thesis results chapter introduction

How To Write A Thesis Introduction Chapter

Crafting the introductory chapter of a thesis can be confusing. If you are feeling the same, you are the at right place.

This post will explore how you can write a thesis introduction chapter, by outlining the essential components of a thesis introduction. We will look at the process, one section at a time, and explain them to help you get a hang of how to craft your thesis introduction.

How To Write A Good Thesis Introduction?

The opening section of a thesis introduction sets the stage for what’s to come, acting as a crucial hook to capture the reader’s attention.

Unlike the broader strokes found in the table of contents, this initial foray into your research is where you must distill the essence of your thesis into a potent, digestible form.

A skillful introduction begins with a concise preview of the chapter’s terrain, delineating the structure of the thesis with a clarity that avoids overwhelming the reader.

This is not the stage for exhaustive details; rather, it’s where you prime the reader with a snapshot of the intellectual journey ahead.

In crafting this segment, insiders advise adhering to a quartet of foundational sentences that offer an academic handshake to the reader.

First Section: I ntroduces the broad field of research, such as the significance of organisational skills development in business growth. 

Second Section: Narrows the focus, pinpointing a specific research problem or gap — perhaps the debate on managing skill development in fast-paced industries like web development.

Third Section: Clearly state the research aims and objectives, guiding the reader to the ‘why’ behind your study. Finally, a sentence should outline the roadmap of the introduction chapter itself, forecasting the background context, research questions, significance, and limitations that will follow.

Such a calibrated approach ensures that every element from the research objective to the hypothesis is presented with precision.

This method, a well-guarded secret amongst seasoned researchers, transforms a mundane introduction into a compelling entrée into your dissertation or thesis.

Background To The Study

This section sets the tone for the research journey ahead. The goal here is to capture the reader’s attention by threading relevant background information into a coherent narrative that aligns with the research objectives of the thesis.

To write a good thesis introduction, one must carefully describe the background to highlight the context in which the research is grounded.

This involves not just a literature review but a strategic presentation of the current state of research, pinpointing where your work will wedge itself into the existing body of knowledge.

For instance, if the research project focuses on qualitative changes in urban planning, the introduction should spotlight key developmental milestones and policy shifts that foreground the study’s aims and objectives.

When writing this section, articulate the focus and scope of the research, ensuring the reader grasps the importance of the research questions and hypothesis.

This section must not only be informative but also engaging. By the end of the introductory chapter, the reader should be compelled to continue reading, having grasped a clear and easy-to-understand summary of each chapter that will follow.

It’s a good idea to address frequently asked questions and to clearly state any industry-specific terminology, assuming no prior expertise on the reader’s part.

This approach establishes a solid foundation for the rest of the thesis or dissertation, ensuring the reader is well-prepared to dive into the nuances of your research project.

Research Problem

Crafting the nucleus of your thesis or dissertation hinges on pinpointing a compelling research problem. This step is crucial; it is the keystone of a good thesis introduction chapter, drawing the reader’s attention and setting the stage for the rest of your thesis.

A well-defined research problem addresses a gap in the existing literature, underscored by a qualitative or quantitative body of research that lacks consensus or is outdated, especially in rapidly evolving fields.

Consider the dynamic sphere of organizational skills development. Established research might agree on strategies for industries where skills change at a snail’s pace.

However, if the landscape shifts more quickly—take web development for example, where new languages and platforms emerge incessantly—the literature gap becomes evident. 

Herein lies the research problem: existing strategies may not suffice in industries characterized by a swift knowledge turnover.

When writing your introduction, your goal is to clearly state this gap. A great thesis introduction delineates what is known, what remains unknown, and why bridging this chasm is significant.

It should illuminate the research objectives and questions, laying out a roadmap for the reader in a language that’s clear and easy to understand, regardless of their familiarity with the topic.

You’ll be able to capture and maintain the reader’s interest by effectively communicating why your research matters—setting the scene for your hypothesis and subsequent investigation.

Remember, a good thesis introduction should not only provide background information but also articulate the focus and scope of the study, offering a preview of the structure of your thesis.

Research Aims, Objectives And Questions

This pivotal section lays out the foundation by providing relevant background information, but it is the articulation of research aims, objectives, and questions that clarifies the focus and scope of your study.

The research aim is the lighthouse of your thesis, illuminating the overarching purpose of your investigation.

For instance, a thesis exploring skills development in fast-paced industries might present an aim to evaluate the effectiveness of various strategies within UK web development companies. This broad goal sets the direction for more detailed planning.

Research objectives drill down into specifics, acting as stepping stones toward achieving your aim. They are the tangible checkpoints of your research project, often action-oriented, outlining what you will do.

Examples might include identifying common skills development strategies or evaluating their effectiveness. These objectives segment the monumental task into manageable portions, offering a clear and easy way to write a structured pathway for the research.

Equally critical are the research questions, which translate your objectives into inquiries that your thesis will answer. They narrow the focus even further, dictating the structure of the thesis.

For instance:

• “What are the prevalent skills development strategies employed by UK web development firms?”
• “How effective are these strategies?”

Such questions demand concrete responses and guide the reader through the rest of the thesis.

Significance Of The Study

The “Significance of the Study” section within the introduction chapter of your thesis or dissertation holds considerable weight in laying out the importance of your research.

This segment answers the pivotal question: “Why does this research matter?” It is strategically placed after the background information and literature review to underscore the contribution your study makes to the existing body of research.

In writing this section, you’ll be able to capture the reader’s attention by clearly stating the impact and added value your research project offers.

Whether it’s a qualitative or quantitative study, the significance must be articulated in terms of:

• Theoretical
• Academic, and
• Societal contributions.

For instance, it may fill gaps identified in the literature review, propose innovative solutions to pressing problems, or advance our understanding in a certain field.

A good thesis introduction will succinctly convey three main things: the research objective, the hypothesis or research questions, and the importance of your research.

It’s a good idea to provide your reader with a roadmap, foreshadowing the structure of the thesis and offering a summary of each chapter, thus enticing the reader to continue reading.

When you write the introduction section, it should also serve as a concise synopsis of the focus and scope of your research.

It’s often beneficial to include examples of introductions that clearly state the research objectives and questions, offering a snapshot of the whole thesis, and setting the stage for the rest of your thesis.

Limitations Of The Study

A thorough thesis introduction lays out specific research objectives and questions, yet it also sheds light on the study’s inherent boundaries. This is the purpose of the Limitation of The Study section.

The limitations section is not a confession of failure; instead, it’s a good idea to see it as demonstrating academic maturity.

Here, you clearly state the parameters within which the research was conducted.

For instance, a qualitative study might face scrutiny for subjectivity, or a quantitative one for potentially oversimplifying complexities. Other common constraints include the scope—perhaps focusing on a narrow aspect without considering variable interplay—resources, and generalizability.

For example, a study concentrated on a specific industry in Florida may not hold water in a different context, for example in Tokyo, Japan.

It’s essential to write this section with transparency. A good thesis introduction doesn’t shy away from limitations. Instead, it captures the reader’s attention by laying them out systematically, often in a dedicated paragraph for each chapter.

This honesty allows the reader to understand the research’s focus and scope while providing a clear and easy-to-follow structure of the thesis.

This approach also serves to manage the reader’s expectations. By preempting frequently asked questions about the scope of your research, the introductory chapter establishes a trust that encourages the reader to continue reading, aware of the contours shaping the body of research.

Thus, a well-articulated limitations section is not just part of the thesis; it is an integral piece of a responsibly woven research narrative.

Structural Outline Of Thesis, Thesis Statement

Within the thesis or dissertation, the structural outline section is akin to a compass, orienting the reader’s journey through the academic landscape laid out within the pages.

Crafting this section is a strategic exercise, one that requires an understanding of the work’s skeleton.

In essence, it’s the blueprint for the construction of a scholarly argument, and writing a good thesis necessitates a clear and easy-to-follow outline.

When you write a thesis outline, it’s not only about catching the reader’s attention; it’s also about holding it throughout the rest of the thesis.

This is where the structural outline comes into play, often beginning with an introduction chapter that presents the thesis statement, research objectives, and the importance of your research.

Following the introduction, a typical outline might proceed with Chapter 2, offering a literature review to acquaint the reader with existing literature and how this piece of research fits within it.

Subsequent chapters, each with a paragraph in the outline, detail the methodological approach—whether it’s qualitative or quantitative—and the research’s focus and scope.

A well-thought-out outline should also preview the structure of the thesis, succinctly:

• Summarizing the main aim and objectives of each chapter, and
• Indicating the type of data and analysis that will be presented.

This roadmap reassures the reader that the dissertation or thesis will cover the necessary ground in a logical progression, continuing from where the introduction first captivated their interest.

The structural outline is not only part of the thesis—it’s a strategic framework that informs the reader what to expect in each subsequent chapter.

Done correctly, this section allows the reader to understand the whole thesis in a nutshell and can often serve as a checklist for both the reader and the writer.

This ensures that the key stages of the research project are clearly stated and that the reader is provided with a roadmap to guide them through the detailed landscape of your scholarly work.

Write An Introduction Chapter With Ease

Mastering the thesis introduction chapter is a critical step towards a successful dissertation. It’s about striking a balance between engagement and information, presenting a snapshot of your research with clarity and intrigue.

Remember to start with a hook, establish the context, clarify your aims, and highlight the significance, all while being mindful of the study’s scope and limitations.

By adhering to these principles, your introduction will not only guide but also inspire your readers, laying a strong foundation for the in-depth exploration that follows in your thesis or dissertation.

Dr Andrew Stapleton has a Masters and PhD in Chemistry from the UK and Australia. He has many years of research experience and has worked as a Postdoctoral Fellow and Associate at a number of Universities. Although having secured funding for his own research, he left academia to help others with his YouTube channel all about the inner workings of academia and how to make it work for you.

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How to write a fantastic thesis introduction (+15 examples)

The thesis introduction, usually chapter 1, is one of the most important chapters of a thesis. It sets the scene. It previews key arguments and findings. And it helps the reader to understand the structure of the thesis. In short, a lot is riding on this first chapter. With the following tips, you can write a powerful thesis introduction.

