Theses & Dissertation Center.

        https://etd.ohiolink.edu/apexprod/rws_olink/r/1501/10?p10_etd_subid=150733&clear=10 

Format: 

Author surname, Initial(s). (Year).  Title of dissertation  [Doctoral dissertation or Master’s thesis, Name of Institution).

       Name of resource. URL 

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APA Style 7th Edition: Citing Your Sources

• Basics of APA Formatting
• In Text Quick View
• Block Quotes
• Books & eBooks
• Thesis/Dissertation

Standard Format

Formatting rules.

• Audiovisual
• Conference Presentations
• Social Media
• Legal References
• Reports and Gray Literature
• Academic Integrity and Plagiarism
• Additional Resources
• Reference Page

Click on the categories below to see what types of information is included for that reference component for Dissertations and Theses

Basic Format: Who = Author (When = year). What = Title. Where = Name of Institution Awarding Degree

Unpublished Dissertations and Theses

Author Surname, A. A.

Title of dissertation/thesis: Use sentence case [Unpublished doctoral dissertation/master’s thesis].

Name of Institution Awarding the Degree

Published Dissertations and Theses

Title of dissertation: Use sentence case [Doctoral dissertation, Name of Institution Awarding the Degree].

Provide Database or Archive name and URL (if available)

Database Name. https://xxxx...

Archive Name.

Formatting:

• Italicize the title
• Identify whether source is doctoral dissertation or master’s thesis in parentheses after the title

Click on categories below to see examples.

Thesis, from a commercial database

Dissertation, from an institutional database, unpublished master’s thesis.

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Guide to Sources for Finding Unpublished Research

Unpublished research.

• Research Networks
• Conference Proceedings
• Clinical Research in Progress
• Grey Literature
• Institutional Repositories
• Preprint Servers
• Finding Theses

This guide takes you through the tools and resources for finding research in progress and unpublished research in Paramedicine. 

What do we mean by unpublished?  

Typically we mean anything that is publicly available on the internet that isn't published formally in a journal article or conference proceedings.  By their nature these  unpublications  are varied but might include things like: 

• Preprints, work in progress or an early version of an article intended for publication that is made available for comment by interested researchers, 
• Presentations, posters, conference papers  published on personal websites or research networks like  ResearchGate  or  Mendeley ,
• Theses and dissertations  published on the web or through repositories.

Unpublished research can be harder to find a number of reasons.  There is no one place to look. You have to dig a little deeper.  The tools you can use o do this are covered in this  Guide . Also, there isn't that much of it.  There are a number of reasons for this. Paramedic researchers are relatively few and widely dispersed geographically and across different organizations (academic and EMS/Ambulance Services).  Compared to similar areas Paramedic research is in the early stages of development.  To use an analogy, Paramedic research is till taxing up the runway while other areas are already up and flying. It's not impossible; it's just harder than in more established research areas.

Why would you want to look?

If you are wondering why you would want to search for  unpublished  material, there could be a number of reasons: 

• Completeness,   if you need to cover a complete topic including work in progress and projects and ideas that haven't made it to formal publication,
• Real- world  examples and case studies , not every project or every implementation will make it to formal publication but may be reported informally as a presentation, theses or dissertation,
• Currency,   the lengthy publication process encourages researchers to find alternative routes to promote research in progress to share ideas and inform current practice. Typically this would be preprints but there are other informal methods such as copies of posters and presentations. 
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• Last Updated: Nov 9, 2023 10:51 PM
• URL: https://ambulance.libguides.com/unpublishedresearch

Harvard Citation Style: Theses

Introduction

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Company Information

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• Internet / Websites

Journal Articles

Lecture Notes

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• Patents and Standards

All Examples

• Writing Support
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In This Guide...

Click on the links below for further information on referencing each material type

• Why is Referencing Important?
• Getting Started

Reference Formats

• References by Format
• Citing Info Someone Else has Cited

Books/eBooks

• 1, 2 or More Authors
• 1, 2 or More Editors
• Chapters in Books
• Company Reports
• Company Profiles

Internet/Websites

• Web Documents
• Computer Software
• CMO Articles

Multimedia Formats

• Audio-Visual Material

Newspaper Articles

Patents & Standards

• Citing Patents: Examples
• Citing Patents: Standards

Citing Theses: Examples

• A table of examples in all formats for quick reference

Citing Theses

Theses can come in a number for formats, they can be published, unpublished, or retrieved from a database. The principles when citing a thesis are similar to those employed when citing a book.

