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How to write a dissertation problem statement, published by steve tippins on may 7, 2020 may 7, 2020.

Last Updated on: 2nd February 2024, 03:07 am

Your Problem Statement is one of the most important sections of your dissertation.

Let that sink in for a moment.

(Breathe. Say an om. Try to fend off the existential anxiety that is a natural part of the dissertation-writing process).

Okay, ready to know more?

The reason why it’s so important is that your study is essentially a response to a problem. Your Purpose Statement arises from the problem. So, essentially, your problem statement dictates what your entire dissertation will be about.

Fortunately for you, it also has some pretty specific requirements, and if you follow these, you’ll nail your problem statement and write a strong dissertation proposal.

That’s why I wrote this article: to help you understand the specific requirements of a dissertation problem statement so that you can write one effectively.

woman in a white shirt holding a book in a library

How to Find a Research Problem for your Dissertation

Before you can write your dissertation’s problem statement, you have to find the research problem.

Your problem statement arises from a gap in literature . When there’s something that hasn’t been studied, and when also a good reason to study it, that constitutes a problem. At its essence, a problem statement is essentially saying, “We don’t know enough about X, and we really should because of Y.” 

So how do you find a research problem? There are several commonly-accepted approaches.

Literature Review

african american man in red sweater doing research inside a library

Oftentimes, the easiest and most direct way to discover a research problem is through a review of the literature. You will have to conduct a literature review anyway as part of your proposal, so make sure to write notes as you go along. 

Make sure you’re familiar with seminal texts, but the real gold is often found in more recent studies. The “Recommendations for Further Research” section may explicitly state gaps in research that need to be filled, leading to your problem.

problem statement for phd thesis

Personal Experience

Another excellent way of discovering a problem is through personal experience. Perhaps you’ve worked in a field and noticed a persistent problem that nobody has found an effective answer to. Make sure to familiarize yourself with the literature, though, before taking it too far–it could be somebody has already studied it (in which case you could still build off their study).

Discussion with Experts

Asking experts in the field is not only an expedient way to discover a research problem, it often leads to the most interesting problems as well. Those who have worked in the field for a long time have a depth and breadth of knowledge, and also often work at the frontier of knowledge in their field. They can provide a perspective that even a complete literature review on its own won’t be able to.

Discussion with Colleagues

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The old over-used phrase “synergy” applies here. Sometimes, even when two people have roughly the same level of knowledge and expertise in a subject, coming together in dialogue may produce ideas that neither could have found on their own. Or maybe your colleague has just read something interesting that leads you to your research problem. Either way, getting another perspective is always helpful.

Research Agendas

An advisor or group of faculty may already be working with an established research agenda. While your scope will be limited, you may also benefit from contributing to a larger research effort.

Contradictory Evidence

Look at the literature (or ask your advisors) with an eye towards contradicting evidence. If similar studies have contradicting results, the area must be explored more. This is related to “provocative exception,” when a consistent and accepted conclusion is contradicted by the appearance of a new finding. Keeping a key eye on the research can aid your awareness of these instances.

What Makes a Good Research Problem?

african american woman in white knitted sweater writing in a notebook by the window

You are interested in the problem. This may sound obvious, but may doctoral students have found themselves enmeshed in a research project that they have no genuine interest in because a faculty member thought they should pursue a particular topic. A dissertation is too long of a project to devote to something you’re not interested in. Plus, the quality of your research and writing will be much higher if indeed you are interested in the topic.

The scope of the problem is manageable . So many students submit problem statements that are beyond the scope of what can be explored in a single research project. Remember, the scope of the problem must be hyper-focused.

You have the time and resources to investigate the problem. This means that you can handle it with the time and resources you have now (or can count on having during the process). It’s far better to make small steps of progress than it is to bite off more than you can chew in an attempt to go in leaps and bounds.

The problem has theoretical or practical significance. This is essentially the answer to the question, “so what?” There are many problems in the world that don’t necessarily merit scientific inquiry. As I am writing at the picnic table outside, a slug appears to be trying to climb from one blade of grass to another but cannot reach the second one. This may be a problem for the slug, but doesn’t have great significance beyond this particular slug at this particular moment. Even if we were to consider the importance of this slug’s goal, it would still take longer than a day to conduct a study about how to help it, by which point I expect it will have already moved on.

It is ethical to investigate the problem. The history of scientific research is, unfortunately, marked by a trail of unethical behavior. From the scientific inquiries of the Nazis, to psychologically harmful studies here in the US, to horrific experiments that are still conducted on live animals, much harm has been done in the name of the pursuit of knowledge. As researchers, it is imperative that we consider the ethics of pursuing any research project.

man in a denim jacket focused on taking notes with his laptop

Now that you’ve identified the research problem you plan to address–that is, the hyper-specific area of focus for your study– you just have to write your dissertation’s problem statement.

The Key Elements of a Dissertation Problem Statement:

Essentially, you want to establish (a) what the problem is, (b) that it matters, and (c) that it addresses a meaningful gap in the literature. 

  • Give some brief background information. A few sentences to help the reader understand the context of the problem.
  • State the general research problem. This is one sentence that usually starts something like, “The general problem is…”
  • Establish relevancy. Here’s where you’ll cite research that supports that the general problem you just stated is relevant, current, and significant to the discipline.
  • Specific Problem Statement. This sentence should be worded similarly to your title and (future) purpose statement.
  • Conclusion and transition. Here, you’ll include a few sentences on the impacts of the problem on society or the relevant population, and transition to the next section.

Here are some recommended ways of beginning your dissertation problem statement:

  • It is not known ___
  • Absent from the literature is ___
  • While the literature indicates __, it is not known in ___ if
  • It is not known how or to what extent ___

After reading your problem statement, someone should have a very clear answer to the questions, “So what?” or “Why does it matter?”

Tips for Writing your Problem Statement

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Be concise . The wording of your problem statement should be clear and easy to follow. Avoid complexity. One of the most common mistakes students make is making their problem statement too complex. When in doubt, simplify.

Use Citations. Make sure that every claim you make is backed up by research. The vast majority of studies build on the work of previous researchers.

Focus on only one (very specific) problem. Don’t try to roll several problems into your problem statement. Also, avoid making your problem statement too broad.

Do not offer a ready solution. At most, explore possible avenues for solutions that may be tested with the help of your research.

Stay in alignment. It is also very important that your problem statement is in alignment with your title, gap in literature, purpose statement, and research questions. That means it’s saying the same thing, that it has the same hyper-specific focus. 

problem statement for phd thesis

How Long Is a Problem Statement?

While the actual General Problem Statement and Specific Problem Statement are one sentence each, the Problem Statement section can account for anywhere from a few paragraphs to a few pages. More than a few pages is usually too long. Remember, simplicity and specificity are key.

woman in a grey turtleneck studying next to the window

Dissertation Problem Statement Example

From Wiley :

The career development process is critical for the success of organizations. Research has shown that women managers experience career development differently from men. In addition, more and more African-American women are now joining the ranks of management, which presents new challenges and opportunities for these individuals.  However, little is known about the combined effects of sex and race on the career development process of individuals, and to the extent that current career development models accurately describe the process is unclear.  If career development is important for organizations and career development is viewed differently by women and men managers and more African-American women are now serving in the ranks of management, and if little is known about the combined effects of sex and race on the career development process, then more needs to be known about how African-American women perceive their career development experiences.  The purpose of this study was to focus on African-American women first-line supervisors undertake and conduct a qualitative study of their career development process.  *Adapted from: Cushnie, M. (1999). African-American women first-line supervisors: a qualitative study of their career development process.   From Wiley

From University of Houston : 

The importance of developing a constraint-free and reliable work plan has long been recognized by the [construction] industry. However, numerous construction projects are still plagued by delays and cost overruns, which can frequently be traced to ineffective identification and treatment of constraints. First, when a constraint is not properly identified during scheduling, subsequent conflicts in the field are inevitable. Today’s projects are becoming more and more technically complex and logistically challenging, which exposes construction operations to even more complex constraints.  Second, the traditional scheduling methods, bar charts and Critical Path Method (CPM) which are widely used as a basis for constraint analysis, greatly limit our capability in modeling and resolving constraints during look-ahead scheduling.  These methods have long been blamed for their limitations in modeling and communicating constraints, including inability to cope with non-time-related precedence constraints and difficulty to evaluate and communicate inter-dependencies at the field operation level (e.g. Sriprasert and Dawood 2002; Chua and Shen 2001). In summary, there is a need for a better understanding of constraints in construction and a structured approach in identifying and modeling constraints to ensure a constraint-free work plan.  From University of Houston

Steve Tippins

Steve Tippins, PhD, has thrived in academia for over thirty years. He continues to love teaching in addition to coaching recent PhD graduates as well as students writing their dissertations. Learn more about his dissertation coaching and career coaching services. Book a Free Consultation with Steve Tippins

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The Research Problem & Statement

What they are & how to write them (with examples)

By: Derek Jansen (MBA) | Expert Reviewed By: Eunice Rautenbach (DTech) | March 2023

If you’re new to academic research, you’re bound to encounter the concept of a “ research problem ” or “ problem statement ” fairly early in your learning journey. Having a good research problem is essential, as it provides a foundation for developing high-quality research, from relatively small research papers to a full-length PhD dissertations and theses.