Disclosure: This post may contain affiliate links, which means I may earn a small commission if you make a purchase using the links below at no additional cost to you . I only recommend products or services that I truly believe can benefit my audience. As always, my opinions are my own.

Elements of a fantastic thesis introduction

Open with a (personal) story, begin with a problem, define a clear research gap, describe the scientific relevance of the thesis, describe the societal relevance of the thesis, write down the thesis’ core claim in 1-2 sentences, support your argument with sufficient evidence, consider possible objections, address the empirical research context, give a taste of the thesis’ empirical analysis, hint at the practical implications of the research, provide a reading guide, briefly summarise all chapters to come, design a figure illustrating the thesis structure.

An introductory chapter plays an integral part in every thesis. The first chapter has to include quite a lot of information to contextualise the research. At the same time, a good thesis introduction is not too long, but clear and to the point.

A powerful thesis introduction does the following:

• It captures the reader’s attention.
• It presents a clear research gap and emphasises the thesis’ relevance.
• It provides a compelling argument.
• It previews the research findings.
• It explains the structure of the thesis.

In addition, a powerful thesis introduction is well-written, logically structured, and free of grammar and spelling errors. Reputable thesis editors can elevate the quality of your introduction to the next level. If you are in search of a trustworthy thesis or dissertation editor who upholds high-quality standards and offers efficient turnaround times, I recommend the professional thesis and dissertation editing service provided by Editage . 

This list can feel quite overwhelming. However, with some easy tips and tricks, you can accomplish all these goals in your thesis introduction. (And if you struggle with finding the right wording, have a look at academic key phrases for introductions .)

Ways to capture the reader’s attention

A powerful thesis introduction should spark the reader’s interest on the first pages. A reader should be enticed to continue reading! There are three common ways to capture the reader’s attention.

An established way to capture the reader’s attention in a thesis introduction is by starting with a story. Regardless of how abstract and ‘scientific’ the actual thesis content is, it can be useful to ease the reader into the topic with a short story.

This story can be, for instance, based on one of your study participants. It can also be a very personal account of one of your own experiences, which drew you to study the thesis topic in the first place.

Start by providing data or statistics

Data and statistics are another established way to immediately draw in your reader. Especially surprising or shocking numbers can highlight the importance of a thesis topic in the first few sentences!

So if your thesis topic lends itself to being kick-started with data or statistics, you are in for a quick and easy way to write a memorable thesis introduction.

The third established way to capture the reader’s attention is by starting with the problem that underlies your thesis. It is advisable to keep the problem simple. A few sentences at the start of the chapter should suffice.

Usually, at a later stage in the introductory chapter, it is common to go more in-depth, describing the research problem (and its scientific and societal relevance) in more detail.

You may also like: Minimalist writing for a better thesis

Emphasising the thesis’ relevance

A good thesis is a relevant thesis. No one wants to read about a concept that has already been explored hundreds of times, or that no one cares about.

Of course, a thesis heavily relies on the work of other scholars. However, each thesis is – and should be – unique. If you want to write a fantastic thesis introduction, your job is to point out this uniqueness!

In academic research, a research gap signifies a research area or research question that has not been explored yet, that has been insufficiently explored, or whose insights and findings are outdated.

Every thesis needs a crystal-clear research gap. Spell it out instead of letting your reader figure out why your thesis is relevant.

* This example has been taken from an actual academic paper on toxic behaviour in online games: Liu, J. and Agur, C. (2022). “After All, They Don’t Know Me” Exploring the Psychological Mechanisms of Toxic Behavior in Online Games. Games and Culture 1–24, DOI: 10.1177/15554120221115397

The scientific relevance of a thesis highlights the importance of your work in terms of advancing theoretical insights on a topic. You can think of this part as your contribution to the (international) academic literature.

Scientific relevance comes in different forms. For instance, you can critically assess a prominent theory explaining a specific phenomenon. Maybe something is missing? Or you can develop a novel framework that combines different frameworks used by other scholars. Or you can draw attention to the context-specific nature of a phenomenon that is discussed in the international literature.

The societal relevance of a thesis highlights the importance of your research in more practical terms. You can think of this part as your contribution beyond theoretical insights and academic publications.

Why are your insights useful? Who can benefit from your insights? How can your insights improve existing practices?

Formulating a compelling argument

Arguments are sets of reasons supporting an idea, which – in academia – often integrate theoretical and empirical insights. Think of an argument as an umbrella statement, or core claim. It should be no longer than one or two sentences.

Including an argument in the introduction of your thesis may seem counterintuitive. After all, the reader will be introduced to your core claim before reading all the chapters of your thesis that led you to this claim in the first place.

But rest assured: A clear argument at the start of your thesis introduction is a sign of a good thesis. It works like a movie teaser to generate interest. And it helps the reader to follow your subsequent line of argumentation.

The core claim of your thesis should be accompanied by sufficient evidence. This does not mean that you have to write 10 pages about your results at this point.

However, you do need to show the reader that your claim is credible and legitimate because of the work you have done.

A good argument already anticipates possible objections. Not everyone will agree with your core claim. Therefore, it is smart to think ahead. What criticism can you expect?

Think about reasons or opposing positions that people can come up with to disagree with your claim. Then, try to address them head-on.

Providing a captivating preview of findings

Similar to presenting a compelling argument, a fantastic thesis introduction also previews some of the findings. When reading an introduction, the reader wants to learn a bit more about the research context. Furthermore, a reader should get a taste of the type of analysis that will be conducted. And lastly, a hint at the practical implications of the findings encourages the reader to read until the end.

If you focus on a specific empirical context, make sure to provide some information about it. The empirical context could be, for instance, a country, an island, a school or city. Make sure the reader understands why you chose this context for your research, and why it fits to your research objective.

If you did all your research in a lab, this section is obviously irrelevant. However, in that case you should explain the setup of your experiment, etcetera.

The empirical part of your thesis centers around the collection and analysis of information. What information, and what evidence, did you generate? And what are some of the key findings?

For instance, you can provide a short summary of the different research methods that you used to collect data. Followed by a short overview of how you analysed this data, and some of the key findings. The reader needs to understand why your empirical analysis is worth reading.

You already highlighted the practical relevance of your thesis in the introductory chapter. However, you should also provide a preview of some of the practical implications that you will develop in your thesis based on your findings.

Presenting a crystal clear thesis structure

A fantastic thesis introduction helps the reader to understand the structure and logic of your whole thesis. This is probably the easiest part to write in a thesis introduction. However, this part can be best written at the very end, once everything else is ready.

A reading guide is an essential part in a thesis introduction! Usually, the reading guide can be found toward the end of the introductory chapter.

The reading guide basically tells the reader what to expect in the chapters to come.

In a longer thesis, such as a PhD thesis, it can be smart to provide a summary of each chapter to come. Think of a paragraph for each chapter, almost in the form of an abstract.

For shorter theses, which also have a shorter introduction, this step is not necessary.

Especially for longer theses, it tends to be a good idea to design a simple figure that illustrates the structure of your thesis. It helps the reader to better grasp the logic of your thesis.

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How to Write an Impressive Thesis Results Section

After collecting and analyzing your research data, it’s time to write the results section. This article explains how to write and organize the thesis results section, the differences in reporting qualitative and quantitative data, the differences in the thesis results section across different fields, and the best practices for tables and figures.

What is the thesis results section?

The thesis results section factually and concisely describes what was observed and measured during the study but does not interpret the findings. It presents the findings in a logical order.

What should the thesis results section include?

• Include all relevant results as text, tables, or figures
• Report the results of subject recruitment and data collection
• For qualitative research, present the data from all statistical analyses, whether or not the results are significant
• For quantitative research, present the data by coding or categorizing themes and topics
• Present all secondary findings (e.g., subgroup analyses)
• Include all results, even if they do not fit in with your assumptions or support your hypothesis

What should the thesis results section not include?

• If the study involves the thematic analysis of an interview, don’t include complete transcripts of all interviews. Instead, add these as appendices
• Don’t present raw data. These may be included in appendices
• Don’t include background information (this should be in the introduction section )
• Don’t speculate on the meaning of results that do not support your hypothesis. This will be addressed later in the discussion and conclusion sections.
• Don’t repeat results that have been presented in tables and figures. Only highlight the pertinent points or elaborate on specific aspects

How should the thesis results section be organized?

The opening paragraph of the thesis results section should briefly restate the thesis question. Then, present the results objectively as text, figures, or tables.

Quantitative research presents the results from experiments and  statistical tests , usually in the form of tables and figures (graphs, diagrams, and images), with any pertinent findings emphasized in the text. The results are structured around the thesis question. Demographic data are usually presented first in this section.

For each statistical test used, the following information must be mentioned:

• The type of analysis used (e.g., Mann–Whitney U test or multiple regression analysis)
• A concise summary of each result, including  descriptive statistics   (e.g., means, medians, and modes) and  inferential statistics   (e.g., correlation, regression, and  p  values) and whether the results are significant
• Any trends or differences identified through comparisons
• How the findings relate to your research and if they support or contradict your hypothesis

Qualitative research   presents results around key themes or topics identified from your data analysis and explains how these themes evolved. The data are usually presented as text because it is hard to present the findings as figures.

For each theme presented, describe:

• General trends or patterns observed
• Significant or representative responses
• Relevant quotations from your study subjects

Relevant characteristics about your study subjects

Differences among the results section in different fields of research

Nevertheless, results should be presented logically across all disciplines and reflect the thesis question and any hypotheses that were tested.

The presentation of results varies considerably across disciplines. For example, a thesis documenting how a particular population interprets a specific event and a thesis investigating customer service may both have collected data using interviews and analyzed it using similar methods. Still, the presentation of the results will vastly differ because they are answering different thesis questions. A science thesis may have used experiments to generate data, and these would be presented differently again, probably involving statistics. Nevertheless, results should be presented logically across all disciplines and reflect the thesis question and any  hypotheses that were tested.