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• Next: All Examples >>

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Published and unpublished dissertation; DOI assignment

I have recently defended my Ph.D. dissertation and submitted it to my graduate school's e-repository of scholarly works as well as to the ProQuest database. I have not heard yet from ProQuest about the respective publication, but my work appeared blazingly fast in my school's repository, which is great, as I already can cite it in my CV and elsewhere, where appropriate.

As I understand the terminology in the area, dissertation or thesis, submitted to ProQuest (or another scholarly database, for that matter) is referred to as published . On the other hand, the same document, submitted to university's e-repository or similar archive, is referred to as unpublished . Also, while I expect the ProQuest to assign a DOI to my work, my university's e-repository doesn't seem to include this step. Considering all the above-mentioned information, I am curious about the following:

What is the optimal strategy for maintaining and citing both unpublished and published versions of my dissertation? Since the published (ProQuest) version will not be available to people, lacking access to ProQuest, does it make sense to maintain and cite both versions, so that other interested people will be able to access and cite the unpublished version?

What is the optimal strategy for assigning DOI to my dissertation report (either to both versions, or to the unpublished, if ProQuest will assign DOI to the published one)?

• publications
• open-access
• research-dissemination

• 1 As I understand the terminology in the area, dissertation or thesis, submitted to ProQuest (or another scholarly database, for that matter) is referred to as published. — I've never heard this distinction before. In its raw etymology, "published" merely means "made public". Some people (and fields) would consider a thesis available only as a paper copy in your university library, or only as a PDF from your web page, to be "published". Others would not consider a ProQuest version "published", because it hasn't been reviewed by an editor. –  JeffE Commented Jul 30, 2015 at 22:00
• @JeffE: Thank you for your comment. I agree with it and, actually, I now cite my dissertation (i.e., in my CV) as an "unpublished doctoral dissertation" (which is what APA Style recommends). –  Aleksandr Blekh Commented Jul 31, 2015 at 2:35
• 1 I would (and do) omit the adjective "unpublished", and just list it as your PhD dissertation. If you later publish it as a book, then you can list it as a book. But the correct protocol probably depends on your field; ask your advisor . (In my field, almost nobody reads PhD theses—and some people don't even list their PhD thesis in their CV—because thesis results are normally published in conference and journal papers, often before the thesis itself.) –  JeffE Commented Jul 31, 2015 at 12:31
• @JeffE: I appreciate your latest comment - very useful information. I do not plan to publish my dissertation as is as a book. Instead, I plan to convert it into several research papers; plus an additional paper will cover my research software. In the longer term, I plan to create a more comprehensive coverage of the topic or, even, larger subject domain, both theoretically and experimentally, and publish all that material in a form of either a book (preferably), or, at least, a chapter. Does this plan makes sense to you? –  Aleksandr Blekh Commented Jul 31, 2015 at 12:39

2 Answers 2

You should avoid citing it twice, because it's the same work (think of it as a book published by two different publishers - you wouldn't cite both versions). Whether you prefer to cite it with a ProQuest DOI or with a link to the university repository is up to you, though possibly a given journal may have an opinion on which they prefer. Depending on how formal the citation style is, you could do something like:

• Bleckh, A (2015). ProQuest citation; DOI . Copy available from [repository]

which would let you use both access methods.

For DOIs, it's unlikely that your repository will assign a DOI to their version - most repositories aren't set up to issue DOIs. The repository is intended as an alternative way to access it rather than a different publication, and so material hosted by a repository tends to give the bibliographic details of the "real version" rather than provide their own.

(Also, I'm not sure what you mean by "maintaining" - are you envisaging updating it over time? This would be quite unusual for a doctoral thesis...)

• Thank you for your insights (+1; acceptance is pending, based on potential feedback from others). I didn't mean to use both citations within the same referencing document, but one of each, based on that document's audience and its assumed access. Your suggested combined citation makes sense, but I want to hear more opinions from people here to make up my mind. In regard to "maintaining", I implied similar meaning as "citing", not updating the document - I will remove the confusing and unnecessary word from the question. –  Aleksandr Blekh Commented May 3, 2015 at 17:43
• In regard to DOI, I could consider posting my dissertation to Figshare, which, as far as I know, assigns DOIs to all artifacts. Then, I would simply prefer citing the Figshare's version to the one from my unversity's e-repository. –  Aleksandr Blekh Commented May 3, 2015 at 17:45
• 2 Is there a pressing need to have a DOI rather than a URL/URI? The figshare approach would certainly work, but putting three copies out there might confuse people - if you do this I'd recommend including a coversheet on the figshare version pointing to the other two copies and clarifying that the content of the thesis itself is the same. –  Andrew is gone Commented May 3, 2015 at 18:18
• Not a "pressing need", certainly. I'm just exploring options. Thank you for all suggestions. –  Aleksandr Blekh Commented May 3, 2015 at 18:32