In this post, we’ll unpack what a research problem is and how it’s related to a problem statement . We’ll also share some examples and provide a step-by-step process you can follow to identify and evaluate study-worthy research problems for your own project.

Overview: Research Problem 101

What is a research problem.

  • What is a problem statement?

Where do research problems come from?

  • How to find a suitable research problem
  • Key takeaways

A research problem is, at the simplest level, the core issue that a study will try to solve or (at least) examine. In other words, it’s an explicit declaration about the problem that your dissertation, thesis or research paper will address. More technically, it identifies the research gap that the study will attempt to fill (more on that later).

Let’s look at an example to make the research problem a little more tangible.

To justify a hypothetical study, you might argue that there’s currently a lack of research regarding the challenges experienced by first-generation college students when writing their dissertations [ PROBLEM ] . As a result, these students struggle to successfully complete their dissertations, leading to higher-than-average dropout rates [ CONSEQUENCE ]. Therefore, your study will aim to address this lack of research – i.e., this research problem [ SOLUTION ].

A research problem can be theoretical in nature, focusing on an area of academic research that is lacking in some way. Alternatively, a research problem can be more applied in nature, focused on finding a practical solution to an established problem within an industry or an organisation. In other words, theoretical research problems are motivated by the desire to grow the overall body of knowledge , while applied research problems are motivated by the need to find practical solutions to current real-world problems (such as the one in the example above).

As you can probably see, the research problem acts as the driving force behind any study , as it directly shapes the research aims, objectives and research questions , as well as the research approach. Therefore, it’s really important to develop a very clearly articulated research problem before you even start your research proposal . A vague research problem will lead to unfocused, potentially conflicting research aims, objectives and research questions .

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What is a research problem statement?

As the name suggests, a problem statement (within a research context, at least) is an explicit statement that clearly and concisely articulates the specific research problem your study will address. While your research problem can span over multiple paragraphs, your problem statement should be brief , ideally no longer than one paragraph . Importantly, it must clearly state what the problem is (whether theoretical or practical in nature) and how the study will address it.

Here’s an example of a statement of the problem in a research context:

Rural communities across Ghana lack access to clean water, leading to high rates of waterborne illnesses and infant mortality. Despite this, there is little research investigating the effectiveness of community-led water supply projects within the Ghanaian context. Therefore, this study aims to investigate the effectiveness of such projects in improving access to clean water and reducing rates of waterborne illnesses in these communities.

As you can see, this problem statement clearly and concisely identifies the issue that needs to be addressed (i.e., a lack of research regarding the effectiveness of community-led water supply projects) and the research question that the study aims to answer (i.e., are community-led water supply projects effective in reducing waterborne illnesses?), all within one short paragraph.

Need a helping hand?

problem statement for phd thesis

Wherever there is a lack of well-established and agreed-upon academic literature , there is an opportunity for research problems to arise, since there is a paucity of (credible) knowledge. In other words, research problems are derived from research gaps . These gaps can arise from various sources, including the emergence of new frontiers or new contexts, as well as disagreements within the existing research.

Let’s look at each of these scenarios:

New frontiers – new technologies, discoveries or breakthroughs can open up entirely new frontiers where there is very little existing research, thereby creating fresh research gaps. For example, as generative AI technology became accessible to the general public in 2023, the full implications and knock-on effects of this were (or perhaps, still are) largely unknown and therefore present multiple avenues for researchers to explore.

New contexts – very often, existing research tends to be concentrated on specific contexts and geographies. Therefore, even within well-studied fields, there is often a lack of research within niche contexts. For example, just because a study finds certain results within a western context doesn’t mean that it would necessarily find the same within an eastern context. If there’s reason to believe that results may vary across these geographies, a potential research gap emerges.

Disagreements – within many areas of existing research, there are (quite naturally) conflicting views between researchers, where each side presents strong points that pull in opposing directions. In such cases, it’s still somewhat uncertain as to which viewpoint (if any) is more accurate. As a result, there is room for further research in an attempt to “settle” the debate.

Of course, many other potential scenarios can give rise to research gaps, and consequently, research problems, but these common ones are a useful starting point. If you’re interested in research gaps, you can learn more here .

How to find a research problem

Given that research problems flow from research gaps , finding a strong research problem for your research project means that you’ll need to first identify a clear research gap. Below, we’ll present a four-step process to help you find and evaluate potential research problems.

If you’ve read our other articles about finding a research topic , you’ll find the process below very familiar as the research problem is the foundation of any study . In other words, finding a research problem is much the same as finding a research topic.

Step 1 – Identify your area of interest

Naturally, the starting point is to first identify a general area of interest . Chances are you already have something in mind, but if not, have a look at past dissertations and theses within your institution to get some inspiration. These present a goldmine of information as they’ll not only give you ideas for your own research, but they’ll also help you see exactly what the norms and expectations are for these types of projects.

At this stage, you don’t need to get super specific. The objective is simply to identify a couple of potential research areas that interest you. For example, if you’re undertaking research as part of a business degree, you may be interested in social media marketing strategies for small businesses, leadership strategies for multinational companies, etc.

Depending on the type of project you’re undertaking, there may also be restrictions or requirements regarding what topic areas you’re allowed to investigate, what type of methodology you can utilise, etc. So, be sure to first familiarise yourself with your institution’s specific requirements and keep these front of mind as you explore potential research ideas.

Step 2 – Review the literature and develop a shortlist

Once you’ve decided on an area that interests you, it’s time to sink your teeth into the literature . In other words, you’ll need to familiarise yourself with the existing research regarding your interest area. Google Scholar is a good starting point for this, as you can simply enter a few keywords and quickly get a feel for what’s out there. Keep an eye out for recent literature reviews and systematic review-type journal articles, as these will provide a good overview of the current state of research.

At this stage, you don’t need to read every journal article from start to finish . A good strategy is to pay attention to the abstract, intro and conclusion , as together these provide a snapshot of the key takeaways. As you work your way through the literature, keep an eye out for what’s missing – in other words, what questions does the current research not answer adequately (or at all)? Importantly, pay attention to the section titled “ further research is needed ”, typically found towards the very end of each journal article. This section will specifically outline potential research gaps that you can explore, based on the current state of knowledge (provided the article you’re looking at is recent).

Take the time to engage with the literature and develop a big-picture understanding of the current state of knowledge. Reviewing the literature takes time and is an iterative process , but it’s an essential part of the research process, so don’t cut corners at this stage.

As you work through the review process, take note of any potential research gaps that are of interest to you. From there, develop a shortlist of potential research gaps (and resultant research problems) – ideally 3 – 5 options that interest you.

The relationship between the research problem and research gap

Step 3 – Evaluate your potential options

Once you’ve developed your shortlist, you’ll need to evaluate your options to identify a winner. There are many potential evaluation criteria that you can use, but we’ll outline three common ones here: value, practicality and personal appeal.

Value – a good research problem needs to create value when successfully addressed. Ask yourself:

  • Who will this study benefit (e.g., practitioners, researchers, academia)?
  • How will it benefit them specifically?
  • How much will it benefit them?

Practicality – a good research problem needs to be manageable in light of your resources. Ask yourself:

  • What data will I need access to?
  • What knowledge and skills will I need to undertake the analysis?
  • What equipment or software will I need to process and/or analyse the data?
  • How much time will I need?
  • What costs might I incur?

