what is the difference between a research proposal and a research paper

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The Difference Between Research Papers and Proposals

Research papers and proposals are two distinct yet closely related writing projects that can be confusing to differentiate between. This article seeks to explore the similarities and differences between research papers and proposals in order to better inform readers of their respective purpose, style, scope, structure, audience, and more. By the end of this article readers will have a greater understanding of both types of written work so they may make an informed decision about which project is best suited for their needs.

I. Introduction to Research Papers and Proposals

Ii. definition of research paper, iii. components of a research paper, iv. definition of proposal, v. components of a proposal, vi. differences between a research paper and proposal, vii. conclusion.

A World of Possibilities Research papers and proposals offer a window into the unlimited world of ideas. Whether it be delving into scientific discovery, exploring philosophical concepts, or uncovering ancient literature, these two forms of writing open up doors to new possibilities. But what exactly are research papers and proposals? While they share some similarities in terms of structure and purpose, there are key differences between them that should not be overlooked.

  • Research Papers: typically involve an investigation process leading towards a synthesis report on any given topic – for example analyzing trends in poverty alleviation strategies worldwide.
  • Proposals: focus more on offering solutions; often outlining various steps or processes needed to address particular issues – such as proposing changes within existing health care systems.

. It’s important to keep this distinction in mind when selecting which type is most suitable for your purposes.

A research paper is a type of academic writing that involves the use of scholarly sources and an analysis to investigate specific topics. Research papers often rely on primary or secondary data, such as surveys or experiments, to analyze and explain their findings. The resulting document provides new insights into a topic by examining existing information in a fresh way.

  • Offers an initial exploration , providing possible solutions for further study.

The main components of a research paper, regardless of its subject or length, is the same. As such it is essential to understand what they are and how to include them in your work.

  • Introduction: The introduction should provide an overview of your topic and explain why the issue you’re discussing matters. Additionally, be sure to note any gaps in knowledge that may exist regarding this particular topic so you can address these throughout the course of your paper.
  • Literature Review: After providing background information on your chosen topic or problem area, conduct a thorough review of relevant literature from reliable sources. This will enable you to discuss current practices related to this field as well as explore various theories surrounding it.

A Proposal: An Overview

  • At its core, a proposal is an offer of solutions to a particular problem.
  • Proposals can come in many forms and for various purposes, but the basic structure remains the same across disciplines.

Therefore, when crafting a proposal you must demonstrate why your proposed plan not only provides a remedy but also brings value by outlining potential benefits as well as risks associated with the suggested solution. Additionally, explain who will benefit from this proposition (e.g., customers/stakeholders) and what resources are needed to implement such changes in order facilitate success. In addition to convincing others that they need your services/product/idea; effective communication goes hand-in-hand with successful selling. Use clear language and succinctly convey why this initiative would be beneficial and worth investing in.

A research proposal and paper are two distinct entities, although many individuals use the terms interchangeably. A research paper is a document that contains an analysis of data gathered from multiple sources on a particular topic. It must be well written with proper citations for any outside resources used in its composition. In contrast, a research proposal , while also including elements such as data collection methods and conclusions about the results of said methods, aims to persuade others to invest their own time or money into studying the same subject.

When constructing either type of document it’s important to consider all components necessary for successful completion:

  • Problem Statement – Provides evidence that there is something worth exploring further.
  • Literature Review – Examines previous studies related to your topic so you can place your work within larger context of existing knowledge.
  • Research Methodology – Describes how you intend gather information; typically quantitative or qualitative approaches are employed.

Comparing a Research Paper and Proposal Research papers and proposals share certain elements, yet differ in purpose and execution. While both may involve extensive research, the former is generally focused on an existing topic or area of study while the latter endeavors to introduce a new concept. Below are some key points that differentiate between these two types of documents.

  • A research paper , which can be based on primary sources such as interviews or surveys, typically begins with an introduction to its topic followed by analysis that supports it.
  • In contrast, a proposal , often written for academic purposes like grant funding applications or college admissions decisions, provides specific information regarding what should be done in order to solve problems related to its subject matter.

. Generally speaking, this includes detailed descriptions about possible solutions along with any pertinent background data needed for evaluation.

In this research paper, the purpose was to compare and contrast a research proposal with an actual written research paper. Through exploring both topics in detail, it has been shown that there is a stark difference between them. A research proposal is more focused on providing an outline of what the researcher intends to accomplish whereas the completed project will go into far greater detail about each aspect of their study.

  • Research Proposal : The primary aim of a proposal document is for approval by supervisors or academics; they are used as a tool for clarifying ideas and setting out clear objectives before any data collection takes place.
  • Research Paper: This requires extensive work after approval has been given – from collecting relevant data to analysing results, all prior knowledge must be synthesised in order to form conclusions which can then be presented through writing.

In conclusion, this article has outlined the differences between research papers and proposals. Research papers are often used to explore a subject or answer questions through experiments and analyses while proposals attempt to present an argument for approval from another individual or organization. Knowing the distinction between these two forms of writing can help individuals better understand how best to approach their own projects and properly communicate with colleagues in academic settings.

  • Key Differences

Know the Differences & Comparisons

Difference Between Research Proposal and Research Report

research-proposal-vs-research-report

On the other hand, a research report is the culmination of the research endeavour. It is a great way to explain the research work and its outcome to a group of people. It is the outcome of the study conducted at the time of the research process.

This article will help you understand the difference between research proposal and research report.

Content: Research Proposal Vs Research Report

Comparison chart, definition of research proposal.

Research Proposal can be defined as the document prepared by the researcher so as to give a description of the research program in detail. It is typically a request for research funding, for the subject under study. In other words, a research proposal is a summary of the research process, with which the reader can get quick information regarding the research project.

The research proposal seeks final approval, for which it is submitted to the relevant authority. After the research proposal is submitted, it is being evaluated, considering a number of factors like the cost involved, potential impact, soundness of the plan to undertake the project.

It aims at presenting and justifying the need and importance to carry out the study, as well as to present the practical ways, of conducting the research. And for this, persuasive evidence should be provided in the research proposal, to highlight the necessity of the research.

Further, it must discuss the main issues and questions, which the researcher will address in the study. Along with that, it must highlight the fundamental area of the research study.

A research proposal can be prepared in a number of formats, which differs on the basis of their length. It contains an introduction, problem hypothesis, objectives, assumptions, methodology, justification and implication of the research project.

Definition of Research Report

Research Report can be defined as the document in which the researched and analysed data is organized and presented by the researcher in a systematic manner. It is a publication, comprising of the purpose, scope, hypothesis, methodology, findings, limitations, recommendations and conclusion of the research project.

Simply put, a research report is the record of the research process. It is one of the most important segments of the research, as the research work is said to be incomplete if the report is not prepared.

A research report is a document containing collected and considered facts, taken to provide succinct and comprehensible information to people.

Once the research process is over, the entire work is produced in a written material, which is called a research report . It covers the description of the research activities, in an elaborated manner. It contains Introduction, Literature Review, Methodology, Data Collection, Data Analysis, Discussion of Results and Findings, Bibliography and Appendices.

A research report acts as a method to record the research work and its outcome, for future reference.

Key Differences Between Research Proposal and Research Report

The difference between research proposal and research report is discussed as under:

  • A research proposal signifies a theoretical framework within which the research is carried out. In finer terms, a research proposal is a sketch for the collection, measurement and analysis of data. A research report implies a scientific write-up on the research findings, which is prepared in a specific format.
  • While the preparation of a research proposal is considered as the first step to research work, preparation of a research report is the final step to the research work.
  • A research proposal is prepared at the beginning of the project. In contrast, the research report is prepared after the completion of the project
  • A research proposal is written in the future tense, whereas the tense used in the research report is past tense, as well as it is written in the third person
  • The length of a research proposal is about 4-10 pages. On the contrary, the length of the research report is about 100 to 300 pages.
  • The research proposal is concerned with the problem or topic to be investigated. Conversely, the research report focuses on the results of the completed research work.
  • The research proposal determines what will be researched, the relevance of the research and the ways to conduct the researched. As against, the research report determines what is researched, sources of data collection, ways of data collection (i.e. survey, interview, or questionnaire), result and findings, recommendations for future research, etc.
  • Research Proposal includes three chapters i.e. Introduction, Literature Review, Research Methodology. Contrastingly, Research Report covers the following chapters – Introduction, Literature Review, Research Methodology, Results, Interpretation and Analysis, Conclusion and Recommendation.

Basically, a research proposal defines the planning stage of the research work, which is prepared in written format, to know its worth. On the other hand, the research report signifies the concluding stage of the research work.

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Organizing Your Social Sciences Research Assignments

  • Annotated Bibliography
  • Analyzing a Scholarly Journal Article
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  • About Informed Consent
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  • Writing a Policy Memo
  • Writing a Reflective Paper
  • Writing a Research Proposal
  • Generative AI and Writing
  • Acknowledgments

The goal of a research proposal is twofold: to present and justify the need to study a research problem and to present the practical ways in which the proposed study should be conducted. The design elements and procedures for conducting research are governed by standards of the predominant discipline in which the problem resides, therefore, the guidelines for research proposals are more exacting and less formal than a general project proposal. Research proposals contain extensive literature reviews. They must provide persuasive evidence that a need exists for the proposed study. In addition to providing a rationale, a proposal describes detailed methodology for conducting the research consistent with requirements of the professional or academic field and a statement on anticipated outcomes and benefits derived from the study's completion.

Krathwohl, David R. How to Prepare a Dissertation Proposal: Suggestions for Students in Education and the Social and Behavioral Sciences . Syracuse, NY: Syracuse University Press, 2005.

How to Approach Writing a Research Proposal

Your professor may assign the task of writing a research proposal for the following reasons:

  • Develop your skills in thinking about and designing a comprehensive research study;
  • Learn how to conduct a comprehensive review of the literature to determine that the research problem has not been adequately addressed or has been answered ineffectively and, in so doing, become better at locating pertinent scholarship related to your topic;
  • Improve your general research and writing skills;
  • Practice identifying the logical steps that must be taken to accomplish one's research goals;
  • Critically review, examine, and consider the use of different methods for gathering and analyzing data related to the research problem; and,
  • Nurture a sense of inquisitiveness within yourself and to help see yourself as an active participant in the process of conducting scholarly research.

A proposal should contain all the key elements involved in designing a completed research study, with sufficient information that allows readers to assess the validity and usefulness of your proposed study. The only elements missing from a research proposal are the findings of the study and your analysis of those findings. Finally, an effective proposal is judged on the quality of your writing and, therefore, it is important that your proposal is coherent, clear, and compelling.

Regardless of the research problem you are investigating and the methodology you choose, all research proposals must address the following questions:

  • What do you plan to accomplish? Be clear and succinct in defining the research problem and what it is you are proposing to investigate.
  • Why do you want to do the research? In addition to detailing your research design, you also must conduct a thorough review of the literature and provide convincing evidence that it is a topic worthy of in-depth study. A successful research proposal must answer the "So What?" question.
  • How are you going to conduct the research? Be sure that what you propose is doable. If you're having difficulty formulating a research problem to propose investigating, go here for strategies in developing a problem to study.

Common Mistakes to Avoid

  • Failure to be concise . A research proposal must be focused and not be "all over the map" or diverge into unrelated tangents without a clear sense of purpose.
  • Failure to cite landmark works in your literature review . Proposals should be grounded in foundational research that lays a foundation for understanding the development and scope of the the topic and its relevance.
  • Failure to delimit the contextual scope of your research [e.g., time, place, people, etc.]. As with any research paper, your proposed study must inform the reader how and in what ways the study will frame the problem.
  • Failure to develop a coherent and persuasive argument for the proposed research . This is critical. In many workplace settings, the research proposal is a formal document intended to argue for why a study should be funded.
  • Sloppy or imprecise writing, or poor grammar . Although a research proposal does not represent a completed research study, there is still an expectation that it is well-written and follows the style and rules of good academic writing.
  • Too much detail on minor issues, but not enough detail on major issues . Your proposal should focus on only a few key research questions in order to support the argument that the research needs to be conducted. Minor issues, even if valid, can be mentioned but they should not dominate the overall narrative.

Procter, Margaret. The Academic Proposal.  The Lab Report. University College Writing Centre. University of Toronto; Sanford, Keith. Information for Students: Writing a Research Proposal. Baylor University; Wong, Paul T. P. How to Write a Research Proposal. International Network on Personal Meaning. Trinity Western University; Writing Academic Proposals: Conferences, Articles, and Books. The Writing Lab and The OWL. Purdue University; Writing a Research Proposal. University Library. University of Illinois at Urbana-Champaign.

Structure and Writing Style

Beginning the Proposal Process

As with writing most college-level academic papers, research proposals are generally organized the same way throughout most social science disciplines. The text of proposals generally vary in length between ten and thirty-five pages, followed by the list of references. However, before you begin, read the assignment carefully and, if anything seems unclear, ask your professor whether there are any specific requirements for organizing and writing the proposal.

A good place to begin is to ask yourself a series of questions:

  • What do I want to study?
  • Why is the topic important?
  • How is it significant within the subject areas covered in my class?
  • What problems will it help solve?
  • How does it build upon [and hopefully go beyond] research already conducted on the topic?
  • What exactly should I plan to do, and can I get it done in the time available?

In general, a compelling research proposal should document your knowledge of the topic and demonstrate your enthusiasm for conducting the study. Approach it with the intention of leaving your readers feeling like, "Wow, that's an exciting idea and I can’t wait to see how it turns out!"