Differences between reporting thesis results in the Sciences and the Humanities and Social Sciences (HSS) domains

In the Sciences domain (qualitative and experimental research), the results and discussion sections are considered separate entities, and the results from experiments and statistical tests are presented. In the HSS domain (qualitative research), the results and discussion sections may be combined.

There are two approaches to presenting results in the HSS field:

• If you want to highlight important findings, first present a synopsis of the results and then explain the key findings.
• If you have multiple results of equal significance, present one result and explain it. Then present another result and explain that, and so on. Conclude with an overall synopsis.

Best practices for using tables and figures

The use of figures and tables is highly encouraged because they provide a standalone overview of the research findings that are much easier to understand than wading through dry text mentioning one result after another. The text in the results section should not repeat the information presented in figures and tables. Instead, it should focus on the pertinent findings or elaborate on specific points.

Some popular software programs that can be used for the analysis and presentation of statistical data include  Statistical Package for the Social Sciences (SPSS ) ,  R software ,  MATLAB , Microsoft Excel,  Statistical Analysis Software (SAS) ,  GraphPad Prism , and  Minitab .

The easiest way to construct tables is to use the  Table function in Microsoft Word . Microsoft Excel can also be used; however, Word is the easier option.

General guidelines for figures and tables

• Figures and tables must be interpretable independent from the text
• Number tables and figures consecutively (in separate lists) in the order in which they are mentioned in the text
• All tables and figures must be cited in the text
• Provide clear, descriptive titles for all figures and tables
• Include a legend to concisely describe what is presented in the figure or table

Figure guidelines

• Label figures so that the reader can easily understand what is being shown
• Use a consistent font type and font size for all labels in figure panels
• All abbreviations used in the figure artwork should be defined in the figure legend

Table guidelines

• All table columns should have a heading abbreviation used in tables should be defined in the table footnotes
• All numbers and text presented in tables must correlate with the data presented in the manuscript body

Quantitative results example : Figure 3 presents the characteristics of unemployed subjects and their rate of criminal convictions. A statistically significant association was observed between unemployed people <20 years old, the male sex, and no household income.

Qualitative results example: Table 5 shows the themes identified during the face-to-face interviews about the application that we developed to anonymously report corruption in the workplace. There was positive feedback on the app layout and ease of use. Concerns that emerged from the interviews included breaches of confidentiality and the inability to report incidents because of unstable cellphone network coverage.

Table 5. Themes and selected quotes from the evaluation of our app designed to anonymously report workplace corruption.

Tips for writing the thesis results section

• Do not state that a difference was present between the two groups unless this can be supported by a significant  p-value .
• Present the findings only . Do not comment or speculate on their interpretation.
• Every result included  must have a corresponding method in the methods section. Conversely, all methods  must have associated results presented in the results section.
• Do not explain commonly used methods. Instead, cite a reference.
• Be consistent with the units of measurement used in your thesis study. If you start with kg, then use the same unit all throughout your thesis. Also, be consistent with the capitalization of units of measurement. For example, use either “ml” or “mL” for milliliters, but not both.
• Never manipulate measurement outcomes, even if the result is unexpected. Remain objective.

Results vs. discussion vs. conclusion

Results are presented in three sections of your thesis: the results, discussion, and conclusion.

• In the results section, the data are presented simply and objectively. No speculation or interpretation is given.
• In the discussion section, the meaning of the results is interpreted and put into context (e.g., compared with other findings in the literature ), and its importance is assigned.
• In the conclusion section, the results and the main conclusions are summarized.

A thesis is the most crucial document that you will write during your academic studies. For professional thesis editing and thesis proofreading services , visit Enago Thesis Editing for more information.

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Review Checklist

Have you  completed all data collection procedures and analyzed all results ?

Have you  included all results relevant to your thesis question, even if they do not support your hypothesis?

Have you reported the results  objectively , with no interpretation or speculation?

For quantitative research, have you included both  descriptive and  inferential statistical results and stated whether they support or contradict your hypothesis?

Have you used  tables and figures to present all results?

In your thesis body, have you presented only the pertinent results and elaborated on specific aspects that were presented in the tables and figures?

Are all tables and figures  correctly labeled and cited in numerical order in the text?

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How to Write the Thesis Or Dissertation Introduction – Guide

Published by Carmen Troy at August 31st, 2021 , Revised On January 24, 2024

Introducing your Dissertation Topic

What would you tell someone if they asked you to introduce yourself? You’d probably start with your name, what you do for a living…etc., etc., etc. Think of your dissertation. How would you go about it if you had to introduce it to the world for the first time?

Keep this forefront in your mind for the remainder of this guide: you are introducing your research to the world that doesn’t even know it exists. Every word, phrase and line you write in your introduction will stand for the strength of your dissertation’s character.

This is not very different from how, in real life, if someone fails to introduce themselves properly (such as leaving out what they do for a living, where they live, etc.) to a stranger, it leaves a lasting impression on the stranger.

Don’t leave your dissertation a stranger among other strangers. Let’s review the little, basic concepts we already have at the back of our minds, perhaps, to piece them together in one body: an introduction.

What Goes Inside an Introduction

The exact ingredients of a dissertation or thesis introduction chapter vary depending on  your chosen research topic, your university’s guidelines, and your academic subject – but they are generally mixed in one sequence or another to introduce an academic argument.

The critical elements of an excellent dissertation introduction include a definition of the selected research topic , a reference to previous studies on the subject, a statement of the value of the subject for academic and scientific communities, a clear aim/purpose of the study, a list of your objectives, a reference to viewpoints of other researchers and a justification for the research.

Topic Discussion versus Topic Introduction

Discussing and introducing a topic are two highly different aspects of dissertation introduction writing. You might find it easy to discuss a topic, but introducing it is much trickier.

The introduction is the first thing a reader reads; thus, it must be to the point, informative, engaging, and enjoyable. Even if one of these elements is missing, the reader will not be motivated to continue reading the paper and will move on to something different.

So, it’s critical to fully understand how to write the introduction of a dissertation before starting the actual write-up.

When writing a dissertation introduction, one has to explain the title, discuss the topic and present a background so that readers understand what your research is about and what  results you expect to achieve at the end of the research work.

As a standard practice, you might work on your dissertation introduction chapter several times. Once when you’re working on your proposal and the second time when writing your actual dissertation.

“ Want to keep up with the progress of the work done by your writer? ResearchProspect can deliver your dissertation order in three parts; outline, first half, and final dissertation delivery. Here is the link to our online order form .

Many academics argue that the Introduction chapter should be the last section of the dissertation paper you should complete, but by no means is it the last part you would think of because this is where your research starts from.

Write the draft introduction as early as possible. You should write it at the same time as the proposal submission, although you must revise and edit it many times before it takes the final shape.

Considering its importance, many students remain unsure of how to write the introduction of a dissertation. Here are some of the essential elements of how to write the introduction of a dissertation that’ll provide much-needed dissertation introduction writing help.

Below are some guidelines for you to learn to  write a flawless first-class dissertation paper.

Steps of Writing a Dissertation Introduction

1. research background – writing a dissertation introduction.

This is the very first section of your introduction. Building a background of your chosen topic will help you understand more about the topic and help readers know why the general research area is problematic, interesting, central, important, etc.

Your research background should include significant concepts related to your dissertation topic. This will give your supervisor and markers an idea that you’ve investigated the research problem thoroughly and know the various aspects of your topic.

The introduction to a dissertation shouldn’t talk only about other research work in the same area, as this will be discussed in the literature review section. Moreover, this section should not include the research design  and  data collection method(s) .

All about  research strategy  should be covered in the  methodology chapter . Research background only helps to build up your research in general.

For instance, if your research is based on job satisfaction measures of a specific country, the content of the introduction chapter will generally be about job satisfaction and its impact.

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2.     Significance of the Research

As a researcher, you must demonstrate how your research will provide value to the scientific and academic communities. If your dissertation is based on a specific company or industry, you need to explain why that industry and company were chosen.

If you’re comparing, explain why you’re doing so and what this research will yield. Regardless of your chosen research topic, explain thoroughly in this section why this research is being conducted and what benefits it will serve.

The idea here is to convince your supervisor and readers that the concept should be researched to find a solution to a problem.

3.     Research Problem

Once you’ve described the main research problem  and the importance of your research, the next step would be to present your  problem statement , i.e., why this research is being conducted and its purpose.

This is one of the essential aspects of writing a dissertation’s introduction. Doing so will help your readers understand what you intend to do in this research and what they should expect from this study.

Presenting the research problem competently is crucial in persuading your readers to read other parts of the dissertation paper . This research problem is the crux of your dissertation, i.e., it gives a direction as to why this research is being carried out, and what issues the study will consider.

For example, if your dissertation is based on measuring the job satisfaction of a specific organisation, your research problem should talk about the problem the company is facing and how your research will help the company to solve that.

If your dissertation is not based on any specific organisation, you can explain the common issues that companies face when they do not consider job satisfaction as a pillar of business growth and elaborate on how your research will help them realise its importance.

Citing too many references in the introduction chapter isn’t recommended because here, you must explain why you chose to study a specific area and what your research will accomplish. Any citations only set the context, and you should leave the bulk of the literature for a later section.

4.     Research Question(s)

The central part of your introduction is the research question , which should be based on your research problem and the dissertation title. Combining these two aspects will help you formulate an exciting yet manageable research question.

Your research question is what your research aims to answer and around which your dissertation will revolve. The research question should be specific and concise.

It should be a one- or two-line question you’ve set out to answer through your dissertation. For the job satisfaction example, a sample research question could be, how does job satisfaction positively impact employee performance?

Look up dissertation introduction examples online or ask your friends to get an idea of how an ideal research question is formed. Or you can review our dissertation introduction example here  and  research question examples here .

Once you’ve formed your research question, pick out vital elements from it, based on which you will then prepare your theoretical framework  and literature review. You will come back to your research question again when  concluding your dissertation .

Sometimes, you might have to formulate a hypothesis in place of a research question. The hypothesis is a simple statement you prove with your  results ,  discussion and analysis .

A sample hypothesis could be job satisfaction is positively linked to employee job performance . The results of your dissertation could be in favour of this dissertation or against it.