Personal appeal – a research project is a commitment, so the research problem that you choose needs to be genuinely attractive and interesting to you. Ask yourself:

  • How appealing is the prospect of solving this research problem (on a scale of 1 – 10)?
  • Why, specifically, is it attractive (or unattractive) to me?
  • Does the research align with my longer-term goals (e.g., career goals, educational path, etc)?

Depending on how many potential options you have, you may want to consider creating a spreadsheet where you numerically rate each of the options in terms of these criteria. Remember to also include any criteria specified by your institution . From there, tally up the numbers and pick a winner.

Step 4 – Craft your problem statement

Once you’ve selected your research problem, the final step is to craft a problem statement. Remember, your problem statement needs to be a concise outline of what the core issue is and how your study will address it. Aim to fit this within one paragraph – don’t waffle on. Have a look at the problem statement example we mentioned earlier if you need some inspiration.

Key Takeaways

We’ve covered a lot of ground. Let’s do a quick recap of the key takeaways:

  • A research problem is an explanation of the issue that your study will try to solve. This explanation needs to highlight the problem , the consequence and the solution or response.
  • A problem statement is a clear and concise summary of the research problem , typically contained within one paragraph.
  • Research problems emerge from research gaps , which themselves can emerge from multiple potential sources, including new frontiers, new contexts or disagreements within the existing literature.
  • To find a research problem, you need to first identify your area of interest , then review the literature and develop a shortlist, after which you’ll evaluate your options, select a winner and craft a problem statement .

problem statement for phd thesis

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  • Research Process

What is a Problem Statement? [with examples]

  • 5 minute read

Table of Contents

The statement of the problem is one of the first things that a colleague or potential client will read. With the vastness of the information available at one’s fingertips in the online9 world, your work may have just a few seconds to draw in a reader to take a deeper look at your proposal before moving on to the next option. It explains quickly to the reader, the problem at hand, the need for research, and how you intend to do it.

A strong, clear description of the problem that drew you to your research has to be straightforward, easy to read and, most important, relevant. Why do you care about this problem? How can solving this problem impact the world? The problem statement is your opportunity to explain why you care and what you propose to do in the way of researching the problem.

A problem statement is an explanation in research that describes the issue that is in need of study . What problem is the research attempting to address? Having a Problem Statement allows the reader to quickly understand the purpose and intent of the research. The importance of writing your research proposal cannot be stressed enough. Check for more information on Writing a Scientific Research Project Proposal .

It is expected to be brief and concise , and should not include the findings of the research or detailed data . The average length of a research statement is generally about one page . It is going to define the problem, which can be thought of as a gap in the information base. There may be several solutions to this gap or lack of information, but that is not the concern of the problem statement. Its purpose is to summarize the current information and where a lack of knowledge may be presenting a problem that needs to be investigated .

The purpose of the problem statement is to identify the issue that is a concern and focus it in a way that allows it to be studied in a systematic way . It defines the problem and proposes a way to research a solution, or demonstrates why further information is needed in order for a solution to become possible.

What is Included in a Problem Statement?

Besides identifying the gap of understanding or the weakness of necessary data, it is important to explain the significance of this lack.

-How will your research contribute to the existing knowledge base in your field of study?

-How is it significant?

-Why does it matter?

Not all problems have only one solution so demonstrating the need for additional research can also be included in your problem statement. Once you identify the problem and the need for a solution, or for further study, then you can show how you intend to collect the needed data and present it.

How to Write a Statement of Problem in Research Proposal

It is helpful to begin with your goal. What do you see as the achievable goal if the problem you outline is solved? How will the proposed research theoretically change anything? What are the potential outcomes?

Then you can discuss how the problem prevents the ability to reach your realistic and achievable solution. It is what stands in the way of changing an issue for the better. Talk about the present state of affairs and how the problem impacts a person’s life, for example.

It’s helpful at this point to generally layout the present knowledge and understanding of the subject at hand, before then describing the gaps of knowledge that are currently in need of study. Your problem statement is a proposed solution to address one of these gaps.

A good problem statement will also layout the repercussions of leaving the problem as it currently stands. What is the significance of not addressing this problem? What are the possible future outcomes?

Example of Problem Statement in Research Proposal

If, for example , you intended to research the effect of vitamin D supplementation on the immune system , you would begin with a review of the current knowledge of vitamin D’s known function in relation to the immune system and how a deficiency of it impacts a person’s defenses.

You would describe the ideal environment in the body when there is a sufficient level of vitamin D. Then, begin to identify the problems associated with vitamin D deficiency and the difficulty of raising the level through supplementation, along with the consequences of that deficiency. Here you are beginning to identify the problem of a common deficiency and the current difficulty of increasing the level of vitamin D in the blood.

At this stage, you may begin to identify the problem and narrow it down in a way that is practical to a research project. Perhaps you are proposing a novel way of introducing Vitamin D in a way that allows for better absorption by the gut, or in a combination with another product that increases its level in the blood.

Describe the way your research in this area will contribute to the knowledge base on how to increase levels of vitamin D in a specific group of subjects, perhaps menopausal women with breast cancer. The research proposal is then described in practical terms.

How to write a problem statement in research?

Problem statements differ depending on the type and topic of research and vary between a few sentences to a few paragraphs.

However, the problem statement should not drag on needlessly. Despite the absence of a fixed format, a good research problem statement usually consists of three main parts:

Context: This section explains the background for your research. It identifies the problem and describes an ideal scenario that could exist in the absence of the problem. It also includes any past attempts and shortcomings at solving the problem.

Significance: This section defines how the problem prevents the ideal scenario from being achieved, including its negative impacts on the society or field of research. It should include who will be the most affected by a solution to the problem, the relevance of the study that you are proposing, and how it can contribute to the existing body of research.

Solution: This section describes the aim and objectives of your research, and your solution to overcome the problem. Finally, it need not focus on the perfect solution, but rather on addressing a realistic goal to move closer to the ideal scenario.

Here is a cheat sheet to help you with formulating a good problem statement.

1. Begin with a clear indication that the problem statement is going to be discussed next. You can start with a generic sentence like, “The problem that this study addresses…” This will inform your readers of what to expect next.

2. Next, mention the consequences of not solving the problem . You can touch upon who is or will be affected if the problem continues, and how.

3. Conclude with indicating the type of research /information that is needed to solve the problem. Be sure to reference authors who may have suggested the necessity of such research.

This will then directly lead to your proposed research objective and workplan and how that is expected to solve the problem i.e., close the research gap.

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How to Write a Statement of the Problem in Research

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Table of Contents

The problem statement is a foundation of academic research writing , providing a precise representation of an existing gap or issue in a particular field of study.

Crafting a sharp and focused problem statement lays the groundwork for your research project.

  • It highlights the research's significance .
  • Emphasizes its potential to influence the broader academic community.
  • Represents the initial step for you to make a meaningful contribution to your discipline.

Therefore, in this article, we will discuss what is a statement of the problem in research and how to craft a compelling research problem statement.

What is a research problem statement?

A research problem statement is a concise, clear, and specific articulation of a gap in current knowledge that your research aims to bridge. It not only sets forth the scope and direction of your research but also establishes its relevance and significance.

Your problem statement in your research paper aims to:

  • Define the gap : Clearly identify and articulate a specific gap or issue in the existing knowledge.
  • Provide direction : Serve as a roadmap, guiding the course of your research and ensuring you remain focused.
  • Establish relevance : Highlight the importance and significance of the problem in the context of your field or the broader world.
  • Guide inquiry :  Formulate the research questions or hypotheses you'll explore.
  • Communicate intent : Succinctly convey the core purpose of your research to stakeholders, peers, and any audience.
  • Set boundaries : Clearly define the scope of your research to ensure it's focused and achievable.

When should you write a problem statement in research?

Initiate your research by crafting a clear problem statement. This should be done before any data collection or analysis, serving as a foundational anchor that clearly identifies the specific issue you aim to address.

By establishing this early on, you shape the direction of your research, ensuring it targets a genuine knowledge gap.

Furthermore, an effective and a concise statement of the problem in research attracts collaborators, funders, and supporters, resonating with its clarity and purpose. Remember, as your research unfolds, the statement might evolve, reflecting new insights and staying pertinent.