Most proposals should include the following sections:

I.  Introduction

In the real world of higher education, a research proposal is most often written by scholars seeking grant funding for a research project or it's the first step in getting approval to write a doctoral dissertation. Even if this is just a course assignment, treat your introduction as the initial pitch of an idea based on a thorough examination of the significance of a research problem. After reading the introduction, your readers should not only have an understanding of what you want to do, but they should also be able to gain a sense of your passion for the topic and to be excited about the study's possible outcomes. Note that most proposals do not include an abstract [summary] before the introduction.

Think about your introduction as a narrative written in two to four paragraphs that succinctly answers the following four questions :

  • What is the central research problem?
  • What is the topic of study related to that research problem?
  • What methods should be used to analyze the research problem?
  • Answer the "So What?" question by explaining why this is important research, what is its significance, and why should someone reading the proposal care about the outcomes of the proposed study?

II.  Background and Significance

This is where you explain the scope and context of your proposal and describe in detail why it's important. It can be melded into your introduction or you can create a separate section to help with the organization and narrative flow of your proposal. Approach writing this section with the thought that you can’t assume your readers will know as much about the research problem as you do. Note that this section is not an essay going over everything you have learned about the topic; instead, you must choose what is most relevant in explaining the aims of your research.

To that end, while there are no prescribed rules for establishing the significance of your proposed study, you should attempt to address some or all of the following:

  • State the research problem and give a more detailed explanation about the purpose of the study than what you stated in the introduction. This is particularly important if the problem is complex or multifaceted .
  • Present the rationale of your proposed study and clearly indicate why it is worth doing; be sure to answer the "So What? question [i.e., why should anyone care?].
  • Describe the major issues or problems examined by your research. This can be in the form of questions to be addressed. Be sure to note how your proposed study builds on previous assumptions about the research problem.
  • Explain the methods you plan to use for conducting your research. Clearly identify the key sources you intend to use and explain how they will contribute to your analysis of the topic.
  • Describe the boundaries of your proposed research in order to provide a clear focus. Where appropriate, state not only what you plan to study, but what aspects of the research problem will be excluded from the study.
  • If necessary, provide definitions of key concepts, theories, or terms.

III.  Literature Review

Connected to the background and significance of your study is a section of your proposal devoted to a more deliberate review and synthesis of prior studies related to the research problem under investigation . The purpose here is to place your project within the larger whole of what is currently being explored, while at the same time, demonstrating to your readers that your work is original and innovative. Think about what questions other researchers have asked, what methodological approaches they have used, and what is your understanding of their findings and, when stated, their recommendations. Also pay attention to any suggestions for further research.

Since a literature review is information dense, it is crucial that this section is intelligently structured to enable a reader to grasp the key arguments underpinning your proposed study in relation to the arguments put forth by other researchers. A good strategy is to break the literature into "conceptual categories" [themes] rather than systematically or chronologically describing groups of materials one at a time. Note that conceptual categories generally reveal themselves after you have read most of the pertinent literature on your topic so adding new categories is an on-going process of discovery as you review more studies. How do you know you've covered the key conceptual categories underlying the research literature? Generally, you can have confidence that all of the significant conceptual categories have been identified if you start to see repetition in the conclusions or recommendations that are being made.

NOTE: Do not shy away from challenging the conclusions made in prior research as a basis for supporting the need for your proposal. Assess what you believe is missing and state how previous research has failed to adequately examine the issue that your study addresses. Highlighting the problematic conclusions strengthens your proposal. For more information on writing literature reviews, GO HERE .

To help frame your proposal's review of prior research, consider the "five C’s" of writing a literature review:

  • Cite , so as to keep the primary focus on the literature pertinent to your research problem.
  • Compare the various arguments, theories, methodologies, and findings expressed in the literature: what do the authors agree on? Who applies similar approaches to analyzing the research problem?
  • Contrast the various arguments, themes, methodologies, approaches, and controversies expressed in the literature: describe what are the major areas of disagreement, controversy, or debate among scholars?
  • Critique the literature: Which arguments are more persuasive, and why? Which approaches, findings, and methodologies seem most reliable, valid, or appropriate, and why? Pay attention to the verbs you use to describe what an author says/does [e.g., asserts, demonstrates, argues, etc.].
  • Connect the literature to your own area of research and investigation: how does your own work draw upon, depart from, synthesize, or add a new perspective to what has been said in the literature?

IV.  Research Design and Methods

This section must be well-written and logically organized because you are not actually doing the research, yet, your reader must have confidence that you have a plan worth pursuing . The reader will never have a study outcome from which to evaluate whether your methodological choices were the correct ones. Thus, the objective here is to convince the reader that your overall research design and proposed methods of analysis will correctly address the problem and that the methods will provide the means to effectively interpret the potential results. Your design and methods should be unmistakably tied to the specific aims of your study.

Describe the overall research design by building upon and drawing examples from your review of the literature. Consider not only methods that other researchers have used, but methods of data gathering that have not been used but perhaps could be. Be specific about the methodological approaches you plan to undertake to obtain information, the techniques you would use to analyze the data, and the tests of external validity to which you commit yourself [i.e., the trustworthiness by which you can generalize from your study to other people, places, events, and/or periods of time].

When describing the methods you will use, be sure to cover the following:

  • Specify the research process you will undertake and the way you will interpret the results obtained in relation to the research problem. Don't just describe what you intend to achieve from applying the methods you choose, but state how you will spend your time while applying these methods [e.g., coding text from interviews to find statements about the need to change school curriculum; running a regression to determine if there is a relationship between campaign advertising on social media sites and election outcomes in Europe ].
  • Keep in mind that the methodology is not just a list of tasks; it is a deliberate argument as to why techniques for gathering information add up to the best way to investigate the research problem. This is an important point because the mere listing of tasks to be performed does not demonstrate that, collectively, they effectively address the research problem. Be sure you clearly explain this.
  • Anticipate and acknowledge any potential barriers and pitfalls in carrying out your research design and explain how you plan to address them. No method applied to research in the social and behavioral sciences is perfect, so you need to describe where you believe challenges may exist in obtaining data or accessing information. It's always better to acknowledge this than to have it brought up by your professor!

V.  Preliminary Suppositions and Implications

Just because you don't have to actually conduct the study and analyze the results, doesn't mean you can skip talking about the analytical process and potential implications . The purpose of this section is to argue how and in what ways you believe your research will refine, revise, or extend existing knowledge in the subject area under investigation. Depending on the aims and objectives of your study, describe how the anticipated results will impact future scholarly research, theory, practice, forms of interventions, or policy making. Note that such discussions may have either substantive [a potential new policy], theoretical [a potential new understanding], or methodological [a potential new way of analyzing] significance.   When thinking about the potential implications of your study, ask the following questions:

  • What might the results mean in regards to challenging the theoretical framework and underlying assumptions that support the study?
  • What suggestions for subsequent research could arise from the potential outcomes of the study?
  • What will the results mean to practitioners in the natural settings of their workplace, organization, or community?
  • Will the results influence programs, methods, and/or forms of intervention?
  • How might the results contribute to the solution of social, economic, or other types of problems?
  • Will the results influence policy decisions?
  • In what way do individuals or groups benefit should your study be pursued?
  • What will be improved or changed as a result of the proposed research?
  • How will the results of the study be implemented and what innovations or transformative insights could emerge from the process of implementation?

NOTE:   This section should not delve into idle speculation, opinion, or be formulated on the basis of unclear evidence . The purpose is to reflect upon gaps or understudied areas of the current literature and describe how your proposed research contributes to a new understanding of the research problem should the study be implemented as designed.

ANOTHER NOTE : This section is also where you describe any potential limitations to your proposed study. While it is impossible to highlight all potential limitations because the study has yet to be conducted, you still must tell the reader where and in what form impediments may arise and how you plan to address them.

VI.  Conclusion

The conclusion reiterates the importance or significance of your proposal and provides a brief summary of the entire study . This section should be only one or two paragraphs long, emphasizing why the research problem is worth investigating, why your research study is unique, and how it should advance existing knowledge.

Someone reading this section should come away with an understanding of:

  • Why the study should be done;
  • The specific purpose of the study and the research questions it attempts to answer;
  • The decision for why the research design and methods used where chosen over other options;
  • The potential implications emerging from your proposed study of the research problem; and
  • A sense of how your study fits within the broader scholarship about the research problem.

VII.  Citations

As with any scholarly research paper, you must cite the sources you used . In a standard research proposal, this section can take two forms, so consult with your professor about which one is preferred.

  • References -- a list of only the sources you actually used in creating your proposal.
  • Bibliography -- a list of everything you used in creating your proposal, along with additional citations to any key sources relevant to understanding the research problem.

In either case, this section should testify to the fact that you did enough preparatory work to ensure the project will complement and not just duplicate the efforts of other researchers. It demonstrates to the reader that you have a thorough understanding of prior research on the topic.

Most proposal formats have you start a new page and use the heading "References" or "Bibliography" centered at the top of the page. Cited works should always use a standard format that follows the writing style advised by the discipline of your course [e.g., education=APA; history=Chicago] or that is preferred by your professor. This section normally does not count towards the total page length of your research proposal.

Develop a Research Proposal: Writing the Proposal. Office of Library Information Services. Baltimore County Public Schools; Heath, M. Teresa Pereira and Caroline Tynan. “Crafting a Research Proposal.” The Marketing Review 10 (Summer 2010): 147-168; Jones, Mark. “Writing a Research Proposal.” In MasterClass in Geography Education: Transforming Teaching and Learning . Graham Butt, editor. (New York: Bloomsbury Academic, 2015), pp. 113-127; Juni, Muhamad Hanafiah. “Writing a Research Proposal.” International Journal of Public Health and Clinical Sciences 1 (September/October 2014): 229-240; Krathwohl, David R. How to Prepare a Dissertation Proposal: Suggestions for Students in Education and the Social and Behavioral Sciences . Syracuse, NY: Syracuse University Press, 2005; Procter, Margaret. The Academic Proposal. The Lab Report. University College Writing Centre. University of Toronto; Punch, Keith and Wayne McGowan. "Developing and Writing a Research Proposal." In From Postgraduate to Social Scientist: A Guide to Key Skills . Nigel Gilbert, ed. (Thousand Oaks, CA: Sage, 2006), 59-81; Wong, Paul T. P. How to Write a Research Proposal. International Network on Personal Meaning. Trinity Western University; Writing Academic Proposals: Conferences , Articles, and Books. The Writing Lab and The OWL. Purdue University; Writing a Research Proposal. University Library. University of Illinois at Urbana-Champaign.

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Organizing Your Social Sciences Research Paper: Writing a Research Proposal

  • Purpose of Guide
  • Writing a Research Proposal
  • Design Flaws to Avoid
  • Independent and Dependent Variables
  • Narrowing a Topic Idea
  • Broadening a Topic Idea
  • The Research Problem/Question
  • Academic Writing Style
  • Choosing a Title
  • Making an Outline
  • Paragraph Development
  • The C.A.R.S. Model
  • Background Information
  • Theoretical Framework
  • Citation Tracking
  • Evaluating Sources
  • Reading Research Effectively
  • Primary Sources
  • Secondary Sources
  • What Is Scholarly vs. Popular?
  • Is it Peer-Reviewed?
  • Qualitative Methods
  • Quantitative Methods
  • Common Grammar Mistakes
  • Writing Concisely
  • Avoiding Plagiarism [linked guide]
  • Annotated Bibliography
  • Grading Someone Else's Paper

The goal of a research proposal is to present and justify the need to study a research problem and to present the practical ways in which the proposed study should be conducted. The design elements and procedures for conducting the research are governed by standards within the predominant discipline in which the problem resides, so guidelines for research proposals are more exacting and less formal than a general project proposal. Research proposals contain extensive literature reviews. They must provide persuasive evidence that a need exists for the proposed study. In addition to providing a rationale, a proposal describes detailed methodology for conducting the research consistent with requirements of the professional or academic field and a statement on anticipated outcomes and/or benefits derived from the study's completion.

Krathwohl, David R. How to Prepare a Dissertation Proposal: Suggestions for Students in Education and the Social and Behavioral Sciences . Syracuse, NY: Syracuse University Press, 2005.

How to Approach Writing a Research Proposal

Your professor may assign the task of writing a research proposal for the following reasons:

  • Develop your skills in thinking about and designing a comprehensive research study;
  • Learn how to conduct a comprehensive review of the literature to ensure a research problem has not already been answered [or you may determine the problem has been answered ineffectively] and, in so doing, become better at locating scholarship related to your topic;
  • Improve your general research and writing skills;
  • Practice identifying the logical steps that must be taken to accomplish one's research goals;
  • Critically review, examine, and consider the use of different methods for gathering and analyzing data related to the research problem; and,
  • Nurture a sense of inquisitiveness within yourself and to help see yourself as an active participant in the process of doing scholarly research.

A proposal should contain all the key elements involved in designing a completed research study, with sufficient information that allows readers to assess the validity and usefulness of your proposed study. The only elements missing from a research proposal are the findings of the study and your analysis of those results. Finally, an effective proposal is judged on the quality of your writing and, therefore, it is important that your writing is coherent, clear, and compelling.