Tip: Read up about what alternative, null, one-tailed and two-tailed hypotheses are so you can better formulate the hypothesis for your dissertation. Following are the definitions for each term, as retrieved from Trochim et al.’s Research Methods: The Essential Knowledge Base (2016):

• Alternative hypothesis (H 1 ): “A specific statement of prediction that usually states what you expect will happen in your study.”
• Null hypothesis (H 0 ): “The hypothesis that describes the possible outcomes other than the alternative hypothesis. Usually, the null hypothesis predicts there will be no effect of a program or treatment you are studying.”
• One-tailed hypothesis: “A hypothesis that specifies a direction; for example, when your hypothesis predicts that your program will increase the outcome.”
• Two-tailed hypothesis: “A hypothesis that does not specify a direction. For example, if you hypothesise that your program or intervention will affect an outcome, but you are unwilling to specify whether that effect will be positive or negative, you are using a two-tailed hypothesis.”

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Interesting read: 10 ways to write a practical introduction fast .

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Uk’s best academic support services. how would you know until you try, 5.     research aims and objectives.

Next, the research aims and objectives. Aims and objectives are broad statements of desired results of your dissertation . They reflect the expectations of the topic and research and address the long-term project outcomes.

These statements should use the concepts accurately, must be focused, should be able to convey your research intentions and serve as steps that communicate how your  research question  will be answered.

You should formulate your aims and objectives based on your topic, research question, or hypothesis. These are simple statements and are an extension of your research question.

Through the aims and objectives, you communicate to your readers what aspects of research you’ve considered and how you intend to answer your research question.

Usually, these statements initiate with words like ‘to explore’, ‘to study’, ‘to assess’, ‘to critically assess’, ‘to understand’, ‘to evaluate’ etc.

You could ask your supervisor to provide some thesis introduction examples to help you understand better how aims and objectives are formulated. More examples are here .

Your aims and objectives should be interrelated and connect to your research question and problem. If they do not, they’ll be considered vague and too broad in scope.

Always ensure your research aims and objectives are concise, brief, and relevant.

Once you conclude  your dissertation , you will have to revert back to address whether your research aims and objectives have been met.

You will have to reflect on how your dissertation’s findings , analysis, and discussion related to your aims and objectives and how your research has helped in achieving them.

6.     Research Limitations

This section is sometimes a part of the  dissertation methodology section ; however, it is usually included in the introduction of a dissertation.

Every research has some limitations. Thus, it is normal for you to experience certain limitations when conducting your study.

You could experience  research design limitations, data limitations or even financial limitations. Regardless of which type of limitation you may experience, your dissertation would be impacted. Thus, it would be best if you mentioned them without any hesitation.

When including this section in the introduction, make sure that you clearly state the type of constraint you experienced. This will help your supervisor understand what problems you went through while working on your dissertation.

However, one aspect that you should take care of is that your results, in no way, should be influenced by these restrictions. The results should not be compromised, or your dissertation will not be deemed authentic and reliable.

After you’ve mentioned your research limitations, discuss how you overcame them to produce a perfect dissertation .

Also, mention that your limitations do not adversely impact your results and that you’ve produced research with accurate results the academic community can rely on.

Also read:   How to Write Dissertation Methodology .

7.     Outline of the Dissertation

Even though this isn’t a mandatory sub-section of the introduction chapter, good introductory chapters in dissertations outline what’s to follow in the preceding chapters.

It is also usual to set out an  outline of the rest of the dissertation . Depending on your university and academic subject, you might also be asked to include it in your research proposal .

Because your tutor might want to glance over it to see how you  plan your dissertation and what sections you’d include; based on what sections you include and how you intend to research and cover them, they’d provide feedback for you to improve.

Usually, this section discusses what sections you plan to include and what concepts and aspects each section entails. A standard dissertation consists of five sections : chapters, introduction,  literature review ,  methodology ,  results  and  discussion , and  conclusion .

Some  dissertation assignments do not use the same chapter for results and discussion. Instead, they split it into two different chapters, making six chapters. Check with your supervisor regarding which format you should follow.

When discussing the  outline of your dissertation , remember that you’d have to mention what each section involves. Discuss all the significant aspects of each section to give a brief overview of what your dissertation contains, and this is precisely what our dissertation outline service  provides.

Writing a dissertation introduction might seem complicated, but it is not if you understand what is expected of you. To understand the required elements and make sure that you focus on all of them.

Include all the aspects to ensure your supervisor and other readers can easily understand how you intend to undertake your research.

“If you find yourself stuck at any stage of your dissertation introduction, get introduction writing help from our writers! At ResearchProspect, we offer a dissertation writing service , and our qualified team of writers will also assist you in conducting in-depth research for your dissertation.

Dissertation Introduction Samples & Examples

Check out some basic samples of dissertation introduction chapters to get started.

FAQs about Dissertation Introduction

What is the purpose of an introduction chapter.

It’s used to introduce key constructs, ideas, models and/or theories etc. relating to the topic; things that you will be basing the remainder of your dissertation on.

How do you start an introduction in a dissertation?

There is more than one way of starting a dissertation’s introductory chapter. You can begin by stating a problem in your area of interest, review relevant literature, identify the gap, and introduce your topic. Or, you can go the opposite way, too. It’s all entirely up to your discretion. However, be consistent in the format you choose to write in.

How long can an introduction get?

It can range from 1000 to 2000 words for a master’s dissertation , but for a higher-level dissertation, it mostly ranges from 8,000 to 10,000 words ’ introduction chapter. In the end, though, it depends on the guidelines provided to you by your department.

Steps to Writing a Dissertation Introduction

You may also like.

Make sure that your selected topic is intriguing, manageable, and relevant. Here are some guidelines to help understand how to find a good dissertation topic.

If your dissertation includes many abbreviations, it would make sense to define all these abbreviations in a list of abbreviations in alphabetical order.

Dissertation conclusion is perhaps the most underrated part of a dissertation or thesis paper. Learn how to write a dissertation conclusion.

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Writing the results chapter.

The results section describes the data that you gathered and the outcomes of the analysis of that data.

In this section, you will typically find:

• graphs, tables, and charts supported by written descriptions and made identifiable by a title or legend ​
• key findings emphasized—qualitative research often includes historical sources or interview excerpts, while quantitative research will often include measurements or observations from experiments
• in-text citations are infrequent or absent.

This chapter of your thesis lays the foundations for your Discussion chapter where you can elaborate on the implications of your results for theory or practice in your discipline.

Presenting your data will involve making decisions about what is most important for your reader to understand about how you have addressed your research questions. Make decisions about what specific data to present in this section by thinking back to your research question or your research aims.

You might think of the metaphor of the carpenter who has more than enough wood to build with but will only succeed by selecting what is most suitable for the particular task:

“[Data] is a resource you can use to support the claims you want to make. Carpenters don’t try to use all the wood in the woodshed to make a particular table. They don’t see the variety of materials they have available as a problem to be solved... Think of the abundance of your data in the same way.” —from Inframethodology

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The video below details the features of a good results chapter and the process that goes into preparing it.

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Home » Thesis – Structure, Example and Writing Guide

Thesis – Structure, Example and Writing Guide

Table of contents.

Definition:

Thesis is a scholarly document that presents a student’s original research and findings on a particular topic or question. It is usually written as a requirement for a graduate degree program and is intended to demonstrate the student’s mastery of the subject matter and their ability to conduct independent research.

History of Thesis

The concept of a thesis can be traced back to ancient Greece, where it was used as a way for students to demonstrate their knowledge of a particular subject. However, the modern form of the thesis as a scholarly document used to earn a degree is a relatively recent development.

The origin of the modern thesis can be traced back to medieval universities in Europe. During this time, students were required to present a “disputation” in which they would defend a particular thesis in front of their peers and faculty members. These disputations served as a way to demonstrate the student’s mastery of the subject matter and were often the final requirement for earning a degree.

In the 17th century, the concept of the thesis was formalized further with the creation of the modern research university. Students were now required to complete a research project and present their findings in a written document, which would serve as the basis for their degree.

The modern thesis as we know it today has evolved over time, with different disciplines and institutions adopting their own standards and formats. However, the basic elements of a thesis – original research, a clear research question, a thorough review of the literature, and a well-argued conclusion – remain the same.

Structure of Thesis

The structure of a thesis may vary slightly depending on the specific requirements of the institution, department, or field of study, but generally, it follows a specific format.

Here’s a breakdown of the structure of a thesis:

This is the first page of the thesis that includes the title of the thesis, the name of the author, the name of the institution, the department, the date, and any other relevant information required by the institution.

This is a brief summary of the thesis that provides an overview of the research question, methodology, findings, and conclusions.

This page provides a list of all the chapters and sections in the thesis and their page numbers.

Introduction

This chapter provides an overview of the research question, the context of the research, and the purpose of the study. The introduction should also outline the methodology and the scope of the research.

Literature Review

This chapter provides a critical analysis of the relevant literature on the research topic. It should demonstrate the gap in the existing knowledge and justify the need for the research.

Methodology

This chapter provides a detailed description of the research methods used to gather and analyze data. It should explain the research design, the sampling method, data collection techniques, and data analysis procedures.

This chapter presents the findings of the research. It should include tables, graphs, and charts to illustrate the results.

This chapter interprets the results and relates them to the research question. It should explain the significance of the findings and their implications for the research topic.

This chapter summarizes the key findings and the main conclusions of the research. It should also provide recommendations for future research.

This section provides a list of all the sources cited in the thesis. The citation style may vary depending on the requirements of the institution or the field of study.

This section includes any additional material that supports the research, such as raw data, survey questionnaires, or other relevant documents.