But how do you distinguish between a well-crafted problem statement and one that falls short?

Effective vs. ineffective research problem statements

Imagine a scenario where medical researchers aim to tackle a new strain of virus. Their effective problem statement wouldn't merely state the existence of the virus. Instead, it would delve into the specifics — the regions most affected, the demographics most vulnerable, and the current limitations in medical interventions.

Whereas an ineffective research problem statement is vague, overly broad, or ambiguous, failing to provide a clear direction for the research. It may not be rooted in existing literature, might lack clarity on its significance, or could be framed in a way that makes the research objectives unachievable or irrelevant.

To understand it better, let's consider the topic of “Remote work and employee productivity.”

Effective problem statement

“Over the past decade, there has been a 70% increase in organizations adopting remote work policies. While some studies suggest remote work enhances employee productivity, others indicate potential declines due to distractions at home.

However, there’s a lack of comprehensive research examining the specific factors in a remote environment that influence productivity. This study aims to identify and analyze these factors, providing organizations with actionable insights to optimize remote work policies.”

Why is this statement of a problem in research effective?

  • Specificity : The statement provides a clear percentage to highlight the rise in remote work.
  • Context : It acknowledges existing research and the conflicting findings.
  • Clear gap identification : It points out the lack of comprehensive research on specific factors affecting productivity in remote work.
  • Purpose : The statement concludes with a clear aim for the research.

Ineffective problem statement

"People are working from home a lot now, especially since there are so many internet tools. Some say it's good; others say it's not that great. This research will just look into the whole work-from-home thing and see what's up."

Why is this statement of a problem in research ineffective?

  • Informal language : Phrases like "what's up" and "the whole work-from-home thing" are not suitable for academic writing.
  • Vagueness : The statement doesn't provide any specific data or context about the rise of remote work.
  • Lack of clear focus : It's unclear what aspect of remote work the research will address.
  • Ambiguous purpose : The statement doesn't specify the research's objectives or expected outcomes.

After gaining an understanding of what an effective research problem statement looks like, let's dive deeper into how to write one.

How to write a problem statement in research?

Drafting your research problem statement at the onset of your research journey ensures that your research remains anchored. That means by defining and articulating the main issue or challenge you intend to address at the very beginning of your research process; you provide a clear focus and direction for the entire study.

Here's a detailed guide to how you can write an effective statement of the problem in research.

Identify the research area : Before addressing a specific problem, you need to know the broader domain or field of your study. This helps in contextualizing your research and ensuring it aligns with existing academic disciplines.

Example: If you're curious about the effects of digital technology on human behavior, your broader research area might be Digital Sociology or Media Studies.

Conduct preliminary literature review : Familiarize yourself with existing research related to your topic. This will help you understand what's already known and, more importantly, identify gaps or unresolved questions in the existing knowledge. This step also ensures you're advancing upon existing work rather than replicating it.

Example: Upon reviewing literature on digital technology and behavior, you find many studies on social media's impact on youth but fewer on its effects on the elderly.

Read how to conduct an effective literature review .

Define the specific problem : After thoroughly reviewing the literature, pinpoint a particular issue that your research will address. Ensure that this chosen issue is not only of substantial importance in its field but also realistically approachable given your resources and expertise. To define it precisely, you might consider:

  • Highlighting discrepancies or contradictions in existing literature.
  • Emphasizing the real-world implications of this gap.
  • Assessing the feasibility of exploring this issue within your means and timeframe.

Example: You decide to investigate how digital technology, especially social media, affects the mental well-being of the elderly, given the limited research in this area.

Articulate clearly and concisely : Your problem statement should be straightforward and devoid of jargon. It needs to convey the essence of your research issue in a manner that's understandable to both experts and non-experts.

Example: " The impact of social media on the mental well-being of elderly individuals remains underexplored, despite the growing adoption of digital technology in this age group. "

Highlight the significance : Explain why your chosen research problem matters. This could be due to its real-world implications, its potential to fill a knowledge gap or its relevance to current events or trends.

Example: As the elderly population grows and becomes more digitally connected, understanding the psychological effects of social media on this demographic could inform digital literacy programs and mental health interventions.

Ensure feasibility : Your research problem should be something you can realistically study, given your resources, timeframe, and expertise. It's essential to ensure that you can gather data, conduct experiments, or access necessary materials or participants.

Example: You plan to survey elderly individuals in local community centers about their social media usage and perceived mental well-being, ensuring you have the means to reach this demographic.

Seek feedback : Discuss your preliminary problem statement with peers, mentors, or experts in the field. They can provide insights, point out potential pitfalls, or suggest refinements.

Example: After discussing with a gerontologist, you decide to also consider the role of digital training in moderating the effects of social media on the elderly.

Refine and Revise : Based on feedback and further reflection, revise and improve your problem statement. This iterative process ensures clarity, relevance, and precision.

Example: Your refined statement reads: Despite the increasing digital connectivity of the elderly, the effects of social media on their mental well-being, especially in the context of digital training, remain underexplored.

By following these detailed steps, you can craft a research problem statement that is both compelling and academically rigorous.

Having explored the details of crafting a research problem statement, it's crucial to distinguish it from another fundamental element in academic research: the thesis statement.

Difference between a thesis statement and a problem statement

While both terms are central to research, a thesis statement presents your primary claim or argument, whereas a problem statement describes the specific issue your research aims to address.

Think of the thesis statement as the conclusion you're driving towards, while the problem statement identifies a specific gap in current knowledge.

For instance, a problem statement might highlight the rising mental health issues among teenagers, while the thesis statement could propose that increased screen time is a significant contributor.

Refer to the comparison table between what is a thesis and a problem statement in the research below:

Common mistakes to avoid in writing statement of the problem in research

Mistakes in the research problem statement can lead to a domino effect, causing misalignment in research objectives, wasted resources, and even inconclusive or irrelevant results.

Recognizing and avoiding these pitfalls not only strengthens the foundation of your research but also ensures that your efforts concede impactful insights.

Here's a detailed exploration of frequent subjective, qualitative, quantitative and measurable mistakes and how you can sidestep them.

Being too broad or too narrow

A problem statement that's too broad can lack focus, making it challenging to derive specific research questions or objectives. Conversely, a statement that's too narrow might limit the scope of your research or make it too trivial.

Example of mistake: "Studying the effects of diet on health" is too broad, while "Studying the effects of eating green apples at 3 pm on heart health" is overly narrow.

You can refine the scope based on preliminary research. The correct way to write this problem statement will be "Studying the effects of a high-fiber diet on heart health in adults over 50." This statement is neither too broad nor too narrow, and it provides a clear direction for the research.

Using unnecessary jargon or technical language

While academic writing often involves academic terms, overloading your problem statement with jargon can alienate readers and obscure the actual problem.

Example of Mistake: "Examining the diurnal variations in macronutrient ingestion vis-à-vis metabolic homeostasis."

To ensure it’s not complicated, you can simplify and clarify. "Examining how daily changes in nutrient intake affect metabolic balance" conveys the same idea more accessible.

Not emphasizing the "Why" of the problem

It's not enough to state a problem; you must also convey its significance. Why does this problem matter? What are the implications of not addressing it?

Example of Mistake: "Many students are not engaging with online learning platforms."

You can proceed with the approach of highlighting the significance here. "Many students are not engaging with online learning platforms, leading to decreased academic performance and widening educational disparities."

Circular reasoning and lack of relevance

Your problem statement should be grounded in existing research or observed phenomena. Avoid statements that assume what they set out to prove or lack a clear basis in current knowledge.

Example of Mistake: "We need to study X because not enough research has been done on X."

Instead, try grounding your statement based on already-known facts. "While several studies have explored Y, the specific impact of X remains unclear, necessitating further research."

Being overly ambitious

While it's commendable to aim high, your problem statement should reflect a challenge that's achievable within your means, timeframe, and resources.

Example of Mistake: "This research will solve world hunger."

Here, you need to be realistic and focused. "This research aims to develop sustainable agricultural techniques to increase crop yields in arid regions."

By being mindful of these common mistakes, you can craft a problem statement that is clear, relevant and sets a solid foundation for your research.

Over-reliance on outdated data

Using data that is no longer relevant can mislead the direction of your research. It's essential to ensure that the statistics or findings you reference are current and pertinent to the present scenario.