Regardless of the research problem you are investigating and the methodology you choose, all research proposals must address the following questions:

  • What do you plan to accomplish? Be clear and succinct in defining the research problem and what it is you are proposing to research.
  • Why do you want to do it? In addition to detailing your research design, you also must conduct a thorough review of the literature and provide convincing evidence that it is a topic worthy of study. Be sure to answer the "So What?" question.
  • How are you going to do it? Be sure that what you propose is doable. If you're having trouble formulating a research problem to propose investigating, go here .

Common Mistakes to Avoid

  • Failure to be concise; being "all over the map" without a clear sense of purpose.
  • Failure to cite landmark works in your literature review.
  • Failure to delimit the contextual boundaries of your research [e.g., time, place, people, etc.].
  • Failure to develop a coherent and persuasive argument for the proposed research.
  • Failure to stay focused on the research problem; going off on unrelated tangents.
  • Sloppy or imprecise writing, or poor grammar.
  • Too much detail on minor issues, but not enough detail on major issues.

Procter, Margaret. The Academic Proposal .  The Lab Report. University College Writing Centre. University of Toronto; Sanford, Keith. Information for Students: Writing a Research Proposal . Baylor University; Wong, Paul T. P. How to Write a Research Proposal . International Network on Personal Meaning. Trinity Western University; Writing Academic Proposals: Conferences, Articles, and Books . The Writing Lab and The OWL. Purdue University; Writing a Research Proposal . University Library. University of Illinois at Urbana-Champaign.

Structure and Writing Style

Beginning the Proposal Process

As with writing a regular academic paper, research proposals are generally organized the same way throughout most social science disciplines. Proposals vary between ten and twenty-five pages in length. However, before you begin, read the assignment carefully and, if anything seems unclear, ask your professor whether there are any specific requirements for organizing and writing the proposal.

A good place to begin is to ask yourself a series of questions:

  • What do I want to study?
  • Why is the topic important?
  • How is it significant within the subject areas covered in my class?
  • What problems will it help solve?
  • How does it build upon [and hopefully go beyond] research already conducted on the topic?
  • What exactly should I plan to do, and can I get it done in the time available?

In general, a compelling research proposal should document your knowledge of the topic and demonstrate your enthusiasm for conducting the study. Approach it with the intention of leaving your readers feeling like--"Wow, that's an exciting idea and I can’t wait to see how it turns out!"

In general your proposal should include the following sections:

I.  Introduction

In the real world of higher education, a research proposal is most often written by scholars seeking grant funding for a research project or it's the first step in getting approval to write a doctoral dissertation. Even if this is just a course assignment, treat your introduction as the initial pitch of an idea or a thorough examination of the significance of a research problem. After reading the introduction, your readers should not only have an understanding of what you want to do, but they should also be able to gain a sense of your passion for the topic and be excited about the study's possible outcomes. Note that most proposals do not include an abstract [summary] before the introduction.

Think about your introduction as a narrative written in one to three paragraphs that succinctly answers the following four questions :

  • What is the central research problem?
  • What is the topic of study related to that problem?
  • What methods should be used to analyze the research problem?
  • Why is this important research, what is its significance, and why should someone reading the proposal care about the outcomes of the proposed study?

II.  Background and Significance

This section can be melded into your introduction or you can create a separate section to help with the organization and narrative flow of your proposal. This is where you explain the context of your proposal and describe in detail why it's important. Approach writing this section with the thought that you can’t assume your readers will know as much about the research problem as you do. Note that this section is not an essay going over everything you have learned about the topic; instead, you must choose what is relevant to help explain the goals for your study.

To that end, while there are no hard and fast rules, you should attempt to address some or all of the following key points:

  • State the research problem and give a more detailed explanation about the purpose of the study than what you stated in the introduction. This is particularly important if the problem is complex or multifaceted .
  • Present the rationale of your proposed study and clearly indicate why it is worth doing. Answer the "So What? question [i.e., why should anyone care].
  • Describe the major issues or problems to be addressed by your research. Be sure to note how your proposed study builds on previous assumptions about the research problem.
  • Explain how you plan to go about conducting your research. Clearly identify the key sources you intend to use and explain how they will contribute to your analysis of the topic.
  • Set the boundaries of your proposed research in order to provide a clear focus. Where appropriate, state not only what you will study, but what is excluded from the study.
  • If necessary, provide definitions of key concepts or terms.

III.  Literature Review

Connected to the background and significance of your study is a section of your proposal devoted to a more deliberate review and synthesis of prior studies related to the research problem under investigation . The purpose here is to place your project within the larger whole of what is currently being explored, while demonstrating to your readers that your work is original and innovative. Think about what questions other researchers have asked, what methods they have used, and what is your understanding of their findings and, where stated, their recommendations. Do not be afraid to challenge the conclusions of prior research. Assess what you believe is missing and state how previous research has failed to adequately examine the issue that your study addresses. For more information on writing literature reviews, GO HERE .

Since a literature review is information dense, it is crucial that this section is intelligently structured to enable a reader to grasp the key arguments underpinning your study in relation to that of other researchers. A good strategy is to break the literature into "conceptual categories" [themes] rather than systematically describing groups of materials one at a time. Note that conceptual categories generally reveal themselves after you have read most of the pertinent literature on your topic so adding new categories is an on-going process of discovery as you read more studies. How do you know you've covered the key conceptual categories underlying the research literature? Generally, you can have confidence that all of the significant conceptual categories have been identified if you start to see repetition in the conclusions or recommendations that are being made.

To help frame your proposal's literature review, here are the "five C’s" of writing a literature review:

  • Cite , so as to keep the primary focus on the literature pertinent to your research problem.
  • Compare the various arguments, theories, methodologies, and findings expressed in the literature: what do the authors agree on? Who applies similar approaches to analyzing the research problem?
  • Contrast the various arguments, themes, methodologies, approaches, and controversies expressed in the literature: what are the major areas of disagreement, controversy, or debate?
  • Critique the literature: Which arguments are more persuasive, and why? Which approaches, findings, methodologies seem most reliable, valid, or appropriate, and why? Pay attention to the verbs you use to describe what an author says/does [e.g., asserts, demonstrates, argues, etc.] .
  • Connect the literature to your own area of research and investigation: how does your own work draw upon, depart from, synthesize, or add a new perspective to what has been said in the literature?

IV.  Research Design and Methods

This section must be well-written and logically organized because you are not actually doing the research, yet, your reader must have confidence that it is worth pursuing . The reader will never have a study outcome from which to evaluate whether your methodological choices were the correct ones. Thus, the objective here is to convince the reader that your overall research design and methods of analysis will correctly address the problem and that the methods will provide the means to effectively interpret the potential results. Your design and methods should be unmistakably tied to the specific aims of your study.

Describe the overall research design by building upon and drawing examples from your review of the literature. Consider not only methods that other researchers have used but methods of data gathering that have not been used but perhaps could be. Be specific about the methodological approaches you plan to undertake to obtain information, the techniques you would use to analyze the data, and the tests of external validity to which you commit yourself [i.e., the trustworthiness by which you can generalize from your study to other people, places, events, and/or periods of time].

When describing the methods you will use, be sure to cover the following:

  • Specify the research operations you will undertake and the way you will interpret the results of these operations in relation to the research problem. Don't just describe what you intend to achieve from applying the methods you choose, but state how you will spend your time while applying these methods [e.g., coding text from interviews to find statements about the need to change school curriculum; running a regression to determine if there is a relationship between campaign advertising on social media sites and election outcomes in Europe ].
  • Keep in mind that a methodology is not just a list of tasks; it is an argument as to why these tasks add up to the best way to investigate the research problem. This is an important point because the mere listing of tasks to be performed does not demonstrate that, collectively, they effectively address the research problem. Be sure you explain this.
  • Anticipate and acknowledge any potential barriers and pitfalls in carrying out your research design and explain how you plan to address them. No method is perfect so you need to describe where you believe challenges may exist in obtaining data or accessing information. It's always better to acknowledge this than to have it brought up by your reader.

Develop a Research Proposal: Writing the Proposal . Office of Library Information Services. Baltimore County Public Schools; Heath, M. Teresa Pereira and Caroline Tynan. “Crafting a Research Proposal.” The Marketing Review 10 (Summer 2010): 147-168; Jones, Mark. “Writing a Research Proposal.” In MasterClass in Geography Education: Transforming Teaching and Learning . Graham Butt, editor. (New York: Bloomsbury Academic, 2015), pp. 113-127; Juni, Muhamad Hanafiah. “Writing a Research Proposal.” International Journal of Public Health and Clinical Sciences 1 (September/October 2014): 229-240; Krathwohl, David R. How to Prepare a Dissertation Proposal: Suggestions for Students in Education and the Social and Behavioral Sciences . Syracuse, NY: Syracuse University Press, 2005; Procter, Margaret. The Academic Proposal . The Lab Report. University College Writing Centre. University of Toronto; Punch, Keith and Wayne McGowan. "Developing and Writing a Research Proposal." In From Postgraduate to Social Scientist: A Guide to Key Skills . Nigel Gilbert, ed. (Thousand Oaks, CA: Sage, 2006), 59-81; Wong, Paul T. P. How to Write a Research Proposal . International Network on Personal Meaning. Trinity Western University; Writing Academic Proposals: Conferences, Articles, and Books . The Writing Lab and The OWL. Purdue University; Writing a Research Proposal . University Library. University of Illinois at Urbana-Champaign.

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Research Proposal vs. Research Report

What's the difference.

A research proposal and a research report are both essential components of the research process, but they serve different purposes. A research proposal is a document that outlines the objectives, methodology, and significance of a research project. It is typically submitted to gain approval and funding for the research. On the other hand, a research report is a detailed account of the research findings, analysis, and conclusions. It presents the results of the research in a structured and organized manner, often including tables, graphs, and references. While a research proposal focuses on the planning and design of the study, a research report focuses on the actual execution and outcomes of the research.

Further Detail

Introduction.

Research is an essential component of academic and professional endeavors, providing a systematic approach to gather and analyze information. Two crucial elements of the research process are the research proposal and the research report. While both serve distinct purposes, they share common attributes that contribute to the overall success of a research project. This article aims to explore and compare the attributes of research proposals and research reports, highlighting their significance in the research process.

Research Proposal

A research proposal is a document that outlines the objectives, methodology, and potential outcomes of a research project. It serves as a blueprint for the research, providing a comprehensive plan that guides the researcher throughout the process. The key attributes of a research proposal include:

  • Introduction: The research proposal begins with an introduction that provides background information on the topic, highlights the research problem, and establishes the significance of the study.
  • Research Questions or Objectives: The proposal clearly states the research questions or objectives that the study aims to address. These questions or objectives guide the entire research process and help in formulating a focused approach.
  • Literature Review: A research proposal includes a literature review that critically analyzes existing research and identifies gaps in knowledge. This review helps to establish the rationale for the proposed study and demonstrates the researcher's familiarity with the subject area.
  • Methodology: The methodology section outlines the research design, data collection methods, and data analysis techniques that will be employed. It provides a detailed plan for how the research will be conducted, ensuring transparency and replicability.
  • Timeline and Budget: A research proposal often includes a timeline that outlines the expected duration of the study and a budget that estimates the required resources. These elements help to assess the feasibility and practicality of the proposed research.

Research Report

A research report is a comprehensive document that presents the findings, analysis, and conclusions of a research study. It serves as a means of communicating the research outcomes to the intended audience, whether it be academic peers, industry professionals, or policymakers. The key attributes of a research report include:

  • Abstract: The research report begins with an abstract that provides a concise summary of the study, including the research questions, methodology, key findings, and conclusions. It allows readers to quickly grasp the essence of the research.
  • Introduction: Similar to the research proposal, the research report includes an introduction that provides background information and establishes the context for the study. It also outlines the research problem and objectives.
  • Methodology: The methodology section in the research report describes in detail the research design, data collection methods, and data analysis techniques employed. It allows readers to assess the validity and reliability of the study.
  • Results and Analysis: The research report presents the findings of the study, often accompanied by statistical analysis, graphs, and tables. It provides a detailed account of the data collected and the outcomes of the analysis.
  • Discussion and Conclusion: The discussion section interprets the results in light of the research objectives and compares them with existing literature. It highlights the significance of the findings and their implications. The conclusion summarizes the key findings and offers recommendations for future research or practical applications.
  • References: A research report includes a comprehensive list of references cited throughout the document. This allows readers to access the sources and verify the accuracy of the information presented.

Comparing Attributes

While research proposals and research reports have distinct purposes, they share several common attributes that contribute to the overall success of a research project. These attributes include:

  • Clarity and Structure: Both research proposals and research reports require clear and logical organization. They should be well-structured, with headings and subheadings that guide the reader through the document.
  • Research Objectives: Both documents clearly state the research objectives or questions that guide the study. This ensures that the research remains focused and addresses the intended goals.
  • Methodology: Both research proposals and research reports describe the research methodology, including the research design, data collection methods, and data analysis techniques. This transparency allows others to assess the validity and reliability of the research.
  • Relevance and Significance: Both documents establish the relevance and significance of the research. They provide a rationale for why the study is important and how it contributes to existing knowledge or addresses a research gap.
  • Evidence-Based Approach: Both research proposals and research reports rely on evidence-based approaches. They draw upon existing literature, theories, and empirical data to support their arguments and findings.

In conclusion, research proposals and research reports are integral components of the research process, each serving distinct purposes. While the research proposal outlines the plan and objectives of the study, the research report presents the findings and conclusions. However, both documents share common attributes such as clarity, structure, research objectives, methodology, relevance, and evidence-based approaches. Understanding and effectively utilizing these attributes contribute to the success of a research project, ensuring that it is well-planned, executed, and communicated to the intended audience.