Regarding strategy for assigning a DOI, my personal preference is to use my university library's repository for that. I prefer to use my own university's repository as the canonical source of bibliographic information about my publications to remain maximally in control of it. My university library happens to be able to assign DOIs. I realise that not all repositories do this and in that case, I would recommend using a repository such as figshare or Zenodo because they provide open access to the published material and you retain your copyright. It seems ProQuest offers the latter but not the former. A special case where one has to be careful is if you do not own the copyright to all of your thesis. This was the case for my own thesis which consists partly of papers for which Springer and IEEE own the copyright. They allowed publication on my university's own repository but I could only post the introduction on figshare, because that implied CC-BY licensing.

• Thank you for the answer (+1) - your insights are helpful. As I said in comments above, I was considering figshare and Zenodo repositories (and actually use Zenodo to assign DOI to software that I've developed for my dissertation data analysis - though it's a bit tricky - I will post a separate question on the issue). I just checked and found out that ProQuest didn't assign DOI to my dissertation. Since my school's e-repository didn't either, the issue remains, but it's not a high priority one. –  Aleksandr Blekh Commented Jul 31, 2015 at 2:38
• BTW, while ProQuest doesn't assign DOI, it does assign ISBN. While ISBN is focused on physical products (books, journals, etc.) rather than their digital counterparts, I just read about the existence of a service for "mapping" between DOI and ISBN systems, called ISBN-A ("actionable ISBN") . Unfortunately, ProQuest seems not to be using the service. –  Aleksandr Blekh Commented Jul 31, 2015 at 2:57

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Published Dissertation or Thesis References

This page contains reference examples for published dissertations or theses.

Kabir, J. M. (2016). Factors influencing customer satisfaction at a fast food hamburger chain: The relationship between customer satisfaction and customer loyalty (Publication No. 10169573) [Doctoral dissertation, Wilmington University]. ProQuest Dissertations & Theses Global.

Miranda, C. (2019). Exploring the lived experiences of foster youth who obtained graduate level degrees: Self-efficacy, resilience, and the impact on identity development (Publication No. 27542827) [Doctoral dissertation, Pepperdine University]. PQDT Open. https://pqdtopen.proquest.com/doc/2309521814.html?FMT=AI

Zambrano-Vazquez, L. (2016). The interaction of state and trait worry on response monitoring in those with worry and obsessive-compulsive symptoms [Doctoral dissertation, University of Arizona]. UA Campus Repository. https://repository.arizona.edu/handle/10150/620615

• Parenthetical citations : (Kabir, 2016; Miranda, 2019; Zambrano-Vazquez, 2016)
• Narrative citations : Kabir (2016), Miranda (2019), and Zambrano-Vazquez (2016)
• A dissertation or thesis is considered published when it is available from a database such as ProQuest Dissertations and Theses Global or PDQT Open, an institutional repository, or an archive.
• If the database assigns publication numbers to dissertations and theses, include the publication number in parentheses after the title of the dissertation or thesis without italics.
• Include the description “Doctoral dissertation” or “Master’s thesis” followed by a comma and the name of the institution that awarded the degree. Place this information in square brackets after the dissertation or thesis title and any publication number.
• In the source element of the reference, provide the name of the database, repository, or archive.
• The same format can be adapted for other published theses, including undergraduate theses, by changing the wording of the bracketed description as appropriate (e.g., “Undergraduate honors thesis”).
• Include a URL for the dissertation or thesis if the URL will resolve for readers (as shown in the Miranda and Zambrano-Vazquez examples).
• If the database or archive requires users to log in before they can view the dissertation or thesis, meaning the URL will not work for readers, end the reference with the database name (as in the Kabir example).

Published dissertation or thesis references are covered in the seventh edition APA Style manuals in the Publication Manual Section 10.6 and the Concise Guide Section 10.5

Harvard University Theses, Dissertations, and Prize Papers

The Harvard University Archives ’ collection of theses, dissertations, and prize papers document the wide range of academic research undertaken by Harvard students over the course of the University’s history.

Beyond their value as pieces of original research, these collections document the history of American higher education, chronicling both the growth of Harvard as a major research institution as well as the development of numerous academic fields. They are also an important source of biographical information, offering insight into the academic careers of the authors.