How to write Thesis

Here are some steps to help you write a thesis:

• Choose a Topic: The first step in writing a thesis is to choose a topic that interests you and is relevant to your field of study. You should also consider the scope of the topic and the availability of resources for research.
• Develop a Research Question: Once you have chosen a topic, you need to develop a research question that you will answer in your thesis. The research question should be specific, clear, and feasible.
• Conduct a Literature Review: Before you start your research, you need to conduct a literature review to identify the existing knowledge and gaps in the field. This will help you refine your research question and develop a research methodology.
• Develop a Research Methodology: Once you have refined your research question, you need to develop a research methodology that includes the research design, data collection methods, and data analysis procedures.
• Collect and Analyze Data: After developing your research methodology, you need to collect and analyze data. This may involve conducting surveys, interviews, experiments, or analyzing existing data.
• Write the Thesis: Once you have analyzed the data, you need to write the thesis. The thesis should follow a specific structure that includes an introduction, literature review, methodology, results, discussion, conclusion, and references.
• Edit and Proofread: After completing the thesis, you need to edit and proofread it carefully. You should also have someone else review it to ensure that it is clear, concise, and free of errors.
• Submit the Thesis: Finally, you need to submit the thesis to your academic advisor or committee for review and evaluation.

Example of Thesis

Example of Thesis template for Students:

Title of Thesis

Table of Contents:

Chapter 1: Introduction

Chapter 2: Literature Review

Chapter 3: Research Methodology

Chapter 4: Results

Chapter 5: Discussion

Chapter 6: Conclusion

References:

Appendices:

Note: That’s just a basic template, but it should give you an idea of the structure and content that a typical thesis might include. Be sure to consult with your department or supervisor for any specific formatting requirements they may have. Good luck with your thesis!

Application of Thesis

Thesis is an important academic document that serves several purposes. Here are some of the applications of thesis:

• Academic Requirement: A thesis is a requirement for many academic programs, especially at the graduate level. It is an essential component of the evaluation process and demonstrates the student’s ability to conduct original research and contribute to the knowledge in their field.
• Career Advancement: A thesis can also help in career advancement. Employers often value candidates who have completed a thesis as it demonstrates their research skills, critical thinking abilities, and their dedication to their field of study.
• Publication : A thesis can serve as a basis for future publications in academic journals, books, or conference proceedings. It provides the researcher with an opportunity to present their research to a wider audience and contribute to the body of knowledge in their field.
• Personal Development: Writing a thesis is a challenging task that requires time, dedication, and perseverance. It provides the student with an opportunity to develop critical thinking, research, and writing skills that are essential for their personal and professional development.
• Impact on Society: The findings of a thesis can have an impact on society by addressing important issues, providing insights into complex problems, and contributing to the development of policies and practices.

Purpose of Thesis

The purpose of a thesis is to present original research findings in a clear and organized manner. It is a formal document that demonstrates a student’s ability to conduct independent research and contribute to the knowledge in their field of study. The primary purposes of a thesis are:

• To Contribute to Knowledge: The main purpose of a thesis is to contribute to the knowledge in a particular field of study. By conducting original research and presenting their findings, the student adds new insights and perspectives to the existing body of knowledge.
• To Demonstrate Research Skills: A thesis is an opportunity for the student to demonstrate their research skills. This includes the ability to formulate a research question, design a research methodology, collect and analyze data, and draw conclusions based on their findings.
• To Develop Critical Thinking: Writing a thesis requires critical thinking and analysis. The student must evaluate existing literature and identify gaps in the field, as well as develop and defend their own ideas.
• To Provide Evidence of Competence : A thesis provides evidence of the student’s competence in their field of study. It demonstrates their ability to apply theoretical concepts to real-world problems, and their ability to communicate their ideas effectively.
• To Facilitate Career Advancement : Completing a thesis can help the student advance their career by demonstrating their research skills and dedication to their field of study. It can also provide a basis for future publications, presentations, or research projects.

When to Write Thesis

The timing for writing a thesis depends on the specific requirements of the academic program or institution. In most cases, the opportunity to write a thesis is typically offered at the graduate level, but there may be exceptions.

Generally, students should plan to write their thesis during the final year of their graduate program. This allows sufficient time for conducting research, analyzing data, and writing the thesis. It is important to start planning the thesis early and to identify a research topic and research advisor as soon as possible.

In some cases, students may be able to write a thesis as part of an undergraduate program or as an independent research project outside of an academic program. In such cases, it is important to consult with faculty advisors or mentors to ensure that the research is appropriately designed and executed.

It is important to note that the process of writing a thesis can be time-consuming and requires a significant amount of effort and dedication. It is important to plan accordingly and to allocate sufficient time for conducting research, analyzing data, and writing the thesis.

Characteristics of Thesis

The characteristics of a thesis vary depending on the specific academic program or institution. However, some general characteristics of a thesis include:

• Originality : A thesis should present original research findings or insights. It should demonstrate the student’s ability to conduct independent research and contribute to the knowledge in their field of study.
• Clarity : A thesis should be clear and concise. It should present the research question, methodology, findings, and conclusions in a logical and organized manner. It should also be well-written, with proper grammar, spelling, and punctuation.
• Research-Based: A thesis should be based on rigorous research, which involves collecting and analyzing data from various sources. The research should be well-designed, with appropriate research methods and techniques.
• Evidence-Based : A thesis should be based on evidence, which means that all claims made in the thesis should be supported by data or literature. The evidence should be properly cited using appropriate citation styles.
• Critical Thinking: A thesis should demonstrate the student’s ability to critically analyze and evaluate information. It should present the student’s own ideas and arguments, and engage with existing literature in the field.
• Academic Style : A thesis should adhere to the conventions of academic writing. It should be well-structured, with clear headings and subheadings, and should use appropriate academic language.

Advantages of Thesis

There are several advantages to writing a thesis, including:

• Development of Research Skills: Writing a thesis requires extensive research and analytical skills. It helps to develop the student’s research skills, including the ability to formulate research questions, design and execute research methodologies, collect and analyze data, and draw conclusions based on their findings.
• Contribution to Knowledge: Writing a thesis provides an opportunity for the student to contribute to the knowledge in their field of study. By conducting original research, they can add new insights and perspectives to the existing body of knowledge.
• Preparation for Future Research: Completing a thesis prepares the student for future research projects. It provides them with the necessary skills to design and execute research methodologies, analyze data, and draw conclusions based on their findings.
• Career Advancement: Writing a thesis can help to advance the student’s career. It demonstrates their research skills and dedication to their field of study, and provides a basis for future publications, presentations, or research projects.
• Personal Growth: Completing a thesis can be a challenging and rewarding experience. It requires dedication, hard work, and perseverance. It can help the student to develop self-confidence, independence, and a sense of accomplishment.

Limitations of Thesis

There are also some limitations to writing a thesis, including:

• Time and Resources: Writing a thesis requires a significant amount of time and resources. It can be a time-consuming and expensive process, as it may involve conducting original research, analyzing data, and producing a lengthy document.
• Narrow Focus: A thesis is typically focused on a specific research question or topic, which may limit the student’s exposure to other areas within their field of study.
• Limited Audience: A thesis is usually only read by a small number of people, such as the student’s thesis advisor and committee members. This limits the potential impact of the research findings.
• Lack of Real-World Application : Some thesis topics may be highly theoretical or academic in nature, which may limit their practical application in the real world.
• Pressure and Stress : Writing a thesis can be a stressful and pressure-filled experience, as it may involve meeting strict deadlines, conducting original research, and producing a high-quality document.
• Potential for Isolation: Writing a thesis can be a solitary experience, as the student may spend a significant amount of time working independently on their research and writing.

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Chapter introductions

Your overall thesis objectives or questions can be distinguished from specific objectives of each chapter, however, it should be broad enough to embody the latter. So whenever you have difficulty deciding what information to include in the thesis introduction and what to include in the introductory sections of individual chapters, remember it's primarily a matter of scale (see the table below).

Introductions

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Dissertation Structure & Layout 101: How to structure your dissertation, thesis or research project.

By: Derek Jansen (MBA) Reviewed By: David Phair (PhD) | July 2019

So, you’ve got a decent understanding of what a dissertation is , you’ve chosen your topic and hopefully you’ve received approval for your research proposal . Awesome! Now its time to start the actual dissertation or thesis writing journey.

To craft a high-quality document, the very first thing you need to understand is dissertation structure . In this post, we’ll walk you through the generic dissertation structure and layout, step by step. We’ll start with the big picture, and then zoom into each chapter to briefly discuss the core contents. If you’re just starting out on your research journey, you should start with this post, which covers the big-picture process of how to write a dissertation or thesis .

*The Caveat *

In this post, we’ll be discussing a traditional dissertation/thesis structure and layout, which is generally used for social science research across universities, whether in the US, UK, Europe or Australia. However, some universities may have small variations on this structure (extra chapters, merged chapters, slightly different ordering, etc).

So, always check with your university if they have a prescribed structure or layout that they expect you to work with. If not, it’s safe to assume the structure we’ll discuss here is suitable. And even if they do have a prescribed structure, you’ll still get value from this post as we’ll explain the core contents of each section.  

Overview: S tructuring a dissertation or thesis

• Acknowledgements page
• Abstract (or executive summary)
• Table of contents , list of figures and tables
• Chapter 1: Introduction
• Chapter 2: Literature review
• Chapter 3: Methodology
• Chapter 4: Results
• Chapter 5: Discussion
• Chapter 6: Conclusion
• Reference list

As I mentioned, some universities will have slight variations on this structure. For example, they want an additional “personal reflection chapter”, or they might prefer the results and discussion chapter to be merged into one. Regardless, the overarching flow will always be the same, as this flow reflects the research process , which we discussed here – i.e.:

• The introduction chapter presents the core research question and aims .
• The literature review chapter assesses what the current research says about this question.
• The methodology, results and discussion chapters go about undertaking new research about this question.
• The conclusion chapter (attempts to) answer the core research question .

In other words, the dissertation structure and layout reflect the research process of asking a well-defined question(s), investigating, and then answering the question – see below.

To restate that – the structure and layout of a dissertation reflect the flow of the overall research process . This is essential to understand, as each chapter will make a lot more sense if you “get” this concept. If you’re not familiar with the research process, read this post before going further.

Right. Now that we’ve covered the big picture, let’s dive a little deeper into the details of each section and chapter. Oh and by the way, you can also grab our free dissertation/thesis template here to help speed things up.