Comparisons may contain inaccurate information about people, places, or facts. Please report any issues.

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Research Paper vs Research Proposal v Thesis: 5 differences

Research Proposal vs Research Paper

Some students may be confused concerning the difference between a research proposal and a research paper. This is understandable if it is the first time a student is writing either of the two types of research.

This is because some students may have been used to writing essays that take a much simpler format and approach in writing the content.

Therefore, if you are one of those students who are not sure of the difference(s) between a research proposal and a research paper, do not worry.

what is the difference between a research proposal and a research paper

Research Proposal vs Research Paper

Now, what is the difference between a research proposal and a research paper? This section will elaborate on the differences between the two while exploring their comparisons with other types of academic papers. 

A research proposal is a preliminary paper that is submitted to the instructor so that the researcher can be granted permission to proceed with the actual research paper. It proposes what the research project will be all about. On the other hand, a research paper is an academic piece that presents what one found out after in-depth research on a specified topic.

Let us understand each of them in deeper detail. What this means is that a research proposal “proposes” what the researcher will be going to tackle within the main paper.

As such, they should clarify or provide details as to what the main research paper will be tackling the topic, the expected hypothesis and claims, the type of studies used, the methodologies, the population in which the research will be conducted, and the expected implications of the research. 

A research proposal needs to demonstrate the importance of the actual research to the discipline and society in general. Without this, then the research proposal would not pass, and no actual research will be conducted to produce the research paper.

When it comes to the actual research paper, it can be regarded as the work that will be produced after the research proposal has been approved and a research go-ahead has been granted to the researcher(s).

Therefore, the research paper will be a complete paper that reports what has been researched, the findings of the studies conducted, and the discussions concerning the findings. It will not be like a research proposal that will be proposing things that will happen in the future.

It should be noted that this is a major or simplified difference between a research proposal and a research paper. The next sections of this article will discuss in detail the main differences between them, plus their differences with other types of papers. 

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What is a research proposal.

A research proposal can be regarded as an academic preliminary request for research that is meant to be submitted to the instructor before the writer or student is given the go-ahead to proceed with writing the research paper.

Research Proposal

What this means is that a research proposal will ‘propose’ what the research paper will be all about and the merits of the research to the discipline and society in general. 

Therefore, a research proposal is written before a research paper is written.

If a research proposal fails to be approved, then the researcher or student will not be allowed to write a research paper.

What is a Research Paper?

A research paper can be regarded as a formal academic piece written by students or researchers after the instructor or academic committee has approved their research proposals to tackle a particular research topic in a specific discipline to find solutions through qualitative and/or quantitative studies. 

Therefore, a research paper is a long piece of academic writing that utilizes the research proposal’s topic and claims to test a hypothesis. The research paper aims not to propose a study but to conduct an actual study that would benefit the discipline and society. 

Differences between a Research Proposal and a Research Paper

As we have noted above, there is a big difference between a research proposal and a research paper. Below are some of the major differences between the two:

1. The Time of Being Written

One of the most notable differences between a research proposal and a research paper is that a research proposal is written before a research paper. This is because a research proposal is meant to ‘propose’ what the writer, student, or researcher is going to write in their main research paper. As such, a research proposal has to be approved before a research paper is written. 

The second difference between a research proposal and a research paper is the purpose of the two pieces of writing. The main aim of a research proposal is to present to the instructor what will be tackled within the research paper. 

On the other hand, the purpose of a research paper is to academically present research that has already been conducted by the writer or the researcher. A research paper is a final presentation concerning a particular topic. 

3. Use of Grammatical Tenses

Another difference between a research proposal and a research paper is that while the proposal uses future tense (will be, shall be, and so on), a research paper uses a grammatical tense that describes things that have already been done.

This is because the research has already been conducted. When it comes to the analysis of the findings and discussions, the present tense can be used because things are unfolding. 

4. Context and Audience

rhetorical triangle

The context of a research proposal is to present “proposals” of ideas that will be used to build upon a research paper.

As such, the audience will be the instructor or a research committee that is meant to gauge the relevance of the proposal to the topic. 

On the other hand, a research paper is not formulated to lead to research but to describe the research.

Therefore, a research paper will target the instructor and any reader who is interested in the topic, discipline, or study. 

Finally, the difference between a research proposal and a research paper is the length. A research proposal is considerably shorter compared to a research paper because of the content. A research paper will contain a lot of detail concerning the topic, the type of research, the findings, discussions, and conclusions because research has already been conducted. 

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Difference Between a Thesis and a Research Proposal

The main difference between a thesis and a research proposal is their purpose. A thesis is a formal academic piece of writing done on a particular topic that has not yet been explored. This is why a thesis has a prospectus stage where the student has to consult with a committee. On the other hand, a research proposal proposes the topic and the research to be done.

Therefore, a research proposal will not require a prospectus stage or a committee, and it can be written by any student within an institution of higher learning.

However, an undergraduate student can also write a research proposal to their instructor to ‘propose’ a research paper.

Difference Between a Thesis and a Research Paper

The major difference between a thesis and a research paper is that a thesis is a longer and more detailed piece of writing that is written by post-graduate students, while a research paper will be comparatively shorter with fewer details because undergraduate students mostly write it.

Thesis vs Research Paper

As such, a thesis can take a very long time to write, for example, 20 years if it tackles socio-economic or environmental issues that may take a lot of time to unfold.

However, a research paper takes a shorter time to write. It may take even 3 months to complete a research paper because it does not explore very complex issues. 

The length also matters. A thesis is longer than a research paper by far. Check out the optimal length for a thesis compared to a research paper length and notice the difference.

Check out the guide on the differences in thesis vs theory vs hypothesis to get a wider idea of the three. This will help you know how these three are applied in a dissertation of a research paper.

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Josh Jasen or JJ as we fondly call him, is a senior academic editor at Grade Bees in charge of the writing department. When not managing complex essays and academic writing tasks, Josh is busy advising students on how to pass assignments. In his spare time, he loves playing football or walking with his dog around the park.

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Research Aims, Objectives & Questions

The “Golden Thread” Explained Simply (+ Examples)

By: David Phair (PhD) and Alexandra Shaeffer (PhD) | June 2022

The research aims , objectives and research questions (collectively called the “golden thread”) are arguably the most important thing you need to get right when you’re crafting a research proposal , dissertation or thesis . We receive questions almost every day about this “holy trinity” of research and there’s certainly a lot of confusion out there, so we’ve crafted this post to help you navigate your way through the fog.

Overview: The Golden Thread

  • What is the golden thread
  • What are research aims ( examples )
  • What are research objectives ( examples )
  • What are research questions ( examples )
  • The importance of alignment in the golden thread

What is the “golden thread”?  

The golden thread simply refers to the collective research aims , research objectives , and research questions for any given project (i.e., a dissertation, thesis, or research paper ). These three elements are bundled together because it’s extremely important that they align with each other, and that the entire research project aligns with them.

Importantly, the golden thread needs to weave its way through the entirety of any research project , from start to end. In other words, it needs to be very clearly defined right at the beginning of the project (the topic ideation and proposal stage) and it needs to inform almost every decision throughout the rest of the project. For example, your research design and methodology will be heavily influenced by the golden thread (we’ll explain this in more detail later), as well as your literature review.

The research aims, objectives and research questions (the golden thread) define the focus and scope ( the delimitations ) of your research project. In other words, they help ringfence your dissertation or thesis to a relatively narrow domain, so that you can “go deep” and really dig into a specific problem or opportunity. They also help keep you on track , as they act as a litmus test for relevance. In other words, if you’re ever unsure whether to include something in your document, simply ask yourself the question, “does this contribute toward my research aims, objectives or questions?”. If it doesn’t, chances are you can drop it.

Alright, enough of the fluffy, conceptual stuff. Let’s get down to business and look at what exactly the research aims, objectives and questions are and outline a few examples to bring these concepts to life.

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Research Aims: What are they?

Simply put, the research aim(s) is a statement that reflects the broad overarching goal (s) of the research project. Research aims are fairly high-level (low resolution) as they outline the general direction of the research and what it’s trying to achieve .

Research Aims: Examples  

True to the name, research aims usually start with the wording “this research aims to…”, “this research seeks to…”, and so on. For example:

“This research aims to explore employee experiences of digital transformation in retail HR.”   “This study sets out to assess the interaction between student support and self-care on well-being in engineering graduate students”  

As you can see, these research aims provide a high-level description of what the study is about and what it seeks to achieve. They’re not hyper-specific or action-oriented, but they’re clear about what the study’s focus is and what is being investigated.

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what is the difference between a research proposal and a research paper

Research Objectives: What are they?

The research objectives take the research aims and make them more practical and actionable . In other words, the research objectives showcase the steps that the researcher will take to achieve the research aims.

The research objectives need to be far more specific (higher resolution) and actionable than the research aims. In fact, it’s always a good idea to craft your research objectives using the “SMART” criteria. In other words, they should be specific, measurable, achievable, relevant and time-bound”.

Research Objectives: Examples  

Let’s look at two examples of research objectives. We’ll stick with the topic and research aims we mentioned previously.  

For the digital transformation topic:

To observe the retail HR employees throughout the digital transformation. To assess employee perceptions of digital transformation in retail HR. To identify the barriers and facilitators of digital transformation in retail HR.

And for the student wellness topic:

To determine whether student self-care predicts the well-being score of engineering graduate students. To determine whether student support predicts the well-being score of engineering students. To assess the interaction between student self-care and student support when predicting well-being in engineering graduate students.

  As you can see, these research objectives clearly align with the previously mentioned research aims and effectively translate the low-resolution aims into (comparatively) higher-resolution objectives and action points . They give the research project a clear focus and present something that resembles a research-based “to-do” list.

The research objectives detail the specific steps that you, as the researcher, will take to achieve the research aims you laid out.

Research Questions: What are they?

Finally, we arrive at the all-important research questions. The research questions are, as the name suggests, the key questions that your study will seek to answer . Simply put, they are the core purpose of your dissertation, thesis, or research project. You’ll present them at the beginning of your document (either in the introduction chapter or literature review chapter) and you’ll answer them at the end of your document (typically in the discussion and conclusion chapters).  

The research questions will be the driving force throughout the research process. For example, in the literature review chapter, you’ll assess the relevance of any given resource based on whether it helps you move towards answering your research questions. Similarly, your methodology and research design will be heavily influenced by the nature of your research questions. For instance, research questions that are exploratory in nature will usually make use of a qualitative approach, whereas questions that relate to measurement or relationship testing will make use of a quantitative approach.  

Let’s look at some examples of research questions to make this more tangible.

Research Questions: Examples  

Again, we’ll stick with the research aims and research objectives we mentioned previously.  

For the digital transformation topic (which would be qualitative in nature):

How do employees perceive digital transformation in retail HR? What are the barriers and facilitators of digital transformation in retail HR?  

And for the student wellness topic (which would be quantitative in nature):

Does student self-care predict the well-being scores of engineering graduate students? Does student support predict the well-being scores of engineering students? Do student self-care and student support interact when predicting well-being in engineering graduate students?  

You’ll probably notice that there’s quite a formulaic approach to this. In other words, the research questions are basically the research objectives “converted” into question format. While that is true most of the time, it’s not always the case. For example, the first research objective for the digital transformation topic was more or less a step on the path toward the other objectives, and as such, it didn’t warrant its own research question.  

So, don’t rush your research questions and sloppily reword your objectives as questions. Carefully think about what exactly you’re trying to achieve (i.e. your research aim) and the objectives you’ve set out, then craft a set of well-aligned research questions . Also, keep in mind that this can be a somewhat iterative process , where you go back and tweak research objectives and aims to ensure tight alignment throughout the golden thread.

The importance of strong alignment 

Alignment is the keyword here and we have to stress its importance . Simply put, you need to make sure that there is a very tight alignment between all three pieces of the golden thread. If your research aims and research questions don’t align, for example, your project will be pulling in different directions and will lack focus . This is a common problem students face and can cause many headaches (and tears), so be warned.

Take the time to carefully craft your research aims, objectives and research questions before you run off down the research path. Ideally, get your research supervisor/advisor to review and comment on your golden thread before you invest significant time into your project, and certainly before you start collecting data .  

Recap: The golden thread

In this post, we unpacked the golden thread of research, consisting of the research aims , research objectives and research questions . You can jump back to any section using the links below.

As always, feel free to leave a comment below – we always love to hear from you. Also, if you’re interested in 1-on-1 support, take a look at our private coaching service here.

what is the difference between a research proposal and a research paper

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This post is part of our dissertation mini-course, which covers everything you need to get started with your dissertation, thesis or research project. 

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37 Comments

Isaac Levi

Thank you very much for your great effort put. As an Undergraduate taking Demographic Research & Methodology, I’ve been trying so hard to understand clearly what is a Research Question, Research Aim and the Objectives in a research and the relationship between them etc. But as for now I’m thankful that you’ve solved my problem.

Hatimu Bah

Well appreciated. This has helped me greatly in doing my dissertation.

Dr. Abdallah Kheri

An so delighted with this wonderful information thank you a lot.

so impressive i have benefited a lot looking forward to learn more on research.

Ekwunife, Chukwunonso Onyeka Steve

I am very happy to have carefully gone through this well researched article.

Infact,I used to be phobia about anything research, because of my poor understanding of the concepts.