Spanning from the ‘theses and quaestiones’ of the 17th and 18th centuries to the current yearly output of student research, they include both the first Harvard Ph.D. dissertation (by William Byerly, Ph.D . 1873) and the dissertation of the first woman to earn a doctorate from Harvard ( Lorna Myrtle Hodgkinson , Ed.D. 1922).

Other highlights include:

• The collection of Mathematical theses, 1782-1839
• The 1895 Ph.D. dissertation of W.E.B. Du Bois, The suppression of the African slave trade in the United States, 1638-1871
• Ph.D. dissertations of astronomer Cecilia Payne-Gaposchkin (Ph.D. 1925) and physicist John Hasbrouck Van Vleck (Ph.D. 1922)
• Undergraduate honors theses of novelist John Updike (A.B. 1954), filmmaker Terrence Malick (A.B. 1966),  and U.S. poet laureate Tracy Smith (A.B. 1994)
• Undergraduate prize papers and dissertations of philosophers Ralph Waldo Emerson (A.B. 1821), George Santayana (Ph.D. 1889), and W.V. Quine (Ph.D. 1932)
• Undergraduate honors theses of U.S. President John F. Kennedy (A.B. 1940) and Chief Justice John Roberts (A.B. 1976)

What does a prize-winning thesis look like?

If you're a Harvard undergraduate writing your own thesis, it can be helpful to review recent prize-winning theses. The Harvard University Archives has made available for digital lending all of the Thomas Hoopes Prize winners from the 2019-2021 academic years.

Accessing These Materials

How to access materials at the Harvard University Archives

How to find and request dissertations, in person or virtually

How to find and request undergraduate honors theses

How to find and request Thomas Temple Hoopes Prize papers

How to find and request Bowdoin Prize papers

• email: Email
• Phone number 617-495-2461

Related Collections

Harvard faculty personal and professional archives, harvard student life collections: arts, sports, politics and social life, access materials at the harvard university archives.

Citation Guide: How to cite UNPUBLISHED SOURCES

• APA General Guidelines
• Citing Common Resources
• MLA General Guidelines
• Author/Editor ASA Format
• Basic ASA Rules
• How to cite AUDIO/VISUAL MATERIALS
• How to cite BOOKS, eBOOKS, and CHAPTERS
• How to cite ENCYCLOPEDIAS
• How to cite MAGAZINES
• How to cite JOURNALS
• How to cite NEWSPAPERS
• How to cite PERSONAL COMMUNICATIONS
• How to cite WEBSITES
• In-text Citations
• Citation Software - Zotero

Theses and Dissertations

Note :       Note number. Author First Last Name, “Title” (Type of dissertation, Location of Publisher, Year of Pub.), pages cited, URL or database (if online).

Sample Note :

      43. Afrah Daaimah Richmond, “Unmasking the Boston Brahmin: Race and Liberalism in the Long Struggle for Reform at Harvard and Radcliff, 1945-1990” (PhD diss., New York University, 2011), 211-12, ProQuest Dissertations & Theses.

Bibliography :

Author Last, First Name. “Title.” Type of Dissertation, Location of Publisher, Year of Pub. URL or database (if online).

Sample Citation :

Culcasi, Karen Leigh. “Cartographic Representations of Kurdistan in the Print Media.” Master’s Thesis, Syracuse University, 2003.

Lectures or Papers presented at a meeting

Note number. Author First Last Name, “Title” (Sponsor, Location, Year). URL or database (if online).

43. Irineu de Carvalho Filho and Renato P. Colistete, “Education Performance: Was it All Determined 100 Years Ago? Evidence from Sao Paulo, Brazil” (Paper presented at the 70th annual meeting of the Economic History Association, Evanston, IL, September 24-26, 2010). http://mpra.ub.uni-muenchen.de/24494/1/MPRA_paper_24494.pdf.

Bibliograpyy :

Author Last, First Name. “Title of Speech or lecture.” Sponsor, Location, Year. URL or database (if online).

Crane, Gregory R. “Contextualizing Early Modern Religion in a Digital World.” Lecture, Newberry Library, Chicago, September 16, 2011.

Carvalho Filho, Irineu de, and Renato P. Colistete. “Education Performance: Was it All Determined 100 Years Ago? Evidence from Sao Paulo, Brazil.” Paper presented at the 70 th annual meeting of the Economic History Association, Evanston, IL, September 24-26, 2010. http://mpra.ub.uni-muenchen.de/24494/1/MPRA_paper_24494.pdf.

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