Example of Mistake: "According to a 1995 study, only 5% of the population uses the internet for daily tasks."

You always cross-check the dates and relevance of the data you're using. For a contemporary study on internet usage, you'd want to reference more recent statistics.

Not specifying the sample size or demographic

A problem statement should be clear about the population or sample size being studied, especially when making generalizations or claims.

Example of Mistake: "People prefer online shopping to in-store shopping."

Here, you would benefit from specifying the demographic or sample size when presenting data to avoid overgeneralization. " In a survey of 1,000 urban residents aged 18-35, 70% expressed a preference for online shopping over in-store shopping. "

Ignoring conflicting data

Cherry-picking data that supports your hypothesis while ignoring conflicting data can lead to a biased problem statement.

Example of Mistake: "Research shows that all students benefit from online learning."

You’ve to ensure a balanced view by considering all relevant data, even if it contradicts your hypothesis. " While many studies highlight the advantages of online learning for students, some research points to challenges such as decreased motivation and lack of face-to-face interaction. "

Making unsubstantiated predictions

Projecting future trends without solid data can weaken the credibility of your problem statement.

Example of Mistake: "The demand for electric cars will increase by 500% in the next year."

Base your predictions on current trends and reliable data sources, avoiding hyperbolic or unsupported claims. " With the current growth rate and recent advancements in battery technology, there's potential for a significant rise in the demand for electric cars. "

Wrapping Up

A well-crafted problem statement ensures that your research is focused, relevant, and contributes meaningfully to the broader academic community.

However, the consequences of an incorrect or poorly constructed problem statement can be severe. It can lead to misdirected research efforts, wasted resources, compromised credibility, and even ethical concerns. Such pitfalls underscore the importance of dedicating time and effort to craft a precise and impactful problem statement.

So, as you start your research journey , remember that a well-defined problem statement is not just a starting point; it guides your entire research journey, ensuring clarity, relevance, and meaningful contributions to your field.

Frequently Asked Questions

A problem statement is a clear, concise and specific articulation of a gap in current knowledge that your research aims to bridge.

The Problem Statement should highlight existing gaps in current knowledge and also the significance of the research. It should also include the research question and purpose of the research.

Clear articulation of the problem and establishing relevance; Working thesis (methods to solve the problem); Purpose and scope of study — are the 3 parts of the problem statement.

While the statement of the problem articulates and delineates a particular research problem, Objectives designates the aims, purpose and strategies to address the particular problem.

Here’s an example — “The study aims to identify and analyze the specific factors that impact employee productivity, providing organizations with actionable insights to optimize remote work policies.”

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Problem Statement 

The problem needs to be very focused because everything else from the applied doctoral project or dissertation-in-practice logically flows from the problem. If the problem is too big or too vague, it will be difficult to scope out a purpose that is manageable, given the time to execute and finish the project. The problem should be the result of a practical need or an opportunity to further an applicational study or project.

Given the above, the problem statement should do four things: 

Specify and describe the problem (with appropriate citations) 

Provide evidence of the problem’s existence  

Explain the consequences of NOT solving the problem  

Identify what is not known about the problem that should be known.

What is a problem?

Example of a proper, specific, evidence-based, real-life problem: , evidence-based, what are consequences.

Consequences are negative implications experienced by a group of people, organization, profession, or industry as a result of the problem. The negative effects should be of a certain magnitude to warrant research. For example, if fewer than 1% of the stakeholders experience a negative consequence of a problem and that consequence only constitutes a minor inconvenience, research is probably not warranted. Negative consequences that can be measured weigh stronger than those that cannot be put on some kind of scale. 

In the example above, a significant negative consequence is that women face much larger barriers than men when attempting to get promoted to executive jobs; or are 94% less likely than men to get to that level in Corporate America. 

While a problem may be referred to as a gap in traditional research, in a doctoral project or dissertation-in-practice, the problem could be a statement of the situational condition that requires a scholar-practitioner approach. For the applied degree, this may be the part of the program or procedure that is not working. 

NOTE: The applied doctoral project or dissertation-in-practice includes checklists for all sections of the document, including problem statement, purpose statement, and research questions. You should make sure you use these checklists and follow margin instructions. The present document is intended to provide additional help and examples, and also explain the importance of alignment. Alignment enables you to ensure consistency in your language and presentation of information, as well as provide a logical flow of your narrative.

Resource: Ellis, T., & Levy, Y. (2008). Framework of problem-based research: A guide for novice researchers on the development of a research-worthy problem. Informing Science , 11, 17-33.  http://proxy1.ncu.edu/login?url=https://search.ebscohost.com/login.aspx?direct=true&db= a9h&AN=36030721&site=eds-live  

  • PDF Template

Option 1: Writing the Problem Statement

Do not exceed 250-300 words.

It is helpful to begin the problem statement with a sentence:  “The problem to be addressed through this project  is…”

Paragraph 1

The problem should be evidenced-based and focus on practice within your perspective field or domain.  Then, fill out the rest of the paragraph with an elaboration of that specific problem, making sure to “document” it, as your doctoral committee will look for evidence that it is indeed a problem (emphasis also on the timeliness of the problem, supported by citations within the last 5 years).  Identify the negative consequences that are occurring as a result of the problem.

Paragraph 2

Next, write a paragraph explaining the consequences of NOT solving the problem. Who will be affected? How will they be affected? How important is it to fix the problem? Again, your doctoral committee will want to see research-based citations and statistics that indicate the negative implications are significant. 

Paragraph 3

In the final paragraph, you will explain what is not known that should be known. What isn’t known about the problem? Presumably, if your problem and purpose are aligned, your research will try to close or minimize this gap by investigating the problem. Have other practitioners investigated the issue? What has their research left unanswered? 

Option 2: Writing the Problem Statement

Another way to tackle the statement of the problem: .

The Statement of the Problem section is a very clear, concise identification of the problem. It must stay within the template guidelines of 250-300 words but more importantly, must contain four elements as outlined below.

A worthy problem should be able to address all of the following points: 

  • identification of the problem itself--what is "going wrong" (Ellis & Levy, 2008) 
  • who is affected by the problem 
  • the consequences that will result from a continuation of the problem 
  • a brief discussion of 
  • at least 3 authors’ research related to the problem; and 
  • their stated suggestion/recommendation for further research related to the problem 

Use the following to work on the Statement of the Problem by first outlining the section as follows: 

One clear, concise statement that tells the reader what is not working in the profession or industry. Be specific and support it with current studies. 

Tell who is affected by the problem identified in #1. 

Briefly tell what will happen if the problem isn’t addressed. 

Find at least 3 current studies and write a sentence or two for each study that 

  • briefly discusses the author(s)’ work, what they studied, and 
  • state their recommendation for further insight or exploration about the problem 

Option 3: Writing the Problem Statement

Finally, you can follow this simple 3-part outline when writing the statement of the problem section.

Your problem statement is a short (250-300 words), 3 paragraph section, in which you:

Example of a problem statement that follows this 3-part outline (295 words):  

  • Statement of the Problem Template Use this fillable PDF to help craft your Statement of the Problem
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problem statement for phd thesis

  • Usha Y. Nayak 4 ,
  • Praveen Hoogar 5 ,
  • Srinivas Mutalik 4 &
  • N. Udupa 6  

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A key characteristic looked after by postgraduate or doctoral students is how they communicate and defend their knowledge. Many candidates believe that there is insufficient instruction on constructing strong arguments. The thesis writing procedure must be meticulously followed to achieve outstanding results. It should be well organized, simple to read, and provide detailed explanations of the core research concepts. Each section in a thesis should be carefully written to make sure that it transitions logically from one to the next in a smooth way and is free of any unclear, cluttered, or redundant elements that make it difficult for the reader to understand what is being tried to convey. In this regard, students must acquire the information and skills to successfully create a strong and effective thesis. A step-by-step description of the thesis/dissertation writing process is provided in this chapter.

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Nayak, U.Y., Hoogar, P., Mutalik, S., Udupa, N. (2023). Writing a Postgraduate or Doctoral Thesis: A Step-by-Step Approach. In: Jagadeesh, G., Balakumar, P., Senatore, F. (eds) The Quintessence of Basic and Clinical Research and Scientific Publishing. Springer, Singapore. https://doi.org/10.1007/978-981-99-1284-1_48

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PhD Assistance

Developing a phd dissertation research problem: a guide for doctoral students.