Now,I get to know that my research question is the same as my research objective(s) rephrased in question format.

I please I would need a follow up on the subject,as I intends to join the team of researchers. Thanks once again.

Tosin

Thanks so much. This was really helpful.

sylas

i found this document so useful towards my study in research methods. thanks so much.

Michael L. Andrion

This is my 2nd read topic in your course and I should commend the simplified explanations of each part. I’m beginning to understand and absorb the use of each part of a dissertation/thesis. I’ll keep on reading your free course and might be able to avail the training course! Kudos!

Scarlett

Thank you! Better put that my lecture and helped to easily understand the basics which I feel often get brushed over when beginning dissertation work.

Enoch Tindiwegi

This is quite helpful. I like how the Golden thread has been explained and the needed alignment.

Sora Dido Boru

This is quite helpful. I really appreciate!

Chulyork

The article made it simple for researcher students to differentiate between three concepts.

Afowosire Wasiu Adekunle

Very innovative and educational in approach to conducting research.

Sàlihu Abubakar Dayyabu

I am very impressed with all these terminology, as I am a fresh student for post graduate, I am highly guided and I promised to continue making consultation when the need arise. Thanks a lot.

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A very helpful piece. thanks, I really appreciate it .

Sonam Jyrwa

Very well explained, and it might be helpful to many people like me.

JB

Wish i had found this (and other) resource(s) at the beginning of my PhD journey… not in my writing up year… 😩 Anyways… just a quick question as i’m having some issues ordering my “golden thread”…. does it matter in what order you mention them? i.e., is it always first aims, then objectives, and finally the questions? or can you first mention the research questions and then the aims and objectives?

UN

Thank you for a very simple explanation that builds upon the concepts in a very logical manner. Just prior to this, I read the research hypothesis article, which was equally very good. This met my primary objective.

My secondary objective was to understand the difference between research questions and research hypothesis, and in which context to use which one. However, I am still not clear on this. Can you kindly please guide?

Derek Jansen

In research, a research question is a clear and specific inquiry that the researcher wants to answer, while a research hypothesis is a tentative statement or prediction about the relationship between variables or the expected outcome of the study. Research questions are broader and guide the overall study, while hypotheses are specific and testable statements used in quantitative research. Research questions identify the problem, while hypotheses provide a focus for testing in the study.

Saen Fanai

Exactly what I need in this research journey, I look forward to more of your coaching videos.

Abubakar Rofiat Opeyemi

This helped a lot. Thanks so much for the effort put into explaining it.

Lamin Tarawally

What data source in writing dissertation/Thesis requires?

What is data source covers when writing dessertation/thesis

Latifat Muhammed

This is quite useful thanks

Yetunde

I’m excited and thankful. I got so much value which will help me progress in my thesis.

Amer Al-Rashid

where are the locations of the reserch statement, research objective and research question in a reserach paper? Can you write an ouline that defines their places in the researh paper?

Webby

Very helpful and important tips on Aims, Objectives and Questions.

Refiloe Raselane

Thank you so much for making research aim, research objectives and research question so clear. This will be helpful to me as i continue with my thesis.

Annabelle Roda-Dafielmoto

Thanks much for this content. I learned a lot. And I am inspired to learn more. I am still struggling with my preparation for dissertation outline/proposal. But I consistently follow contents and tutorials and the new FB of GRAD Coach. Hope to really become confident in writing my dissertation and successfully defend it.

Joe

As a researcher and lecturer, I find splitting research goals into research aims, objectives, and questions is unnecessarily bureaucratic and confusing for students. For most biomedical research projects, including ‘real research’, 1-3 research questions will suffice (numbers may differ by discipline).

Abdella

Awesome! Very important resources and presented in an informative way to easily understand the golden thread. Indeed, thank you so much.

Sheikh

Well explained

New Growth Care Group

The blog article on research aims, objectives, and questions by Grad Coach is a clear and insightful guide that aligns with my experiences in academic research. The article effectively breaks down the often complex concepts of research aims and objectives, providing a straightforward and accessible explanation. Drawing from my own research endeavors, I appreciate the practical tips offered, such as the need for specificity and clarity when formulating research questions. The article serves as a valuable resource for students and researchers, offering a concise roadmap for crafting well-defined research goals and objectives. Whether you’re a novice or an experienced researcher, this article provides practical insights that contribute to the foundational aspects of a successful research endeavor.

yaikobe

A great thanks for you. it is really amazing explanation. I grasp a lot and one step up to research knowledge.

UMAR SALEH

I really found these tips helpful. Thank you very much Grad Coach.

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Home » Education » Difference Between Research Proposal and Research Report

Difference Between Research Proposal and Research Report

Main difference –  research proposal vs research report.

Research proposal and research report are two terms that often confuse many student researchers. A research proposal describes what the researcher intends to do in his research study and is written before the collection and analysis of data. A research report describes the whole research study and is submitted after the competition of the whole research project. Thus, the main difference between research proposal and research report is that a research proposal describes the proposed research and research design whereas a research report describes the completed research, including the findings, conclusion, and recommendations.

This article explains, 

1. What is a Research Proposal?      – Definition, Purpose, Content, and Characteristics

2. What is a Research Report?      – Definition, Purpose, Content, and Characteristics

Difference Between Research Proposal and Research Report - Comparison Summary

What is a Research Proposal

A research proposal is a brief and coherent summary of the proposed research study, which is prepared at the beginning of a research project. The aim of a research proposal is to justify the need for a specific research proposal and present the practical methods and ways to conduct the proposed research. In other words, a research proposal presents the proposed design of the study and justifies the necessity of the specific research. Thus, a research proposal describes what you intend to do and why you intend to do it.

A research proposal generally contains the following segments:

  • Introduction / Context/ Background
  • Literature Review
  • Research Methods and Methodology
  • Research question
  • Aims and Objectives
  • List of Reference

Each of these segments is indispensable to a research proposal. For example, it’s impossible to write a research proposal without reading related work and writing a literature review. Similarly, it’s not possible to decide a methodology without determining specific research questions.

Main Difference - Research Proposal vs Research Report

What is a Research Report

A research report is a document that is submitted at the end of a research project. This describes the completed research project. It describes the data collection, analysis, and the results as well. Thus, in addition to the sections mentioned above, this also includes sections such as,

  • Conclusions
  • Shortcomings
  • Recommendations

A research report is also known as a thesis or dissertation. A research report is not research plan or a proposed design. It describes what was actually done during the research project and what was learned from it. Research reports are usually longer than research proposals since they contain step-by-step processes of the research.

Difference Between Research Proposal and Research Report

Research Proposal: Research Proposal describes what the researcher intends to do and why he intends to do it.

Research Report: Research report describes what the researcher has done, why he has done it, and the results he has achieved.

Research Proposal: Research proposals are written at the beginning of a research proposal before the research project actually begins.

Research Report: Research reports are completed after the completion of the whole research project.

Research Proposal: Research proposals contain sections such as introduction/background, literature review, research questions, methodology, aims and objective.

Research Report: Research reports contain sections such as introduction/background, literature review, research questions, methodology, aims and objective, findings, analysis, results, conclusion, recommendations, citation.

Research Proposal: Research proposals are shorter in length.

Research Report: Research reports are longer than research proposals.

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A research proposal differs in important respects from other forms of writing with which students are more familiar, such as an academic essay or a research paper.  Instead of trying to reach a minimum length (e.g., 7 pages or 2000 words), you must achieve discrete goals within a specified space constraint (e.g., 2 pages or 750 words).  Many students find this shift challenging, but the process of writing a proposal is essential for  organizing  your exciting ideas and  prioritizing  your next steps.

Defining your questions

While an essay or a research paper requires an overall argument and provides evidence to support it, a research proposal is organized around questions to which the author does not yet have answers.  A good research proposal  does  make an argument of a particular sort: its purpose is to convince readers that the questions are worth trying to answer and that the author has a concrete plan for doing so.

A good proposal and, by extension, a solid research agenda are organized around a central interpretive problem broken down into a series of smaller, more specific questions.  Even if you begin with a topic that just seems fascinating, you will find that you have lots of different kinds of questions about its historiography and history.  As you work toward a proposal, try to isolate and prioritize those questions:  Which questions do you most want to find the answers to?  Which questions can you realistically answer?  If they are not the same, how might you reconcile what you want  to find out with what you  can  find out through independent research?

As you work on a central question for your thesis, you also need to consider how you can explain to others why it is meaningful.  This is the universal “so what?”:  How will answers to your particular questions contribute to our collective knowledge?  How will your research help us better understand the subject?  While there are many ways of establishing the significance of a project, never assume that an uninitiated reader will find your topic inherently interesting.  You must hint at the broader implications of your research in order to win over a reader who does not necessarily know (or care) anything about your thesis topic.  The examples in “Learning from Model Proposals” exhibit various means of achieving this end.

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What is the Difference Between Research Proposal and Research Report?

Research proposal and research report

When it comes to academic or scientific, quantified research, there are several steps writers need to be aware about before diving head-first into the hypothesis. There is a rhyme and a reason for these steps, and they are mostly to make the student aware of the process and to gather and organize ideas, thoughts, and examples in an efficient manner. One common mistake students make when writing research projects is mixing up their research proposal and research report. Of course, both of them are closely related to the research itself.

What is a research proposal?

The proposal step of research precedes the actual research itself. This is the stage where a student should outline in detail what questions they will explore and analyze. As a preparation stage, the research proposal is presented at the beginning of the research project with the aim of justifying the need for a deeper analysis and probing into the question or hypothesis. The proposal outlines the methods that will be used to carry out the research and the design of the research to ensure that the results are reliable and efficient. 

What is a research report?

Similar to the proposal, the research report is a crucial role in the entirety of a research project. The research report is presented after the research has been conducted already. This can be seen as a post-report stage, as it analyses the information and results of the research and summarizes the student’s findings. The aim of a research report is to critically analyze the proposed hypothesis or questions as well as the results of said research. In some cases, this will be called a thesis or dissertation – a major assignment for college and university students trying to achieve their degree. 

So, how can I write them?

The aims of the research proposal and report are relatively different, so the content of each one will also vary to a certain degree. What’s most important is that the research is supported and recognized.

Inside of a Research Proposal

The proposal lays out many steps and ideas before conducting the research – so it is essential to have a structure or outline that matches with the results you will be looking for. Typically, a good research proposal is five to seven pages long, or 2,000 words or more.

The proposal outline will include:

  • Title – a title should be straightforward and clear at first glance
  • Background Information – this includes issues related to your proposed research, as well as the rationale behind the research. It should also include literary sources that will be used to reference from, or maybe where the proposed question or hypothesis derived from. If the topic is widely discussed, there can also be a summary of the topics discussed and the ongoing developments happening at the moment. 
  • Research Questions – the main part of the research project, the question is what you will be doing research on. It serves as a starting point from where students can branch off into other problems and issues that may arise during the research step. This segment can change based on the information you gather pre-research. 
  • Methodology – this outlines the process of the research and the resources students will need to conduct the research. It should include the theoretical framework – or how the research will be approached and if they are appropriate for the proposed questions. Theoretically, it should include possible limits of the research and the advantages of the predicted outcome. 
  • Plan of work – This segment details the amount of time needed to conduct the research and a detailed outline of the schedule to complete the research. Its essential to understand the scope of the project and to set a date to have the research completed in order to analyze the information at the appropriate time. 
  • Bibliography – just like any academic writing, a bibliography lists the references students will use for the research and a handful of resources at their disposal during the research process. 

Inside of a Research Report

The research report is the golden egg of the research – it provides the results and information students will be searching for. The report comes post-research and serves as the dissertation or thesis that is a deeper analysis of the information. 

The research report will include:

  • A Cover Sheet – this provides the reader all the information about the writer and the proposed topic.
  • An abstract – a basic summary of the report itself, the abstract includes the sample size of research, the treatment of the research, the design of the research, and the implications of the research. This is not meant to be longer than a page – just a briefing on the proposed research before diving into the deep analysis. 
  • Introduction – this stretched beyond the information in the abstract and should include supportive statistics and the purpose and the significance of the research in the scope of a community or the globally. This prepares the reader with the information needed to follow the research steps and the reasons why these steps were taken. 
  • Research questions – the hypothesis should be presented in this segment, outlining a broader idea and moving towards specific and detailed questions. There should be a large distinction between the quantitative-based questions, and the qualitative-based questions here, to make things more clear for the reader to follow. Students should have more than one hypothesis to be considered a well-conducted research project, as it widens the scope and the purpose of the research. 
  • Review of literature – the resources used to conduct the research should be present here. This qualifies the research done and supports it with evidence from literature related to the topic itself. It should be able to refute evidence and support the main ideas. The sources should be linked together so as to provide synthesis.  
  • Method and Results – The methods used during the research period should be detailed at this segment – mentioning the samples, the setting, the treatment, and the data analysis. The results should also be described in details, again differentiating between quantitative and qualitative results.
  • Discussion – the final aspect of the research project includes an open discussion about the work done. It should restate the hypothesis and check to see if it was correct or incorrect and see why. It should also include the limitations of the study – and maybe reasons why it turned out to be correct or incorrect. The discussion should be wrapped up with a conclusion and a closing summary of the entire research project. 

If students are about to embark on the journey of a research project, it’s essential to know and understand the stages involved so that the process will move along much smoother. 