The title page of your dissertation is the very first impression the marker will get of your work, so it pays to invest some time thinking about your title. But what makes for a good title? A strong title needs to be 3 things:

• Succinct (not overly lengthy or verbose)
• Specific (not vague or ambiguous)
• Representative of the research you’re undertaking (clearly linked to your research questions)

Typically, a good title includes mention of the following:

• The broader area of the research (i.e. the overarching topic)
• The specific focus of your research (i.e. your specific context)
• Indication of research design (e.g. quantitative , qualitative , or  mixed methods ).

For example:

A quantitative investigation [research design] into the antecedents of organisational trust [broader area] in the UK retail forex trading market [specific context/area of focus].

Again, some universities may have specific requirements regarding the format and structure of the title, so it’s worth double-checking expectations with your institution (if there’s no mention in the brief or study material).

Acknowledgements

This page provides you with an opportunity to say thank you to those who helped you along your research journey. Generally, it’s optional (and won’t count towards your marks), but it is academic best practice to include this.

So, who do you say thanks to? Well, there’s no prescribed requirements, but it’s common to mention the following people:

• Your dissertation supervisor or committee.
• Any professors, lecturers or academics that helped you understand the topic or methodologies.
• Any tutors, mentors or advisors.
• Your family and friends, especially spouse (for adult learners studying part-time).

There’s no need for lengthy rambling. Just state who you’re thankful to and for what (e.g. thank you to my supervisor, John Doe, for his endless patience and attentiveness) – be sincere. In terms of length, you should keep this to a page or less.

Abstract or executive summary

The dissertation abstract (or executive summary for some degrees) serves to provide the first-time reader (and marker or moderator) with a big-picture view of your research project. It should give them an understanding of the key insights and findings from the research, without them needing to read the rest of the report – in other words, it should be able to stand alone .

For it to stand alone, your abstract should cover the following key points (at a minimum):

• Your research questions and aims – what key question(s) did your research aim to answer?
• Your methodology – how did you go about investigating the topic and finding answers to your research question(s)?
• Your findings – following your own research, what did do you discover?
• Your conclusions – based on your findings, what conclusions did you draw? What answers did you find to your research question(s)?

So, in much the same way the dissertation structure mimics the research process, your abstract or executive summary should reflect the research process, from the initial stage of asking the original question to the final stage of answering that question.

In practical terms, it’s a good idea to write this section up last , once all your core chapters are complete. Otherwise, you’ll end up writing and rewriting this section multiple times (just wasting time). For a step by step guide on how to write a strong executive summary, check out this post .

Need a helping hand?

Table of contents

This section is straightforward. You’ll typically present your table of contents (TOC) first, followed by the two lists – figures and tables. I recommend that you use Microsoft Word’s automatic table of contents generator to generate your TOC. If you’re not familiar with this functionality, the video below explains it simply:

If you find that your table of contents is overly lengthy, consider removing one level of depth. Oftentimes, this can be done without detracting from the usefulness of the TOC.

Right, now that the “admin” sections are out of the way, its time to move on to your core chapters. These chapters are the heart of your dissertation and are where you’ll earn the marks. The first chapter is the introduction chapter – as you would expect, this is the time to introduce your research…

It’s important to understand that even though you’ve provided an overview of your research in your abstract, your introduction needs to be written as if the reader has not read that (remember, the abstract is essentially a standalone document). So, your introduction chapter needs to start from the very beginning, and should address the following questions:

• What will you be investigating (in plain-language, big picture-level)?
• Why is that worth investigating? How is it important to academia or business? How is it sufficiently original?
• What are your research aims and research question(s)? Note that the research questions can sometimes be presented at the end of the literature review (next chapter).
• What is the scope of your study? In other words, what will and won’t you cover ?
• How will you approach your research? In other words, what methodology will you adopt?
• How will you structure your dissertation? What are the core chapters and what will you do in each of them?

These are just the bare basic requirements for your intro chapter. Some universities will want additional bells and whistles in the intro chapter, so be sure to carefully read your brief or consult your research supervisor.

If done right, your introduction chapter will set a clear direction for the rest of your dissertation. Specifically, it will make it clear to the reader (and marker) exactly what you’ll be investigating, why that’s important, and how you’ll be going about the investigation. Conversely, if your introduction chapter leaves a first-time reader wondering what exactly you’ll be researching, you’ve still got some work to do.

Now that you’ve set a clear direction with your introduction chapter, the next step is the literature review . In this section, you will analyse the existing research (typically academic journal articles and high-quality industry publications), with a view to understanding the following questions:

• What does the literature currently say about the topic you’re investigating?
• Is the literature lacking or well established? Is it divided or in disagreement?
• How does your research fit into the bigger picture?
• How does your research contribute something original?
• How does the methodology of previous studies help you develop your own?

Depending on the nature of your study, you may also present a conceptual framework towards the end of your literature review, which you will then test in your actual research.

Again, some universities will want you to focus on some of these areas more than others, some will have additional or fewer requirements, and so on. Therefore, as always, its important to review your brief and/or discuss with your supervisor, so that you know exactly what’s expected of your literature review chapter.

Now that you’ve investigated the current state of knowledge in your literature review chapter and are familiar with the existing key theories, models and frameworks, its time to design your own research. Enter the methodology chapter – the most “science-ey” of the chapters…

In this chapter, you need to address two critical questions:

• Exactly HOW will you carry out your research (i.e. what is your intended research design)?
• Exactly WHY have you chosen to do things this way (i.e. how do you justify your design)?

Remember, the dissertation part of your degree is first and foremost about developing and demonstrating research skills . Therefore, the markers want to see that you know which methods to use, can clearly articulate why you’ve chosen then, and know how to deploy them effectively.

Importantly, this chapter requires detail – don’t hold back on the specifics. State exactly what you’ll be doing, with who, when, for how long, etc. Moreover, for every design choice you make, make sure you justify it.

In practice, you will likely end up coming back to this chapter once you’ve undertaken all your data collection and analysis, and revise it based on changes you made during the analysis phase. This is perfectly fine. Its natural for you to add an additional analysis technique, scrap an old one, etc based on where your data lead you. Of course, I’m talking about small changes here – not a fundamental switch from qualitative to quantitative, which will likely send your supervisor in a spin!

You’ve now collected your data and undertaken your analysis, whether qualitative, quantitative or mixed methods. In this chapter, you’ll present the raw results of your analysis . For example, in the case of a quant study, you’ll present the demographic data, descriptive statistics, inferential statistics , etc.

Typically, Chapter 4 is simply a presentation and description of the data, not a discussion of the meaning of the data. In other words, it’s descriptive, rather than analytical – the meaning is discussed in Chapter 5. However, some universities will want you to combine chapters 4 and 5, so that you both present and interpret the meaning of the data at the same time. Check with your institution what their preference is.

Now that you’ve presented the data analysis results, its time to interpret and analyse them. In other words, its time to discuss what they mean, especially in relation to your research question(s).

What you discuss here will depend largely on your chosen methodology. For example, if you’ve gone the quantitative route, you might discuss the relationships between variables . If you’ve gone the qualitative route, you might discuss key themes and the meanings thereof. It all depends on what your research design choices were.

Most importantly, you need to discuss your results in relation to your research questions and aims, as well as the existing literature. What do the results tell you about your research questions? Are they aligned with the existing research or at odds? If so, why might this be? Dig deep into your findings and explain what the findings suggest, in plain English.

The final chapter – you’ve made it! Now that you’ve discussed your interpretation of the results, its time to bring it back to the beginning with the conclusion chapter . In other words, its time to (attempt to) answer your original research question s (from way back in chapter 1). Clearly state what your conclusions are in terms of your research questions. This might feel a bit repetitive, as you would have touched on this in the previous chapter, but its important to bring the discussion full circle and explicitly state your answer(s) to the research question(s).

Next, you’ll typically discuss the implications of your findings . In other words, you’ve answered your research questions – but what does this mean for the real world (or even for academia)? What should now be done differently, given the new insight you’ve generated?

Lastly, you should discuss the limitations of your research, as well as what this means for future research in the area. No study is perfect, especially not a Masters-level. Discuss the shortcomings of your research. Perhaps your methodology was limited, perhaps your sample size was small or not representative, etc, etc. Don’t be afraid to critique your work – the markers want to see that you can identify the limitations of your work. This is a strength, not a weakness. Be brutal!

This marks the end of your core chapters – woohoo! From here on out, it’s pretty smooth sailing.

The reference list is straightforward. It should contain a list of all resources cited in your dissertation, in the required format, e.g. APA , Harvard, etc.

It’s essential that you use reference management software for your dissertation. Do NOT try handle your referencing manually – its far too error prone. On a reference list of multiple pages, you’re going to make mistake. To this end, I suggest considering either Mendeley or Zotero. Both are free and provide a very straightforward interface to ensure that your referencing is 100% on point. I’ve included a simple how-to video for the Mendeley software (my personal favourite) below:

Some universities may ask you to include a bibliography, as opposed to a reference list. These two things are not the same . A bibliography is similar to a reference list, except that it also includes resources which informed your thinking but were not directly cited in your dissertation. So, double-check your brief and make sure you use the right one.

The very last piece of the puzzle is the appendix or set of appendices. This is where you’ll include any supporting data and evidence. Importantly, supporting is the keyword here.

Your appendices should provide additional “nice to know”, depth-adding information, which is not critical to the core analysis. Appendices should not be used as a way to cut down word count (see this post which covers how to reduce word count ). In other words, don’t place content that is critical to the core analysis here, just to save word count. You will not earn marks on any content in the appendices, so don’t try to play the system!

Time to recap…

And there you have it – the traditional dissertation structure and layout, from A-Z. To recap, the core structure for a dissertation or thesis is (typically) as follows:

• Acknowledgments page

Most importantly, the core chapters should reflect the research process (asking, investigating and answering your research question). Moreover, the research question(s) should form the golden thread throughout your dissertation structure. Everything should revolve around the research questions, and as you’ve seen, they should form both the start point (i.e. introduction chapter) and the endpoint (i.e. conclusion chapter).