  • One of the important goals of any problem statement is to define the problem being addressed in a way that’s clear and precise. It aims to focus on the process improvement team’s activities and steer the scope of the project
  • PhD Dissertation Problem Statement Helps to identify a clear, definite statement of the area of concern or investigation and is backed by evidence
  • Thesis problem Identification is the key thing that drives the research process and produces a framework

problem statement for phd thesis

Introduction

A Research Problem is the Statement in the research writing about an area of concern, a condition to be improved or difficulty eliminated, or a troubling question that exist in the scholarly article. In academic writing, a problem statement can help readers to contextualize and understand the significance of the research problem stated. The research problem may be a paragraph or in a few lines that states the whole thesis. The problem statement will vary depending on whether you’re dealing with a practical, real-world problem or a theoretical scientific issue. But all problem statements have a similar process.

Research Problem

PhD Thesis Problem Statement is the driving force of the research. Generally, Researchers find a Gap in the scholarly article and then pick the area of study to make the study more practical and manageable. Since it is the driving force having a well-conceived problem statement is an essential component of all these activities. So, the problem statement serves as the foundation role that formally communicates with the readers.

The main function of the problem statement is to justify useful information that might help investigate the problem. PhD Dissertation Problem Identification might be helpful to form a solution to the problem. The evaluation might determine the extent to which the solution addressed.

The problem statement represents the purpose of the present study to address the trouble. This process is carried out to check whether the presence of the same study or the same information by different researchers may propose the same of different problems and identify the different goals for the Research. 

Deriving Problem Statements

A problem statement should be in the form that describes an undesirable gap between current state performance and the desired future performance. A problem statement should include relative measures of the problem that quantify the gap, but should not include possible cause or solution. 

Key elements of a significant problem statement include:

  • Identify the current gap.
  • Mention the time frame, location and trend: Describe when and where the problem was first observed and what type of trend following. 
  • Impact: Quantify the gap in cost, time, quality, environmental. 
  • Importance: Developing a Dissertation Research Problem to the organization, the individual, to the betterment of the environment or society. 

Steps to develop the research problem

  • Choosing the area for research:

The most important step in any PhD Problem Identification is to identify the problem area before stating the research problem. Select the unexplored broad area topic. Broad area topic will be helpful to find the gap easily. The ultimate aim is to find gaps in your work. Always look for a broad area of research then make the study area narrowing down to choose an appropriate scholarly journal to carry out the research. 

  • Understanding the Research Problem:

After choosing the area to conduct the research, make sure you understand the problem statement before picking it to your work. If it is understood clearly, then it is used in the research to frame a proper question that is related to your research work. In this step, the researcher has the responsibility to understand completely what the research is to address the findings of the research.  

  • Observe and identify:

Observing and identifying the right research based on the subject chosen is important. Dissertation Identifying a Research Problem assist in observing the research problem that will help you find the relevant statement to the research you are engaged. It is essential to identify the novel work that is new in the research area you choose if you find the research problem statement. 

  • Review the key factors involved:

Review the key terms in the research that help you to find the relevant article to your search. To do this, you have to note the factors that will affect the research project and begin formulating a different kind of methods to control them. Make a note of key terms that drive your research and put a list of words to review the factors. It is best to consider the relationships between factors and the degree of control you have to do over them. It will help you to define whether the findings of your project will produce enough information that worth the cost.

You need to determine,

  • Which causes can be controlled and used for the research purpose, and to what extent.
  • The functional relationships between the factors
  • Determine the key term that drives the solution to the research problem.
  • Which factors directly affect the solution to the research problem.
  • Give priority:

Give priority based on your area of research. Collect a list of article and align according to the need or according to the relevance of the paper. This step is a critical step to carry out because it takes time and needs expert help to complete this challenging task. It has a more chance to select the article that is not at all similar to the research work you are going to carry out. PhD Thesis Problem Statement Help you in choosing the research paper that is relevant to your field of study. 

Once found the potential research problem, there is a need to evaluate them to ensure the selected statement is relevant to the appropriate research. PhD Thesis Problem Identification assists in finding Stronger research problems that are more likely to succeed in publication, presentation, and application. So, PhD Dissertation Research problem Identification help you to find a strong, manageable research question to your dissertation. 

References:

  • Jacobs, R. L. (2013). Developing a dissertation research problem: A guide for doctoral students in human resource development and adult education. New Horizons in Adult Education and Human Resource Development, 25(3), 103-117.
  • Osanloo, A., & Grant, C. (2016). Understanding, selecting, and integrating a theoretical framework in dissertation research: Creating the blueprint for your “house”. Administrative issues journal: connecting education, practice, and research, 4(2), 7.
  • Fernando, D. M., & Hulse‐Killacky, D. (2006). Getting to the point: Using research meetings and the inverted triangle visual to develop a dissertation research question. Counselor Education and Supervision, 46(2), 103-115.

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How to Write a Problem Statement for Your Dissertation?

After successfully specifying your project’s research problem, penning a problem statement pursues. Two crucial properties of an efficient problem statement are its conciseness and tangibility.

problem statement for phd thesis

Penning a problem statement

After successfully specifying your project’s research problem, penning a  problem statement  pursues. Two crucial properties of an efficient problem statement are its conciseness and tangibility. Therefore, a productive problem statement should

a) lay the problem in its appropriate milieu, covering what you have already known

b) specifically define the issue to be covered, stating what you need to learn

c) depict the applicability of the problem, disclosing why you must learn about it

d) ultimately delineate the research objective, suggesting what you will or hope to discover.

What is the right time for writing a problem statement?

Many situations exist to render the writing of research problem indispensable. Penning a problem statement is critical in improvement projects for businesses and other organizations. If you wish to find and apply practical solutions, you should have a plainly-defined and easily comprehendible problem statement. Suppose it is the case. Then, the problem statement will be a separate document.

In academic research, thanks to a problem statement, you can contextualize and understand the vitality of your research problem. A problem statement can include many paragraphs and functions as the foundation for your research proposal. In contrast, it can merely have a couple of sentences in the introduction of your dissertation, thesis, or article. It would be best to remember that the problem statement primarily depends on whether you handle a practical, real-world problem or address a theoretical issue. Irrespective of the case, all problem statements undergo ingeniously similar processes. 

Stage 1: The problem contextualization

Ensure that you have framed your  research problem  in its given context and presented what has already been covered about that issue.

a. Down-to-earth research problems

Suppose you conduct practical research. In that case, you must concentrate on the tangible details of the situation addressing the following issues. You must state where and when the problem has originated. You must also note who the problem affects the most. On top of that, you must list the attempts to solve the issue. The pursuing sample problem might help you.

Sample problem

Students’ participation in clubs has dramatically declined over the past five years. The surveys have shown that this is especially true for engineering students. Even though the university administration has provided incentives to increase student involvement, the impact is not imminent.

b. Hypothetical research problems

Hypothetical research covers the scientific, social, geographical, or historical background. Therefore, it should address what has already been known about the problem, state whether the problem is specific or affects a larger geographical region, and how the literature has described and discussed the issue. The pursuing sample is helpful.

The “online economy” has boosted unprecedented levels in the past three years. It has raised e-commerce’s share of global retail trade from 14% in 2019 to approximately 17% in 2020. Because lockdowns befitted the new trend, businesses and consumers had to go digital, providing and purchasing more goods and services online. UNCTAD Acting Secretary-General Isabelle Durant stated: “Businesses and consumers that were able to ‘go digital’ have helped mitigate the economic downturn caused by the pandemic.’’

Stage 2: Depict why it is crucial

The problem statement is expected to cover the weight of the research and explain why the problem must be addressed. It does not necessarily suggest that you must conduct something groundbreaking or world-changing. Exceedingly critical illustrates that the problem is addressable and viable and clearly discusses a pertinent issue in your field.

Stage 3: Establish your objectives

Ultimately, the problem statement should formulate how you target addressing the problem. Your goal should be beyond finding a definitive solution. Instead, it should explore the reasons behind the problem and suggest more fundamental approaches to confronting or comprehending it.