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what is the difference between a research proposal and a research paper

Difference Between Research Proposal and Research Report

The Research Proposal is the way a researcher presents the research problem and communicates the need for research. It is a crucial part of the application process. It provides a brief overview of the research questions the researcher is trying to answer. It also outlines the research methodology that the researcher will use.

A research report, on the other hand, is the result of a research project. This report is an excellent way to present the results of your research to others. It is the result of the study that was conducted during the research process.If you have any problems with writing and want someone “ do my research paper for me ”, turn to professionals.

This article will explain the differences between a research proposal and a research report.

Difference Between Research Proposal and Research Report

  • 1 Definition of a Research Proposal
  • 2 Definition of Research Report
  • 3 Conclusion

Definition of a Research Proposal

A Research Proposal is a document that the researcher creates to describe the research program in detail. This is usually a request for funding for the subject being studied. A research proposal, in other words, is a summary or description of the research process that provides quick information about the research project.

After the research proposal has been approved, it is sent to the appropriate authority. Once the research proposal has been submitted, it will be evaluated to determine if the cost, potential impact, and soundness of the plan for the project are all considered.

The purpose of the proposal is to justify the necessity and importance of the study and to show the practical methods for conducting it. To demonstrate the necessity of the research, the proposal should contain persuasive evidence.

It must also discuss the major issues and questions that the researcher will address during the research. It must also highlight the main area of the research study.

There are many formats that can be used to create a research proposal. The length of each format will vary. It includes an introduction, problem hypothesis, and assumptions.

Definition of Research Report

Research Report is the document that organizes and presents the data collected and analyzed. It’s a publication that includes the purpose, scope, and hypothesis of the research project, as well as the methodology, findings, limitations, recommendations, and conclusion.

A research report is simply the record of the research process. This is the most important analyzed search because it is the record of the research process.

A research report is a collection of facts that have been carefully considered and are intended to be succinct, understandable information for people.

After the research is complete, all work is written down, and this is known as a research report. This document describes the research activities in detail. It includes Introduction, Literature Review and Methodology.

Research reports are used to document the research process and its results for future reference.

There are key differences between a Research Proposal or a Research Report.

Below is a discussion on the difference between a research proposal and a research report.

A research proposal is a framework that guides the research. A research proposal can be described as a plan for collecting, measuring, and analysing data. A research report is a written description of the research findings. It follows a particular format.

Preparing a research proposal is the first step in research work. However, the final step is writing a research report.

The research proposal is created at the start of the project. The research report, however, is completed after the project has been completed.

Research proposals are written in future tense. However, the research report’s tense is in past tense. It is also written in third person.

A research proposal should be between 4-10 pages. The research report, on the other hand, is approximately 100 to 300 pages.

The topic or problem to be researched is the focus of the research proposal. The research report, on the other hand, focuses only on the findings of the completed research.

The research proposal outlines the scope of research, its relevance and the methods to be the used. The research report,the  on the other hand, determines the scope of the research, data sources, data collection methods (i.e. Survey, interview, questionnaire), results and conclusions, as well as recommendations for future research.

Three chapters make up the Research Proposal: Introduction, Literature Review and Methodology. Introduction, Literature Review and Research Methodology are the three chapters of Research Proposal. The Research Report, on the other hand, covers the following chapters: Introduction, Literature Review and Research Methodology. Results, Interpretation, Analysis, Conclusion, and Recommendation.

A research proposal is basically the planning stage for the research work. It must be prepared in writing format to prove its value. The research report, on the other hand is the end of the research process. Open this review to take a look at trustworthy writing services.

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  • Research Objectives | Definition & Examples

Research Objectives | Definition & Examples

Published on July 12, 2022 by Eoghan Ryan . Revised on November 20, 2023.

Research objectives describe what your research is trying to achieve and explain why you are pursuing it. They summarize the approach and purpose of your project and help to focus your research.

Your objectives should appear in the introduction of your research paper , at the end of your problem statement . They should:

  • Establish the scope and depth of your project
  • Contribute to your research design
  • Indicate how your project will contribute to existing knowledge

Table of contents

What is a research objective, why are research objectives important, how to write research aims and objectives, smart research objectives, other interesting articles, frequently asked questions about research objectives.

Research objectives describe what your research project intends to accomplish. They should guide every step of the research process , including how you collect data , build your argument , and develop your conclusions .

Your research objectives may evolve slightly as your research progresses, but they should always line up with the research carried out and the actual content of your paper.

Research aims

A distinction is often made between research objectives and research aims.

A research aim typically refers to a broad statement indicating the general purpose of your research project. It should appear at the end of your problem statement, before your research objectives.

Your research objectives are more specific than your research aim and indicate the particular focus and approach of your project. Though you will only have one research aim, you will likely have several research objectives.

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Research objectives are important because they:

  • Establish the scope and depth of your project: This helps you avoid unnecessary research. It also means that your research methods and conclusions can easily be evaluated .
  • Contribute to your research design: When you know what your objectives are, you have a clearer idea of what methods are most appropriate for your research.
  • Indicate how your project will contribute to extant research: They allow you to display your knowledge of up-to-date research, employ or build on current research methods, and attempt to contribute to recent debates.

Once you’ve established a research problem you want to address, you need to decide how you will address it. This is where your research aim and objectives come in.

Step 1: Decide on a general aim

Your research aim should reflect your research problem and should be relatively broad.

Step 2: Decide on specific objectives

Break down your aim into a limited number of steps that will help you resolve your research problem. What specific aspects of the problem do you want to examine or understand?

Step 3: Formulate your aims and objectives

Once you’ve established your research aim and objectives, you need to explain them clearly and concisely to the reader.

You’ll lay out your aims and objectives at the end of your problem statement, which appears in your introduction. Frame them as clear declarative statements, and use appropriate verbs to accurately characterize the work that you will carry out.

The acronym “SMART” is commonly used in relation to research objectives. It states that your objectives should be:

  • Specific: Make sure your objectives aren’t overly vague. Your research needs to be clearly defined in order to get useful results.
  • Measurable: Know how you’ll measure whether your objectives have been achieved.
  • Achievable: Your objectives may be challenging, but they should be feasible. Make sure that relevant groundwork has been done on your topic or that relevant primary or secondary sources exist. Also ensure that you have access to relevant research facilities (labs, library resources , research databases , etc.).
  • Relevant: Make sure that they directly address the research problem you want to work on and that they contribute to the current state of research in your field.
  • Time-based: Set clear deadlines for objectives to ensure that the project stays on track.

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If you want to know more about the research process , methodology , research bias , or statistics , make sure to check out some of our other articles with explanations and examples.

Methodology

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  • Stratified sampling
  • Cluster sampling
  • Likert scales
  • Reproducibility

 Statistics

  • Null hypothesis
  • Statistical power
  • Probability distribution
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Research bias

  • Optimism bias
  • Cognitive bias
  • Implicit bias
  • Hawthorne effect
  • Anchoring bias
  • Explicit bias

Research objectives describe what you intend your research project to accomplish.

They summarize the approach and purpose of the project and help to focus your research.

Your objectives should appear in the introduction of your research paper , at the end of your problem statement .

Your research objectives indicate how you’ll try to address your research problem and should be specific:

Once you’ve decided on your research objectives , you need to explain them in your paper, at the end of your problem statement .

Keep your research objectives clear and concise, and use appropriate verbs to accurately convey the work that you will carry out for each one.

I will compare …

A research aim is a broad statement indicating the general purpose of your research project. It should appear in your introduction at the end of your problem statement , before your research objectives.

Research objectives are more specific than your research aim. They indicate the specific ways you’ll address the overarching aim.

Scope of research is determined at the beginning of your research process , prior to the data collection stage. Sometimes called “scope of study,” your scope delineates what will and will not be covered in your project. It helps you focus your work and your time, ensuring that you’ll be able to achieve your goals and outcomes.

Defining a scope can be very useful in any research project, from a research proposal to a thesis or dissertation . A scope is needed for all types of research: quantitative , qualitative , and mixed methods .

To define your scope of research, consider the following:

  • Budget constraints or any specifics of grant funding
  • Your proposed timeline and duration
  • Specifics about your population of study, your proposed sample size , and the research methodology you’ll pursue
  • Any inclusion and exclusion criteria
  • Any anticipated control , extraneous , or confounding variables that could bias your research if not accounted for properly.

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Concept Paper vs. Research Proposal – and when to use each

On the surface, concept papers sound like they do the same job as a research proposal – and essentially, they do. Both are designed to communicate the rationale, methodology and outcomes of a proposed piece of work. The difference between the two lies mostly in the level of detail and the potential audience, based on which your approach towards writing each will vary. In this article, we dig deeper into these and recommend when to use which.

Concept paper: Putting your idea to paper

  • What : A concept paper verbalises an idea and puts it to paper for the first time. Here, an overall rationale is presented, with a focus on the essential idea and potential impact of the expected outcome(s). However, what you would not include here is much in-depth detail.
  • When : Writing a concept paper is most useful when an initial expression of interest is made to either a collaborator or funder – provided the funder has mechanisms for you to do this, like an open call.
  • Why : The aim of your concept paper will be to win your audience over with your idea and its potential ramifications. 

(For more on concept papers, read: Understanding and developing a concept paper )

Research proposal: Showing how things will get done

Let’s say that through your concept paper, you find funding and collaborators for your proposed research project. You will now get into the nitty gritty of the project with a research proposal, while still keeping it “consumable” enough for a broader audience.

  • What : A research proposal builds on a concept paper by now including aspects like key deliverables, milestones and specific outcomes, as well as how you plan to achieve these. 
  • When : You will typically send a research proposal to sources of funding of an open nature, i.e. those that do not require a standardised form to be filled in, as is often the case with institutional internal funding or private investors.
  • Why : It is not necessary for you to first send someone a concept paper and follow it up with a proposal. However, you may often need to follow this sequence in order to provide only ‘need to know’ material depending on the stage of your relationship with potential partners.

( For more on research proposals, read: Writing a successful research proposal )

what is the difference between a research proposal and a research paper

When both are needed, a concept paper precedes a research proposal

Deciding between a concept paper and a research proposal

Whether you send someone a concept paper or a research proposal depends entirely on two things: 

  • Your existing relationship with whomever you are reaching out to
  • What you are trying to achieve

If you are emailing an organisation or individual for the first time, you are more likely to receive a response by attaching a brief, snappy concept paper that is easily read by a multitude of people. On the other hand, some larger organisations, such as pharmaceutical companies, are very used to seeing full-fledged research proposals and may have a portal on their website where you would need to upload one, enabling them to skip the preliminary step of vetting your work through a concept paper.

Our recommendation : Given how pressed many people are for time these days, it would be prudent to send concept papers more frequently than research proposals. If more information is required, you will be asked for it.

Concept papers and research proposals do very similar things, but set out and achieve very different aims. They are often sent in sequence – the concept paper first, followed by the research proposal. The need for a research proposal arises when the concept paper has achieved its mark – when, for example, more information is required for a funding decision to be reached, or due diligence is to be performed, as a result of your concept paper gaining preliminary acceptance. Following up with a research proposal fills in the gaps and will aid in answering questions arising from the concept paper.

Read previous (second) in series: Writing a successful Research Proposal

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Frequently asked questions

What’s the difference between a research plan and a research proposal.

The best way to remember the difference between a research plan and a research proposal is that they have fundamentally different audiences. A research plan helps you, the researcher, organize your thoughts. On the other hand, a dissertation proposal or research proposal aims to convince others (e.g., a supervisor, a funding body, or a dissertation committee) that your research topic is relevant and worthy of being conducted.

Frequently asked questions: Dissertation

When you mention different chapters within your text, it’s considered best to use Roman numerals for most citation styles. However, the most important thing here is to remain consistent whenever using numbers in your dissertation .

Formulating a main research question can be a difficult task. Overall, your question should contribute to solving the problem that you have defined in your problem statement .

However, it should also fulfill criteria in three main areas:

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The results chapter or section simply and objectively reports what you found, without speculating on why you found these results. The discussion interprets the meaning of the results, puts them in context, and explains why they matter.

In qualitative research , results and discussion are sometimes combined. But in quantitative research , it’s considered important to separate the objective results from your interpretation of them.

Results are usually written in the past tense , because they are describing the outcome of completed actions.

The abstract appears on its own page, after the title page and acknowledgements but before the table of contents .

Avoid citing sources in your abstract . There are two reasons for this:

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There are some circumstances where you might need to mention other sources in an abstract: for example, if your research responds directly to another study or focuses on the work of a single theorist. In general, though, don’t include citations unless absolutely necessary.

The abstract is the very last thing you write. You should only write it after your research is complete, so that you can accurately summarize the entirety of your thesis or paper.

An abstract is a concise summary of an academic text (such as a journal article or dissertation ). It serves two main purposes:

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Abstracts are often indexed along with keywords on academic databases, so they make your work more easily findable. Since the abstract is the first thing any reader sees, it’s important that it clearly and accurately summarises the contents of your paper.

A theoretical framework can sometimes be integrated into a  literature review chapter , but it can also be included as its own chapter or section in your dissertation . As a rule of thumb, if your research involves dealing with a lot of complex theories, it’s a good idea to include a separate theoretical framework chapter.

A literature review and a theoretical framework are not the same thing and cannot be used interchangeably. While a theoretical framework describes the theoretical underpinnings of your work, a literature review critically evaluates existing research relating to your topic. You’ll likely need both in your dissertation .