I hope this post has provided you with clarity about the traditional dissertation/thesis structure and layout. If you have any questions or comments, please leave a comment below, or feel free to get in touch with us. Also, be sure to check out the rest of the  Grad Coach Blog .

Psst... there’s more!

This post was based on one of our popular Research Bootcamps . If you're working on a research project, you'll definitely want to check this out ...

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36 Comments

many thanks i found it very useful

Glad to hear that, Arun. Good luck writing your dissertation.

Such clear practical logical advice. I very much needed to read this to keep me focused in stead of fretting.. Perfect now ready to start my research!

what about scientific fields like computer or engineering thesis what is the difference in the structure? thank you very much

Thanks so much this helped me a lot!

Very helpful and accessible. What I like most is how practical the advice is along with helpful tools/ links.

Thanks Ade!

Thank you so much sir.. It was really helpful..

You’re welcome!

Hi! How many words maximum should contain the abstract?

Thank you so much 😊 Find this at the right moment

You’re most welcome. Good luck with your dissertation.

best ever benefit i got on right time thank you

Many times Clarity and vision of destination of dissertation is what makes the difference between good ,average and great researchers the same way a great automobile driver is fast with clarity of address and Clear weather conditions .

I guess Great researcher = great ideas + knowledge + great and fast data collection and modeling + great writing + high clarity on all these

You have given immense clarity from start to end.

Morning. Where will I write the definitions of what I’m referring to in my report?

Thank you so much Derek, I was almost lost! Thanks a tonnnn! Have a great day!

Thanks ! so concise and valuable

This was very helpful. Clear and concise. I know exactly what to do now.

Thank you for allowing me to go through briefly. I hope to find time to continue.

Really useful to me. Thanks a thousand times

Very interesting! It will definitely set me and many more for success. highly recommended.

Thank you soo much sir, for the opportunity to express my skills

Usefull, thanks a lot. Really clear

Very nice and easy to understand. Thank you .

That was incredibly useful. Thanks Grad Coach Crew!

My stress level just dropped at least 15 points after watching this. Just starting my thesis for my grad program and I feel a lot more capable now! Thanks for such a clear and helpful video, Emma and the GradCoach team!

Do we need to mention the number of words the dissertation contains in the main document?

It depends on your university’s requirements, so it would be best to check with them 🙂

Such a helpful post to help me get started with structuring my masters dissertation, thank you!

Great video; I appreciate that helpful information

It is so necessary or avital course

This blog is very informative for my research. Thank you

Doctoral students are required to fill out the National Research Council’s Survey of Earned Doctorates

wow this is an amazing gain in my life

This is so good

How can i arrange my specific objectives in my dissertation?

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Application of Computational Fluid Mechanics

• First Online: 30 May 2024

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• Alois Peter Schaffarczyk   ORCID: orcid.org/0000-0002-9357-3232 2  

Part of the book series: Green Energy and Technology ((GREEN))

As we have seen in the previous chapters, due the non-linear behavior it is very difficult—if not impossible—to get simple analytical solutions of the basic fluid dynamics equations in a systematic way. Therefore it has become normal to use (massive) numerical methods for solving them. In an ideal situation this would mean that only Eqs. ( 3.37 ) from Chap. 3 are used (of course adapted to a suitable form for computers) together with a geometrical description of the problem (a wind turbine wing, for example) and a surrounding control volume for setting the boundary conditions for the unknown fields (pressure and velocity).

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From now on in this book the term CFD is assumed to be a RANS simulation where only the full 3D geometry of the wind turbine (or its blades) is used.

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Schaffarczyk, A.P. (2024). Application of Computational Fluid Mechanics. In: Introduction to Wind Turbine Aerodynamics. Green Energy and Technology. Springer, Cham. https://doi.org/10.1007/978-3-031-56924-1_7

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Expanding health insurance has significantly improved the population's health. However, the modalities and strategies for expanding healthcare provision have taken on a distinctive form in Asian countries, particularly in East Asia, which is sometimes referred to as the developmental welfare state model (Kwon, 2009a). Rather than being based on a social right, welfare expansion was a means of supporting economic policies and rewarding those who contributed to national development. These social policies were strongly driven by government elites, including the president (Kwon, 1995). Rather than providing all social services directly, the government constructed long-term plans and contracted out the provision of services to the private sector. Among East Asian countries, South Korea exemplifies this characteristic in healthcare provision, with a very different organisation of the health system from that of Western countries. It can be roughly summarised as the rapid introduction of social health insurance and its integration into national health insurance, led by the national elite, the establishment of private capital-driven healthcare institutions, and state control of reimbursement costs to prevent healthcare costs from exploding. While these features have the advantage of ensuring that most people have health insurance in a short period, the government's price control and the profit-seeking of healthcare institutions—many of which are based on private capital—have created an incentive structure that maximises the volume of healthcare and maximises the price per unit of care under the fee-for-service system. As a result, a range of adverse health outcomes gradually emerged in the 1990s and 2000s, including high antibiotic prescribing rates and caesarean sections. Governments implemented interventions to address the negative consequences of the distorted incentive structure. However, these solutions were often patchwork or indiscriminate adoption of foreign policy practices rather than addressing the underlying health system failures. Various attempts were made to change provider behaviour, mainly through the use of financial and social incentives. While there has been some evaluation of these attempts, there is still a lack of comprehensive assessment of their effectiveness and side effects. This thesis examines how social and financial incentives result from policy interventions that aim to improve healthcare efficiency and quality by examining three different interventions where we can establish exogenous variation in some social or financial incentives influencing providers' health behaviours. The thesis aims to evaluate the direct spillover of social and financial incentives in Korean health policies for better policy design and to provide policy implications. Unintended Effects of antibiotic prescription rate disclosure The first paper examines the effect of social incentives on healthcare provision in Korea, specifically in the intended and unintended consequences of the antibiotic prescription rate disclosure in 2006. As mentioned earlier, providers in Korea were placed in a situation where they had to generate income based on the volume of services. While reimbursement costs for consultations were low, a structure was formed in a way that providers could supplement part of their income by prescribing medication and directly dispensing medication at hospitals or clinics. In such a situation, even for mild common colds, the prescription of antibiotics or injections increased rapidly, and the prescription rate for antibiotics in acute respiratory infections exceeded 50%. Such high antibiotic prescription rates are a typical waste of the healthcare system and a factor that causes long-term antimicrobial resistance, resulting in significant economic and medical costs (O'Neill, 2016). With the separation of prescribing and dispensing in 2000, doctors only issued prescriptions, and patients obtained medication from pharmacies. However, the high antibiotic prescription rate persisted for over 20 years and showed no signs of decreasing. At the urging of civil society, the government hastily introduced a public reporting policy. The policy of disclosing information in 2006 is regarded as having successfully reduced the antibiotic prescription rate in the country. However, as highlighted in this paper, the swift implementation of policies resulted in a coding shift, a significant unintended consequence that undermined the policy objectives. Specifically, this coding shift was particularly pronounced in medical staff with high rates of antibiotic prescription in the past and in departments that encountered acute respiratory diseases subject to information disclosure. Furthermore, we document that the prescription rate for broad-spectrum antibiotics did not decrease as the policy focused solely on the overall prescription rate. It demonstrates that medical staff face varying social pressures, namely social incentives, the influence of which depends on the degree of deviation from the norm shared within the professional society. Not all medical staff chose the ideal approach of reducing prescription rates, with some opting for socially undesirable methods. In this chapter, we draw on the theory of motivation change and explore ways to mitigate these side effects. Incentives to prevent unnecessary caesarean sections. The second paper discusses how to correct the distorted incentive structure with financial and social incentives to enhance quality in obstetric care, namely, reducing the share of unnecessary c-sections. In the late 1970s, when compulsory health insurance was introduced, midwives performed more deliveries than doctors. Not surprisingly, there was a significant difference in the cost between the midwives who performed natural deliveries and doctors who performed c-sections, and this continued to be the case even as the number of c-sections performed by doctors increased rapidly in the 1980s and 1990s. Even after health insurance was introduced, small clinics and hospitals performed c-sections in medically unindicated cases due to the high reimbursement cost for c-sections. The effect of insurance coverage on c-section uptake was stark: the c-section rate, which was only about 8% in the 1980s, reached over 45% in the early 2000s. In this chapter, we demonstrate that the introduction of both supply and demand side incentives by increasing the reimbursement cost for doctors who perform normal (vaginal) deliveries by 50% and exempting out-of-pocket payments for mothers who choose normal deliveries lead to a reduction in the c-section rate for first-time mothers decreased by about 3.6 pp. The paper also examines the effect of subsequent public reporting on c-section rates that was expanded several times. This effect was more substantial in areas with higher c-section rates before the policy. We propose two mechanisms. First, higher reimbursement fees for regular deliveries resulted in an increase in the number of doctors in small clinics. This increase in medical professionals increased the availability of normal deliveries, which typically require more time compared to caesarean sections. In addition, the expansion of public reporting, which came about a year and a half after the reimbursement cost increase, reduced c-sections in the short term, but the effect was short-lived. This observation illustrates the adverse effects of a significant difference in payer costs between two elective procedures and low compensation for a time-consuming procedure. At the same time, it shows that governments and insurers can dramatically reduce unnecessary c-sections by adjusting payment levels. It also reveals that the effect of repeated public reporting is not significant and that while increasing public reporting may have a positive short-term effect, it is only a temporary shock to providers. In turn, it highlights the importance of careful reimbursement design in incentive design. Do social and financial incentives increase the quality of stroke care? Finally, the last paper turns to emergency healthcare and looks at the combination of social and financial incentives at the organisational level. Here, the distorted incentive structure encompassed little incentive to provide the best possible medical care for severe emergency conditions resulting from a stroke or myocardial infarction in hospital-level medical institutions. Small and medium-sized hospitals have proliferated due to the lack of consistent government hospital policies and support. In small hospitals, the number of severe emergency cases is also small; therefore, they cannot afford to have specialists available for 24-hour care. In such situations, ambulances transfer emergency patients to nearby hospitals with no medical staff with particular specialities or hospitals with insufficient resources. Patients are transferred to larger hospitals, often missing the optimal golden hour. This paper examines the impact of public reporting on mortality rates for stroke patients following the government's September 2007 announcement of a financial incentive program in July 2011. The results indicate that neither intervention impacted short-term mortality, with borderline evidence that public reporting reduced 365-d mortality rates by around 2pp. We also found evidence that the incentive program reduced the 365-d mortality rate by about 3.1 pp, mainly due to a reduction in the mortality rate for patients with ischemic stroke. As a secondary outcome, both policies were found to reduce the length of stay by about 1-2 days, with the incentive program significantly reducing the length of stay for haemorrhagic stroke, which has a longer average length of stay, thus reducing the total cost of care. Finally, we checked for spillover effects, whereby these changes increase outpatient visits or readmissions after discharge but found no evidence. Overall, we find that healthcare providers not only maximise their economic incentives and patient benefits in their payoff function but also consider broader social incentives. However, as the effect of the social incentive is strong, we document evidence of a high likelihood of side (spillover) effects, and it has been confirmed that some medical providers can engage in various behaviours that undermine policy objectives. In addition, the effects of these social incentives may decrease over time, suggesting that various efforts are needed to align providers' incentives with those pursued in the policy design instead of utilising the tactic of shaming healthcare providers. Second, we show that the side effects resulting from distorted incentive structures can be addressed through incentive corrections, which can significantly contribute to achieving efficiency and quality goals. Thirdly, this paper demonstrates that social and economic incentives have powerful effects even at the organisational level and that support for fixed costs in a hospital environment where market failures occur can achieve hospital service efficiency and promote efficiency through economy of scope.