The research aim should be inclusive and cover the entire research. More frequently, the literature uses the infinitive form. Therefore, you can find expressions such as “the objective of this study is to determine such and such; this research aims to investigate the following, and finally, we aim to explore…”

The research objectives include the tangible stages you follow to achieve the goal. They can have statements like “we will employ quantitative methods to identify parameters; we will utilize surveys to collect the data, and we will use ‘x’ statistical software for the statistical analysis.”

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problem statement for phd thesis

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problem statement for phd thesis

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Problem Statement Example – A Comprehensive Guide

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The problem statement poses a crucial section of any dissertation, research project, and thesis, providing a concise and clear outline of the issue the study seeks to address. A well-written problem statement  serves as  a cornerstone in guiding the research process and sets the foundation for your methodology , findings, and research questions . This article will provide problem statement examples that can serve as models for articulating the critical issues your research aims to resolve.

Inhaltsverzeichnis

  • 1 In a Nutshell – Problem Statement Example
  • 2 Definition: Problem statement example
  • 3 Writing a problem statement with examples
  • 4 Final problem statement example
  • 5 Do’s and don’ts for an effective problem statement

In a Nutshell – Problem Statement Example

  • A problem statement is essential in guiding and targeting research efforts.
  • This section provides an overview of the study’s context and its relevance.
  • The purpose and existence of the research are explained and justified.
  • The section forms a crucial link between the literature review and the whole study.

Definition: Problem statement example

A problem statement is like a lighthouse in the vast sea of research. Its purpose is to provide a brief and straightforward statement that outlines the issue or problem that the study seeks to solve. It highlights the gap in current knowledge or context that the research aims to fill.

Writing a problem statement with examples

Step 1: identify the problem, step 2: provide context, step 3: state the consequences, step 4: propose a solution.

The first step in writing a problem statement is to identify the problem. The problem could be an unmet need, a gap in knowledge, or an issue that has not been properly addressed. It’s essential that the problem is not just a symptom of another problem, but the actual issue that needs to be addressed.

Suppose you’re conducting a research study about nutrition in public schools. After some preliminary research, you’ve identified that many students are not eating the provided school meals, resulting in poor nutrition and concentration.

Once you have identified the problem, the next step is to provide context for the problem. This includes information about who is affected by the problem, where the problem occurs, and what consequences the problem may have if not addressed.

“Many students in our city’s public schools are not consuming the meals provided at school. This is leading to poor nutrition, affecting their concentration and overall academic performance negatively.”

The next step is to explicitly state what will happen if the problem is not solved. This helps readers understand the seriousness of the issue and the importance of finding a solution.

“If this problem is not addressed, we risk our city’s students continuing to underperform academically, affecting their future prospects and overall health.”

The last step in writing a problem statement is to propose a potential solution to the problem or an approach to finding a solution. The solution doesn’t have to be definitive; it could be what you aim to achieve through your research.

“This study aims to explore the reasons behind students’ reluctance to consume school meals and develop strategies to improve meal consumption and nutritional intake. We will use a combination of surveys and interviews to gather data from students, parents, and school administrators.”

Final problem statement example

Considering all four step, the final problem statement could look like this:

“Many students in our city’s public schools are not consuming the school-provided meals, leading to poor nutrition and affecting their concentration and overall academic performance. If this problem is not addressed, we risk our city’s students continuing to underperform academically, affecting their future prospects and overall health. This study aims to explore the reasons behind students’ reluctance to consume school meals and develop strategies to improve meal consumption and nutritional intake. We will use a combination of surveys and interviews to gather data from students, parents, and school administrators.”

This problem statement clearly states the problem, provides context, discusses the consequences of inaction, and proposes a research approach to find solutions. Following these steps will guide you in writing a comprehensive, clear, and effective problem statement for your research.

Do’s and don’ts for an effective problem statement

  • Be concise: Stick to the point for a direct problem statement example.
  • What, why, how: What is the problem? Why is it important? How is it solved?
  • Be specific: Specify your problem statement and address a real issue.
  • Avoid vagueness: Steer clear from vague and ambiguous statements.
  • Don’t overcomplicate: Keep the language simple and straightforward.
  • Avoid jargon: Use plain, accessible, and comprehensive language.

Is a problem statement always necessary?

Yes, a problem statement is crucial in any type of research paper or study, as it outlines the focus and direction of the research.

Can a problem statement change during the research?

Although it’s best to stick to your initial problem statement, research is an exploratory process. Thus, minor adjustments may be made as long as they do not significantly alter the research’s direction.

Is there a length requirement for a problem statement?

No, there is no strict length requirement. However, a problem statement should be as concise as possible while still adequately addressing the problem, its relevance, and the proposed method to address it.

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></center></p><h2>Explore our expert</h2><p>Phd problem identification​.</p><p>The heart of a  doctoral dissertation  is the problem statement; this is the place most members in the university committee go first and understand and evaluate the merits. The proposal should shed light on the Why you are doing and be convinced. Importantly the reader should NOT be left with an unanswered with ‘so what’? question. In precise, problem identification refers to the process of identifying or determining what research area is to be studied.</p><p><center><img style=

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The problem statement speaks would cover key areas such as research problem or area, study design, target population and expected outcome.

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Why is the research problem important?

Your topic is interesting and you have lots to say about it, but this isn’t a strong enough basis for academic research. Without a well-defined research problem, you are likely to end up with an unfocused and unmanageable project.

You might end up repeating what other people have already said, trying to say too much, or doing research without a clear purpose and justification. You need a problem in order to do research that contributes new and relevant insights.

Whether you’re planning your thesis, starting a  research paper  or writing a  research proposal , the research problem is the first step towards knowing exactly what you’ll do and why.

Identify a broad problem area

Practical research problems.

If you are doing practical research, you can identify a problem by reading reports, following up on previous research, and talking to people who work in the relevant field or organization. You might look for:

  • Issues with performance or efficiency in an organization
  • Processes that could be improved in an institution
  • Areas of concern among practitioners in a field
  • Difficulties faced by specific groups of people in society

Theoretical research problems

Theoretical research focuses on expanding knowledge and understanding rather than directly contributing to change. You can identify a research problem by reading recent research, theory and debates on your topic to find a gap in what is currently known about it. You might look for:

  • A phenomenon or context that has not been closely studied
  • A contradiction between two or more perspectives
  • A situation or relationship that is not well understood
  • A troubling question that has yet to be resolved

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How to write a PhD thesis problem statement

  • How to write a PhD thesis literature review
  • How to Write a PhD or Master research proposal

PhD thesis vs dissertation

What is a problem statement?

The term “research” refers to a systematic investigation procedure used to add to or update existing knowledge through the discovery of new facts. It may be classified into two broad categories: (1) fundamental research, which is focused on expanding scientific knowledge, and (2) applied research, which is focused on using basic research to solve problems or develop new processes, products, or procedures.

The first and most critical stage in doing any research work is defining and defining the research problem: that is, what the researcher intends to solve and what questions he or she wishes to answer. A research problem may be characterized as an area of concern, a knowledge gap, or a divergence from the norm or standard that indicates the need for more understanding and inquiry. While many issues have many solutions (the means to close the gap or correct the deviation), challenges emerge when the methods to close the gap or correct the deviation are either not evident or not immediately available. This therefore needs more study in order to arrive at a feasible answer.

A thesis research problem statement is a short paragraph that defines the scope of the research. It should include the problem, relevant issue, and how it can be solved. The thesis research problem statement should be able to answer some of these questions:

-What is the current situation? -What are some of the problems with the current situation? -How can I solve this problem?

When do you need a problem statement.

There are several instances where you may be required to create a problem statement. Writing a problem statement is a critical stage in business and other organizations’ improvement efforts. It is critical to have a well-defined and well-understood problem in order to identify and implement successful solutions. Typically, the problem statement is a self-contained document in this situation.

Writing a problem statement might assist you in contextualizing and comprehending the relevance of your research topic in academic research. A problem statement might be many pages lengthy and serve as the foundation for your research proposal, or it can be reduced into a few words for your paper or thesis’s introduction. The problem statement will vary based on whether you are addressing a practical real-world issue or a theoretical scientific one. However, all issue statements are created in a same manner.

Why is the problem statement important?

The issue statement should also highlight the research’s relevance: why is it critical to tackle the problem?