While a theoretical framework describes the theoretical underpinnings of your work based on existing research, a conceptual framework allows you to draw your own conclusions, mapping out the variables you may use in your study and the interplay between them.

A thesis or dissertation outline is one of the most critical first steps in your writing process. It helps you to lay out and organise your ideas and can provide you with a roadmap for deciding what kind of research you’d like to undertake.

Generally, an outline contains information on the different sections included in your thesis or dissertation, such as:

  • Your anticipated title
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Your list of tables and figures should go directly after your table of contents in your thesis or dissertation.

Usually, no title page is needed in an MLA paper . A header is generally included at the top of the first page instead. The exceptions are when:

  • Your instructor requires one, or
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In those cases, you should use a title page instead of a header, listing the same information but on a separate page.

The title page of your thesis or dissertation goes first, before all other content or lists that you may choose to include.

The title page of your thesis or dissertation should include your name, department, institution, degree program, and submission date.

A glossary is a collection of words pertaining to a specific topic. In your thesis or dissertation, it’s a list of all terms you used that may not immediately be obvious to your reader. In contrast, dictionaries are more general collections of words.

Glossaries are not mandatory, but if you use a lot of technical or field-specific terms, it may improve readability to add one to your thesis or dissertation. Your educational institution may also require them, so be sure to check their specific guidelines.

A glossary is a collection of words pertaining to a specific topic. In your thesis or dissertation, it’s a list of all terms you used that may not immediately be obvious to your reader. In contrast, an index is a list of the contents of your work organised by page number.

Definitional terms often fall into the category of common knowledge , meaning that they don’t necessarily have to be cited. This guidance can apply to your thesis or dissertation glossary as well.

However, if you’d prefer to cite your sources , you can follow guidance for citing dictionary entries in MLA or APA style for your glossary.

A glossary is a collection of words pertaining to a specific topic. In your thesis or dissertation, it’s a list of all terms you used that may not immediately be obvious to your reader. Your glossary only needs to include terms that your reader may not be familiar with, and is intended to enhance their understanding of your work.

APA doesn’t require you to include a list of tables or a list of figures . However, it is advisable to do so if your text is long enough to feature a table of contents and it includes a lot of tables and/or figures .

A list of tables and list of figures appear (in that order) after your table of contents, and are presented in a similar way.

A list of figures and tables compiles all of the figures and tables that you used in your thesis or dissertation and displays them with the page number where they can be found.

Copyright information can usually be found wherever the table or figure was published. For example, for a diagram in a journal article , look on the journal’s website or the database where you found the article. Images found on sites like Flickr are listed with clear copyright information.

If you find that permission is required to reproduce the material, be sure to contact the author or publisher and ask for it.

Lists of figures and tables are often not required, and they aren’t particularly common. They specifically aren’t required for APA Style, though you should be careful to follow their other guidelines for figures and tables .

If you have many figures and tables in your thesis or dissertation, include one may help you stay organised. Your educational institution may require them, so be sure to check their guidelines.

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  • Effectiveness of polypill for primary and secondary prevention of cardiovascular disease: a pragmatic cluster-randomised controlled trial (PolyPars)
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  • http://orcid.org/0000-0003-1043-3814 Fatemeh Malekzadeh 1 ,
  • Abdullah Gandomkar 2 ,
  • Hossein Poustchi 1 ,
  • Arash Etemadi 3 ,
  • Gholamreza Roshandel 4 ,
  • http://orcid.org/0000-0002-4133-4870 Armin Attar 5 ,
  • Firoozeh Abtahi 5 ,
  • Shahrokh Sadeghi Boogar 6 ,
  • Vahid Mohammadkarimi 7 ,
  • Mohammad Reza Fattahi 6 ,
  • Abbas Mohagheghi 8 ,
  • Reza Malekzadeh 1 ,
  • http://orcid.org/0000-0002-3669-5129 Sadaf G Sepanlou 1
  • 1 Digestive Disease Research Center, Digestive Diseases Research Institute , Tehran University of Medical Sciences , Tehran , Iran
  • 2 Non-Communicable Disease Research Center , Shiraz University of Medical Sciences , Shiraz , Fars , Iran
  • 3 Metabolic Epidemiology Branch, Division of Cancer Epidemiology and Genetics , National Cancer Institute , Bethesda , Maryland , USA
  • 4 Golestan Research Center of Gastroenterology and Hepatology , Golestan University of Medical Sciences , Gorgan , Iran
  • 5 Department of Cardiology, School of Medicine , Shiraz University of Medical Sciences , Shiraz , Fars , Iran
  • 6 Gastroenterohepatology Research Center , Shiraz University of Medical Sciences , Shiraz , Fars , Iran
  • 7 Hematology Research Center and Department of Internal Medicine , Shiraz University of Medical Sciences , Shiraz , Fars , Iran
  • 8 Department of Cardiology, Shariati Hospital , Tehran University of Medical Sciences , Tehran , Iran
  • Correspondence to Dr Sadaf G Sepanlou, Digestive Diseases Research Institute, Tehran University of Medical Sciences, Tehran 14117-13135, Iran (the Islamic Republic of); sepanlou{at}yahoo.com

Background We aimed to investigate the effectiveness of fixed-dose combination therapy (polypill) for primary and secondary prevention of major cardiovascular diseases in a typical rural setting.

Methods The PolyPars Study is a two-arm pragmatic cluster-randomised trial nested within the PARS cohort study, including all residents aged over 50 years in the entire district in southern Iran. The 91 villages underwent random allocation into two arms: the control arm, encompassing 45 clusters, was subjected to non-pharmacological intervention (educational training on healthy lifestyle), whereas the intervention arm, comprising 46 clusters, received the non-pharmacological interventions in conjunction with a once-daily polypill tablet. This tablet comprised two antihypertensive agents, a statin and aspirin. The primary outcome was the first occurrence of major cardiovascular events defined as a composite of hospitalisation for acute coronary syndrome (non-fatal myocardial infarction and unstable angina), fatal myocardial infarction, non-fatal and fatal stroke, sudden death and heart failure. The Cox regression model, with shared frailty, was used to account for clustering effect.

Results During December 2015–December 2016, a total of 4415 participants aged 50–75 years were recruited (2200 participants in the intervention arm and 2215 participants in the control arm). The overall median of follow-up duration was 4.6 years (interquartile interval 4.4–4.9). The achieved adherence rate to polypill in intervention arm was 86%. In the control group, 176 (8.0%) of 2215 participants developed primary outcome, compared with 88 (4.0%) of 2200 participants in the polypill group. We found substantial reduction in risk of primary outcome both in relative and absolute scales (HR 0.50, 95% CI 0.38 to 0.65; absolute risk reduction 4.0%, 95% CI 2.5% to 5.3%). No difference in serious adverse events was observed between the two groups.

Conclusions The fixed-dose combination therapy using polypill can safely halve the risk of major cardiovascular diseases at the population level.

Trial registration number NCT03459560 .

  • Epidemiology
  • Pharmacology, Clinical

Data availability statement

Data are available upon reasonable request. The PolyPars Study data including patients' demographic data, outcome data, covariates data and a data dictionary will be available to other researchers after publication of the main paper. Only de-identified data will be available. The PolyPars data are stored in the internal server of the Digestive Diseases Research Institute at Tehran University of Medical Sciences (Tehran, Iran) and the Shiraz University of Medical Sciences. Data will be provided to researchers according to a research proposal. After approval of the research proposal by the principal investigators of the study, the data will be provided to the researcher after signing of a data access agreement.

https://doi.org/10.1136/heartjnl-2023-323614

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WHAT IS ALREADY KNOWN ON THIS TOPIC

Previous randomised controlled trials have shown the efficacy and safety of fixed-dose combination therapy containing statins, antihypertensive agents, with or without aspirin for primary and secondary prevention of cardiovascular diseases (CVDs). The wider application of such interventions to middle-aged and older patient groups in typical rural settings is uncertain.

WHAT THIS STUDY ADDS

This large-scale pragmatic cluster-randomised controlled study provided evidence for the effectiveness and safety of fixed-dose combination therapy for primary and secondary prevention of CVD in a rural population from south Iran. No safety concerns emerged despite low achieved blood pressure levels.

HOW THIS STUDY MIGHT AFFECT RESEARCH, PRACTICE OR POLICY

An inexpensive and affordable polypill can be used for both primary and secondary prevention at the community level, especially in low-resource settings. This calls for wider adoption of this intervention.

Introduction

Cardiovascular diseases (CVDs) are major causes of mortality and morbidity worldwide, with an estimated 19 million deaths in 2019, a 58% increase in number of deaths since 1990. 1–3 Despite the availability of non-pharmacological and pharmacological interventions, health systems around the world have not been successful in preventing CVDs. There is accumulating evidence on effectiveness and safety of fixed-dose combination therapies (or polypills) in CVD prevention in selected low-income and middle-income countries. 4–6 However, the majority of the existing evidence is focused on secondary prevention of CVDs.

Recently three large-scale randomised controlled trials were conducted on the effectiveness and safety of polypills. The PolyIran Study established in northeastern Iran demonstrated the effectiveness and safety of a polypill in both primary and secondary prevention. 7 The HOPE-3 and TIPS-3 clinical trials mainly aimed to investigate the effectiveness of polypill strategy on primary prevention of CVDs in a number of mainly low and middle-income countries. 8–10 All of these three trials showed a higher adherence to polypill and a substantial reduction in CVD events. An individual participant data meta-analysis on the three trials confirmed the results of individual trials, showing higher effectiveness of strategies including aspirin compared with strategies without aspirin. 11

Despite the burgeoning body of randomised evidence, questions persist regarding the potential variability of polypill effectiveness across communities with differing ethnicities, cultures, socioeconomic statuses and lifestyles, and in the absence of intensive medical care for monitoring outcomes. The present trial, PolyPars, was undertaken to explore the efficacy and safety of the polypill for CVD prevention in a rural population in the southern regions of Iran, aiming to provide insights into its applicability across diverse demographic settings.

Study design, setting, inclusion and exclusion criteria

The PolyPars Study was a two-arm pragmatic cluster-randomised controlled trial nested within the Pars Cohort Study (PCS) in south of Iran, in which 9264 participants were enrolled. The methods and design of the PCS and PolyPars Studies have been described previously. 12 13 All residents in the entire district of Valashahr aged 40–75 years were recruited in PCS from 2012 to 2014. All participants in the PCS older than 50 years in 2015 were invited to take part in PolyPars. Two arms were defined in PolyPars. The control arm was designed to receive lifestyle modification advice, and the intervention arm was designed to receive the polypill in addition to the advice. Participants who accepted the invitation and referred to the PCS centre were informed about the trial, and upon agreeing to participate, the PolyPars team obtained written informed consent. After the initial enrolment, the eligibility of the participants was assessed based on predefined criteria and all eligible participants received the lifestyle advice at this stage. Exclusion criteria included diseases preventing compliance, contraindications to polypill components or unwillingness to participate, leading to 589 participants being excluded as detailed in online supplemental table 3 .

Supplemental material

Following the enrolment of eligible participants, villages, which served as the unit of study, were randomised into intervention (46 clusters) and control arms (45 clusters) to prevent medication sharing within villages, thereby ensuring that interventions were applied at the cluster level. We divided villages into three groups based on their population size. Block randomisation was used for each group of villages and a computer-generated list of numbers was obtained. An independent statistician in the National Cancer Institute, who was blinded to recruitment of participants, produced the random allocation sequence. While blinding the PolyPars team and the participants was not possible, the outcome assessors and the analytical team remained unaware of the group allocations. Participants in the intervention arm were re-invited to receive the medication along with instructions for its use. Following explanation of the study procedures, the components of the polypill, its potential benefits and possible adverse events, the PolyPars team obtained additional written informed consent from all participants. The trial was registered with ClinicalTrials.gov ( NCT03459560 ).

Data collection

The PolyPars team at the PCS centre documented demographic characteristics, participants’ medical and medication histories, and measured anthropometric indices. At baseline, blood pressure was measured once in a standing position and twice in a sitting position, with the mean of the two sitting measurements being used for analyses. Biannual measurements were conducted during the follow-up, with participants diagnosed with hypertension referred to primary care practice. A blood sample was collected after ensuring that the participant had fasted for at least 8 hours. Data for this study were anonymised by removing personal identifiers and assigning unique IDs, with all related documents securely stored in a safe place at the PCS centre.

Interventions

Participants in both study arms were provided with a non-pharmacological intervention package, encompassing educational training on a healthy lifestyle, covering aspects like diet, physical activity, weight management, and cessation of smoking and opium use, delivered through illustrated pamphlets and detailed verbal consultations. Control group participants meeting the national criteria for hypertension were referred to the local primary healthcare practice for blood pressure management, a service nationally available to the entire community free of charge. 14 In the polypill arm, two formulations were prescribed. Participants were at first prescribed polypill one, which included hydrochlorothiazide 12.5 mg, aspirin 81 mg, atorvastatin 20 mg and enalapril 5 mg. Participants who reported cough during the follow-up were switched to polypill two, which included valsartan 40 mg instead of enalapril. For patients already on any polypill components or other lipid-lowering, blood pressure-lowering or antiplatelet medications, their doses were adjusted in addition to the polypill by the trial’s physician. Since the polypill’s component dosages are typically lower than what patients require, any additional necessary dosage not provided by the polypill is prescribed alongside it.