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NVR: Not As Cyclical As You'd Think

• NVR, Inc. is a homebuilder operating in 36 metropolitan areas across 16 U.S. states.
• The company operates under three different banners: Ryan Homes, NVHomes, and Heartland Homes, targeting different markets and offering various types of homes.
• NVR's asset-light operating model and strategic purchasing of finished building lots give the company flexibility, reduce risk, and boost return on capital.
• The company isn't as cyclical as you'd think. It has a history of growth and compounding, making it deserving of its premium valuation.

Justin Paget

Introduction

If you’ve never heard of NVR, Inc. ( NYSE: NVR ), the company is a homebuilder headquartered in Reston, Virginia, and operates in 36 metropolitan areas across sixteen U.S. states. As a homebuilder, it primarily focuses on single-family detached homes, townhouses, and condominiums.

NVR operates under three different banners: Ryan Homes, NVHomes, and Heartland Homes. With Ryan Homes, the brand has constructed over half a million homes and serves a wide range of building structures, be it single-family, multi-family, townhomes, or garden condominiums. These generally tend to be more affordable homes , with Ryan Homes offering more straightforward floor plans that are slightly tailed to each market they serve. For first time homebuyers or move up buyers, Ryan Homes tends to be a good option.

In NVHomes, NVR targets further up markets. While not significantly more expensive, they often have better finishing or materials used in construction. They may also be more upscale and customizable, as compared with Ryan Homes.

Finally, in Heartland Homes, acquired over a decade ago, NVR focuses on the affluent buyer, marketing and manufacturing luxury homes. Targeting move-up discretionary buyers, Heartland Homes offers the best of the best when it comes to the NVR offering. At the time of the deal, Heartland Homes was the second-largest builder in Pittsburgh and the 50 th largest builder in the U.S.

In addition to selling homes, NVR also has another business that does mortgage banking, which includes mortgage loan origination that's exclusive to those who buy NVR’s homes. NVR makes money on the origination fees, gains on sales of loans, and title fees. It’s not a huge part of the company’s operations (about 2% of revenues), but it’s worth mentioning nonetheless as it supports the main business of selling homes.

Investment Thesis

One of the reasons to like NVR is its asset-light operating model which limits capital expenditures in the business, allows the company to maintain better working capital, and reduce initial outlay of cash to reduce risk.

NVR does this by not engaging in the purchase of land development, unlike so many of its competitors. What NVR does instead is that it buys finished building lots from third-party developers and enters into fixed priced contracts, with deposits in the form of cash or letters of credit typically ranging up to 10% of the purchase price of the lot.

In my view, this is highly advantageous for two reasons. Firstly, because NVR is the one purchasing the contracts, the company always has the option to not exercise their right to acquire the finished lots. This gives the company plenty of flexibility, which can be valuable during weaker periods of the economy when interest rates may be high or with lack of demand from homebuyers. Secondly, this also means that because homes are sold before they are constructed, NVR gets cash up front, which they can use to deploy capital or buyback stock. As a capital light company, NVR greatly reduces the cyclicality even as a homebuilder, operating in what is traditionally a very cyclical industry that’s sensitive to the economy.

So why don’t all homebuilders do this? The biggest reason is due to its large size. NVR’s counterparties in these contracts won’t engage with small homebuilders building just a few lots. So NVR’s scale and size allow it to generate what I see as a significant competitive advantage: to reduce risk and boost return on capital returns in their business model.

Compare NVR to some of its other competitors in the homebuilders space. It’s pretty clear that this strategy has paid off over the long-run, with the company’s shares boasting impressive long-term returns. In the last ten years, the company’s shares have delivered a total return of 560% highlighting strong outperformance relative to peers.

We see this show up in the financials too, as NVR has had a record of strong financial performance over the years. In the last five years, NVR has compounded revenues and EBITDA at growth rates of 6.1% and 14.5%, respectively. In the last ten years, the company has grown revenues and EBITDA at CAGRs of 8.7% and 15.4%, respectively (source: S&P Capital IQ). With the EBITDA CAGRs larger than the revenue CAGRs, this illustrates that NVR has experienced margin expansion over time.

Such consistently strong performance over long periods of time is atypical for a homebuilder, so its track record is a direct result of its impressive operating performance and high-quality business model.

Author, based on data from S&P Capital IQ

Recent Results and Outlook

In NVR's latest results for Q1 2024, the company reported revenues from homebuilding of $2.28 billion, about 7.3% higher than last year. Income from homebuilding clocked in at $441 million, representing an 8.9% increase compared to Q1 2023.

In terms of what drove the results, the number of units NVR sold this quarter was 10% higher, but the average settlement price was 2% lower. Backlog unit balance was also higher by 12%, so the quarter seemed to be decent, especially with a beat on both revenue and EPS (EPS of $116.41, which was a beat of $12.65). With respect to new orders, they were 3% higher compared to last year, largely driven by a proportional increase in the average number of active communities, particularly within the higher price point category.

When looking at the NVR's balance sheet, the company has $2.84 billion of cash against long-term debt of $900 million. This consists of a round of 3.00% senior notes due in 2030 (the “Senior Notes”). With market capitalization of $23.05 billion, the enterprise value is approximately $24.99 billion.

Trailing twelve months of EBITDA of $2.00 billion puts the company's Total debt to EBITDA at 0.45x and the Debt to Enterprise Value of just 3%, so leverage is fairly minimal. The company's credit ratings are investment grade at BBB, according to Bloomberg, which is why it's able to access very low cost of financing.

NVR is a pretty lowkey company. It doesn't hold earnings call or release much beyond its required financial filings and MD&A, so it's helpful to supplement this with a broader picture of both the macro and longer-term trends.

Comparing full year 2022 with 2023, revenues were down 8.4% with a small contraction in EBITDA margins. Most of this is due to a slowdown in housing starts, likely driven by higher mortgage rates as central banks try to fight inflation. Just recently, mortgage rates crossed the 7% mark, compared to 5.8% one year ago. Higher rates mean higher mortgage payments, which puts pressure on affordability as well as how much buyers can qualify for. It also means that many potential homebuyers are reassessing their needs and whether or not they want to buy now, or wait until interest rates fall (either later this year or next year).

Based on what we know from the latest Fed minutes, policymakers are looking at a longer road to rate cuts, which isn't great for homebuilders. On the bright side, purchase applications are rising, along with housing starts (month over month).

It's hard to say where we go from here, but if I don't think the short-term outlook matters much. Longer term, NVR (and its homebuilding peers) should benefit from favorable tailwinds. For one thing, the U.S. housing market is short about 6.5 million homes as the longest time, there wasn't enough new supply coming onto the market. It's my view that at some point the gap will need to close.

Econometrica

Another factor that bodes well for NVR is the industry growth rate, which is expected to grow at a 4.8% from 2023 to 2032, driven in large part by structural undersupply. According to some forecasts , this could lead to pent-up demand for housing once interest rates normalize. With millennials past their peak home-buying age nearly seven years ago, household formation and having kids are triggers that should create long-term demand, regardless of where interests rates could go.

Valuation and Wrap Up

Based on the 6 sellside analysts who cover the stock, there are 4 ‘buy’ ratings with 2 ‘hold’ ratings. The average price target is $8553.75 which implies about 16.3% upside from the current price.

NVR trades for 10.2x EV/EBITDA compared to the peer group average of 7.3x, so the company is quite a bit more expensive than the comp set (source: S&P Capital IQ). In fact, with respect to EV/EBITDA, it’s the only one in the group with a double-digit multiple and the company stands out as the most expensive on a P/E basis as well.

I believe the company’s superior business model which affords it better margins, higher free cash flow generation, and higher return on equity warrants a premium multiple, especially when considering it has a significantly better balance sheet and lower risk.

In my view, you don’t need to have a very bullish view on homebuilders in general to understand the investment case for NVR. The company has proven time and time again that it can generate cash flow in all environments, and I think the lower volatility and downside protection would appeal to most investors. This isn't a stock that's going to double over the next year, but it's one I think you can safely tuck away and hold for the long term. As such, I'm a buyer of NVR shares today.

This article was written by

Analyst’s Disclosure: I/we have no stock, option or similar derivative position in any of the companies mentioned, and no plans to initiate any such positions within the next 72 hours. I wrote this article myself, and it expresses my own opinions. I am not receiving compensation for it (other than from Seeking Alpha). I have no business relationship with any company whose stock is mentioned in this article.

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