This does not need you to accomplish anything revolutionary or world-changing. It is more critical that the challenge be researchable, practical, and directly address a pertinent issue in your profession.

Define your research objectives

Finally, the problem statement should define your approach to resolving the issue. Your objective should not be to discover a definite answer, but to ascertain the underlying causes of the problem and to offer more effective strategies for resolving or comprehending it. The objective is the overarching goal of your research. Typically, it is written in an infinitive manner like “This work aims to investigate or explore or propose or develop”.

Once you’ve created your issue statement, you may begin writing the remainder of your paper. From this point on, you’ll be detailing your methods, presenting the findings of your study, and reporting your conclusions, all of which will be founded in a solid issue statement that established the thesis’s purpose from the start.

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Important Checklist of Things to do before submitting your research to a peer-reviewed journal

Important Checklist of Things to do before submitting your research to a peer-reviewed journal

How to use Google Scholar to Write an Effective Literature Review

How to use Google Scholar to Write an Effective Literature Review

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problem statement for phd thesis

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  1. 50 Printable Problem Statement Templates (MS Word) ᐅ TemplateLab

    problem statement for phd thesis

  2. 45 Perfect Thesis Statement Templates (+ Examples) ᐅ TemplateLab

    problem statement for phd thesis

  3. Quantitative Thesis Example Of Statement Of The Problem

    problem statement for phd thesis

  4. FREE 10+ Dissertation Problem Statement Samples in PDF

    problem statement for phd thesis

  5. Problem Statement

    problem statement for phd thesis

  6. Sample Statement Of The Problem In Thesis Proposal / A thesis statement

    problem statement for phd thesis

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  1. Dissertation Alignment Problem Statement #phd #phdlife #thesis #phdstudent #dissertation #doctorate

  2. Problem-Solution Essays

  3. Writing Your Thesis Part 2

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  5. QUANTITATIVE Research Design: A Comprehensive Guide with Examples #phd #quantitativeresearch

  6. Thesis Proposal Writing Guideline -1

COMMENTS

  1. How to Write a Problem Statement

    Step 3: Set your aims and objectives. Finally, the problem statement should frame how you intend to address the problem. Your goal here should not be to find a conclusive solution, but rather to propose more effective approaches to tackling or understanding it. The research aim is the overall purpose of your research.

  2. How to Write a Dissertation Problem Statement

    The Key Elements of a Dissertation Problem Statement: Essentially, you want to establish (a) what the problem is, (b) that it matters, and (c) that it addresses a meaningful gap in the literature. Give some brief background information. A few sentences to help the reader understand the context of the problem.

  3. The Research Problem & Problem Statement

    If you're new to academic research, you're bound to encounter the concept of a "research problem" or "problem statement" fairly early in your learning journey.Having a good research problem is essential, as it provides a foundation for developing high-quality research, from relatively small research papers to a full-length PhD dissertations and theses.

  4. What is a Problem Statement in Research? How to Write It with Examples

    A research problem statement is the descriptive statement which conveys the issue a researcher is trying to address through the study with the aim of informing the reader the context and significance of performing the study at hand. The research problem statement is crucial for researchers to focus on a particular component of a vast field of ...

  5. HOW TO WRITE A SIMPLE PROBLEM STATEMENT IN 4 STEPS WITH ...

    The next step is now to link this to the specific problem area and the problem. itself. Remember, this is a simp le generalized view to enable one understand problem statement, it can also be ...

  6. What is a Problem Statement? [with examples]

    1. Begin with a clear indication that the problem statement is going to be discussed next. You can start with a generic sentence like, "The problem that this study addresses…". This will inform your readers of what to expect next. 2. Next, mention the consequences of not solving the problem.

  7. PDF PhD Thesis Writing Process: A Systematic Approach—How to Write ...

    free from individual interest). As such, a PhD thesis must meet the above condi-tions of a scientific research procedure (Mincu, 2015). 2. Problem Statement Thesis writing is a skill that every PhD candidate must acquire to convey his or her research findings clearly. Unfortunately majority of PhD candidates find it

  8. Problem Statement

    Use the following to work on the Statement of the Problem by first outlining the section as follows: 1. One clear, concise statement that tells the reader what is not working, what is "going wrong". Be specific and support it with current studies. 2. Tell who is affected by the problem identified in #1. 3.

  9. How to Write a Statement of the Problem in Research

    The problem statement is a foundation of academic research writing, providing a precise representation of an existing gap or issue in a particular field of study.. Crafting a sharp and focused problem statement lays the groundwork for your research project. It highlights the research's significance.; Emphasizes its potential to influence the broader academic community.

  10. PDF How to write an effective research problem statement

    The first alternative might be a good title for a PhD thesis; the second title is a far better choice for a research problem statement. How will a title reflect on the problem statement? Can it really have an impact on whether or not it is funded? The answer is yes, for at least three reasons. 1) branding is important - a good title

  11. PDF Developing the Problem Statement for Your Dissertation Proposal

    The formal ROL, usually in Chapter 2 of a dissertation, expands upon that knowledge and provides the reader with a deeper understanding of the problem area, discusses prior research that has been conducted, and provides a basis for a sound research methodology upon which to investigate the problem. While this may sound somewhat confusing, the ...

  12. Problem Statement

    The problem should be the result of a practical need or an opportunity to further an applicational study or project. Given the above, the problem statement should do four things: Specify and describe the problem (with appropriate citations) Provide evidence of the problem's existence. Explain the consequences of NOT solving the problem.

  13. Writing a Postgraduate or Doctoral Thesis: A Step-by-Step ...

    The literature review is followed by defining the problem statement and arriving at the objective(s) of the study. The possible solutions for the unanswered questions are to be discussed to derive a hypothesis. ... Faryadi Q (2018) PhD thesis writing process: a systematic approach—how to write your introduction. Creat Educ 09:2534-2545 ...

  14. ARTICLE: "Research Methods and Strategies: Problem Statement

    Most researchers and doctoral students have considerable trouble writing a problem statement with their research projects dissertations, and theses.

  15. PhD Dissertation Problems: Guide for Students

    Research Problem. PhD Thesis Problem Statement is the driving force of the research. Generally, Researchers find a Gap in the scholarly article and then pick the area of study to make the study more practical and manageable. Since it is the driving force having a well-conceived problem statement is an essential component of all these activities.

  16. How to Write a Problem Statement for Your Dissertation?

    Stage 3: Establish your objectives. Ultimately, the problem statement should formulate how you target addressing the problem. Your goal should be beyond finding a definitive solution. Instead, it should explore the reasons behind the problem and suggest more fundamental approaches to confronting or comprehending it.

  17. Problem Statement Example ~ A Comprehensive Guide

    The problem statement poses a crucial section of any dissertation, research project, and thesis, providing a concise and clear outline of the issue the study seeks to address. A well-written problem statement serves as a cornerstone in guiding the research process and sets the foundation for your methodology, findings, and research questions.This article will provide problem statement examples ...

  18. How to Write a Problem Statement for a Thesis

    For example, you might write the following statement to contextualize your research on the negative effects of online learning on the mental health of high school students: Example 1: Mental health issues among students have been an increasing concern and hence a crucial matter to investigate. Example 2:

  19. (PDF) PhD Thesis Writing Process: A Systematic Approach ...

    A PhD thesis problem stat ement must seek to answe r the following questions: 1) What is the problem? 2) ... Problem statement can be presented in a variety of ways, ...

  20. PhD Problem Identification

    The heart of a doctoral dissertation is the problem statement; this is the place most members in the university committee go first and understand and evaluate the merits. The proposal should shed light on the Why you are doing and be convinced. ... PhD Thesis Help. 100% Ph.D. Thesis Help. We provide a complete solution of Ph.D. thesis Writing ...

  21. (PDF) Problem Statement (Dr.Omer)

    Abstract. Content uploaded by Omer Hassan Ali Mahfoodh. Author content. Content may be subject to copyright. Construction of the 'Statement of. the Problem' in PhD theses. Dr. OMER MAHFOODH ...

  22. How to write a PhD thesis problem statement

    From this point on, you'll be detailing your methods, presenting the findings of your study, and reporting your conclusions, all of which will be founded in a solid issue statement that established the thesis's purpose from the start. Proofreading and editing services for academic manuscripts: PhD theses, dissertations and research papers.