Participants were followed up by two independent groups: the field follow-up team (responsible for follow-up visits) and the central follow-up team (responsible for outcome ascertainment). At each follow-up visit, participants in the polypill group were asked to bring their empty blisters to the next visit. The field follow-up team interviewed participants to maintain study participation and document the presence of any symptoms indicating adverse events. Follow-up visits for the control group were scheduled at 3 and 6 months, while the polypill group had visits at 1, 2, 3 and 6 months, with both groups subsequently followed every 6 months after the initial 6-month period.

The central follow-up team was responsible for ascertainment of outcomes. This team was independent of the field follow-up team and was blind to participant allocation and adherence. The study stopped 60 months after the recruitment of the last participant.

The primary outcome of interest was the composite of the first occurrence of major cardiovascular events, which included hospitalisation for acute coronary syndrome (non-fatal myocardial infarction and unstable angina), fatal myocardial infarction, non-fatal and fatal stroke, sudden death and heart failure. If more than one major cardiovascular event was reported, the first event was considered for the analysis. Secondary outcomes were the individual component of primary outcome, all cardiovascular deaths, deaths from non-cardiovascular causes, overall mortality and change in mean of blood pressure. Upon identifying any cardiovascular event, a member of the central follow-up team gathered all pertinent medical documents from hospitals or the patients’ homes. Two independent and blind internists reviewed all documents and ascertained the outcome. In cases of discordance, the outcome was determined by a third senior internist.

Study sample size

Considering the major cardiovascular event rate of 0.0182 per annum in PCS, we approximated the 5-year risk to be about 0.088. With 91 clusters, an intracluster correlation of 0.005 derived from the prior trial in northeast part of Iran and a coefficient of variation of cluster sizes of 0.9, if 1620 participants were enrolled in each arm, the study would possess an estimated 80% power (at a 5% significance level) to detect a relative risk of 0.65. Considering the 20% dropout rate, the total required sample size would be 2025 participants in each arm.

Statistical analyses

We performed intention-to-treat analyses using Cox regression models, with shared frailty to account for cluster randomisation. We estimated both adjusted and unadjusted HRs and 95% CIs. In the adjusted model, the following variables were included: age, sex, diabetes mellitus, hypertension and history of major cardiovascular events. The number needed to treat (NNT) was estimated using the inverse of absolute risk reduction, considering the minimal intracluster correlation observed in the study.

Follow-up time was estimated since the eligibility visit. Follow-up was censored at the time of loss to follow-up, occurrence of the primary outcome, death from non-major cardiovascular causes or the end of the study (60 months), whichever came first. We performed several prespecified subgroup analyses by sex, age group, pre-existing hypertension, pre-existing diabetes mellitus, history of smoking, baseline cholesterol and pre-existing CVDs. For the estimation of effect size for each subgroup, interaction terms were incorporated into the models.

An interim analysis was performed 2 years after enrolment of the last participant and the blinded results were given to the data monitoring committee (DMC). DMC members met online at 6-month intervals and two members in Iran travelled to the study field every 6 months and continuously monitored the trial in terms of any protocol deviation or any harm. The DMC members reached an agreement on continuation of the study to complete the 5-year follow-up. Statistical analyses were done using Stata V.11 software.

Out of the 9264 participants from the original cohort, all 5430 individuals aged over 50 years were invited. A total of 5004 participants responded, while 426 invitees did not attend the centre. There was no difference in the demographic characteristics between the referring and non-referring invitees. Out of the entire referring invitees, 589 participants were ineligible for participation and their characteristics are shown in online supplemental tables 1–3 . The flow chart of participant enrolment is demonstrated in figure 1 . The average number of participants per cluster was 48.5. In 751 participants, the type of the pill was changed to type two due to cough.

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Flow chart of participant recruitment in PolyPars.

From December 2015 to December 2016, a total of 4415 participants were recruited, 2200 participants in the polypill arm and 2215 participants in the control arm. The baseline characteristics are provided in table 1 . The mean age of participants was 59.9 years (SD 6.7). About 55.0% of the participants were female. The two study groups were similar with respect to potential confounders ( online supplemental table 4 ). A total of 713 (16.1%) of 4415 participants had a history of CVD based on self-report and 552 (77.4%) of these were using non-trial antihypertensive medications at baseline, 352 (49.4%) used lipid-lowering medications and 544 (76.3%) used non-trial aspirin. The use of non-trial CVD medicines was similar between the study arms, with or without pre-existing CVD ( table 1 ). The median of follow-up duration was 4.6 years (IQR 4.4–4.9).

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Baseline characteristics of participants in polypill and control arms

During follow-up, 176 (8.0%) of 2215 participants in the control group developed the primary outcome compared with 88 (4.0%) of 2200 participants in the polypill group (adjusted HR 0.50, 95% CI 0.38 to 0.65; figure 2 ). The absolute risk reduction was 4.0% (95% CI 2.5% to 5.3%). The 5-year NNT to prevent one major cardiovascular event was 25. In subgroup analysis, we found no difference in the relative effect size ( figure 3 ). Similarly, we observed no heterogeneity of effect between participants who had pre-existing CVD (HR 0.47, 95% CI 0.26 to 0.84) and those who did not have pre-existing CVD (HR 0.50, 95% CI 0.37 to 0.68, p for interaction=0.85) ( figures 3 and 4 ). Adjusting for non-trial cardiovascular drugs taken during the trial did not alter the HR (adjusted HR 0.50, 95% CI 0.37 to 0.68).

Kaplan-Meier curves for the composite outcome of hospitalisation for acute coronary syndrome (non-fatal myocardial infarction and unstable angina), fatal myocardial infarction, non-fatal and fatal stroke, sudden death and heart failure. Kaplan-Meier curves are presented up to 5 years. MCVE, major cardiovascular event.

Major cardiovascular events in polypill and control groups. Data are n/N (%) unless otherwise indicated. We obtained HRs and 95% CIs by Cox regression models with shared frailty. CVD, cardiovascular disease.

Kaplan-Meier curves for the composite outcome of hospitalisation for acute coronary syndrome (non-fatal myocardial infarction and unstable angina), fatal myocardial infarction, non-fatal and fatal stroke, sudden death and heart failure. Kaplan-Meier curves are presented up to 5 years. (A) Curves in participants with no history of cardiovascular disease. (B) Curves in participants with a positive history of cardiovascular disease. MCVE, major cardiovascular event.

For secondary outcomes, the risk of non-fatal CVD events was significantly lower in the polypill group compared with the control group (adjusted HR 0.47, 95% CI 0.34 to 0.65). We found no differences in the risk of CVD mortality, non-cardiovascular mortality and overall mortality between the study arms ( figure 5 ). The results showed a significant decline in both systolic and diastolic blood pressure in the polypill group at month 24 (mean difference of 5.6 mm Hg (95% CI 3.8 to 7.4) and 3.4 mm Hg (95% CI 2.3 to 4.5), respectively). The decline in systolic and diastolic blood pressure was not significant in the control group at month 24 (mean difference of 0.1 mm Hg (95% CI −1.8 to 2.0) and 0.4 mm Hg (95% CI: −0.7 to 1.5), respectively). However, between month 24 and month 60, the reductions in both systolic and diastolic blood pressures were greater in the control group compared with the polypill group. Therefore, the difference between the two groups was not significant at month 60 ( figure 6 ).

Risk of secondary outcomes in polypill and control groups. Data are n (%) unless otherwise indicated. We obtained HRs and 95% CIs by Cox regression models with shared frailty. CVD, cardiovascular disease; MI, myocardial infarction.

Changes in systolic blood pressure (A) and diastolic blood pressure (B) with a fixed-dose combination treatment strategy compared with control. The figure represents the raw estimation of the mean and 95% CIs of blood pressure at each time point.

Online supplemental table 5 demonstrates the frequency of adverse events in the polypill and control groups. The frequency of muscle pain, dizziness, dyspepsia, regurgitation of food or liquid and heart burn based on self-report was higher in the polypill group. No fatal or non-fatal renal failure was detected throughout the follow-up. Only seven cases of death due to intracranial haemorrhage was reported, four in the polypill group and three in the control group. No gastrointestinal bleeding was reported in this study, which shows the safety of aspirin in polypill.

The results of this trial showed that daily administration of polypills over a 5-year period can decrease the risk of major cardiovascular events by approximately 50% in participants aged 50–75 years, with an NNT of 25. No heterogeneity of effect was observed across various subgroups. Despite a higher frequency of non-serious adverse events in the polypill group, serious adverse events were comparable between the two groups, suggesting that polypill administration could safely reduce cardiovascular outcomes.

The current study demonstrated a 33% reduction in CVD mortality. However, despite the previous findings from the northeast part of Iran, this reduction did not reach statistical significance. This controversy may be due to lower mortality rate caused by CVDs in the PARS cohort or better access to healthcare services in this rural community. 13 The safety of aspirin for the primary prevention of CVDs is still controversial, specifically due to bleeding side effects. 6 Results of PolyIran and the individual participant data meta-analysis showed no significant adverse event in case aspirin was included in polypill. 7 11 In line with our findings, the results of the individual participant data meta-analysis further showed that strategies with aspirin are much more effective than strategies excluding aspirin. 11

Polypill strategy is affordable and feasible in most parts of the world. 15 16 So far, various formulations of polypill have been used worldwide in several studies, 17 18 and marketed in different countries, including Iran. 19 20 Availability and affordability could be further increased through the inclusion of CVD medications in programmes, such as WHO prequalification programmes. Although polypill can be delivered using separate medications, their combined use in a pill would certainly result in higher adherence. 21 A complementary strategy is to improve access to CVD prevention through non-physician healthcare workers and to integrate community-based screening and treatment of CVD risk factors into primary care. The value of such an approach has been shown in the HOPE-4 and PolyIran trials. 7 22 This strategy can be effective in different communities to achieve the United Nations Sustainable Development Goals of reducing premature mortality from non-communicable disease by one-third until 2030. 23

Many published trials on polypills for atherosclerotic CVD have had short follow-up duration and small to moderate sample sizes. Recent systematic reviews showed the long-term effects of the various formulations of polypill particularly in primary prevention settings. 21 24 The large scale, the population-based design and the long follow-up period of the current study are among the advantages that have yielded significant results on effectiveness and safety of polypill in this study. The PolyPars Study has certain limitations as well. First, we used only one type of pill for all participants for both primary and secondary prevention. Flexible doses may improve drug effectiveness. However, fixed-dose combinations are more practical. Second, the PolyPars Study was conducted in a rural community; therefore, generalising the findings to urban populations warrants further investigation.

Finally, in this study, the effect was null for several secondary outcomes. This findings could be attributed to the relatively short follow-up period of 5 years and the low rate of CVD mortality in this region, which may have resulted in our study being underpowered to detect a reduction in mortality. Further studies with longer follow-up are needed to evaluate the effectiveness of polypill for reducing mortality.

In conclusion, the utilisation of a four-component polypill proved effective in substantially reducing the risk of major cardiovascular events in a pragmatic, community-based trial. This trial furnishes essential evidence supporting the integration of a polypill strategy into preventive programmes aimed at mitigating the burden of CVDs, particularly in low-income and middle-income countries.

Ethics statements

Patient consent for publication.

Not applicable.

Ethics approval

This study involves human participants and was approved by the Ethics Committees of Shiraz University of Medical Sciences and Tehran University of Medical Sciences (IR.TUMS.DDRI.REC.1395.13). Participants gave informed consent to participate in the study before taking part.

Acknowledgments

We acknowledge the community healthcare staff (Behvarz) for their role in recruitment and follow-up of participants. We also thank the participants for their continued cooperation with this trial.

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Supplementary materials

Supplementary data.

This web only file has been produced by the BMJ Publishing Group from an electronic file supplied by the author(s) and has not been edited for content.

  • Data supplement 1

Contributors FM, HP, AE, SGS and RM—conception and design, analysis and interpretation of data. FM, SGS and RM—drafting of the manuscript. AG, GR, AA, FA, SSB, VM, MRF and AM—acquisition of the data and revising the manuscript for important intellectual content. All authors gave final approval and agreed to be accountable for all aspects of the work ensuring integrity and accuracy. SGS and RM are the guarantors of the study.

Funding The PolyPars was funded by the joint collaboration of Digestive Diseases Research Institute in Tehran University of Medical Sciences and the Non-Communicable Diseases Research Center in Shiraz University of Medical Sciences (grant number 910210).

Disclaimer Funders had no role in design, implementation and reporting the results of the study.

Competing interests None declared.

Patient and public involvement Patients and/or the public were not involved in the design, or conduct, or reporting, or dissemination plans of this research.

Provenance and peer review Not commissioned; externally peer reviewed.

Supplemental material This content has been supplied by the author(s). It has not been vetted by BMJ Publishing Group Limited (BMJ) and may not have been peer-reviewed. Any opinions or recommendations discussed are solely those of the author(s) and are not endorsed by BMJ. BMJ disclaims all liability and responsibility arising from any reliance placed on the content. Where the content includes any translated material, BMJ does not warrant the accuracy and reliability of the translations (including but not limited to local regulations, clinical guidelines, terminology, drug names and drug dosages), and is not responsible for any error and/or omissions arising from translation and adaptation or otherwise.

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    Background We aimed to investigate the effectiveness of fixed-dose combination therapy (polypill) for primary and secondary prevention of major cardiovascular diseases in a typical rural setting. Methods The PolyPars Study is a two-arm pragmatic cluster-randomised trial nested within the PARS cohort study, including all residents aged over 50 years in the entire district in southern Iran. The ...